Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alkeon Growth PW Partners, LP See All Filings	D/A	2025-10-17 11:41:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY WEALTH MANAGEMENT, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, Rockefeller Financial LLC, and Arkadios Capital CIK Number 0001501157 Filed Document 0000919574-25-006157 Exclusions or Exemptions 506b Accepted Date 2025-10-17 11:41:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2024-10-18 08:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY WEALTH MANAGEMENT, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501157 Filed Document 0000919574-24-005918 Exclusions or Exemptions 506b Accepted Date 2024-10-18 08:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2023-10-20 12:56:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY WEALTH MANAGEMENT, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501157 Filed Document 0000919574-23-005763 Exclusions or Exemptions 506b Accepted Date 2023-10-20 12:56:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2022-10-21 12:37:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY WEALTH MANAGEMENT, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501157 Filed Document 0000919574-22-006050 Exclusions or Exemptions 506b Accepted Date 2022-10-21 12:37:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2021-10-22 12:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY & CO., LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501157 Filed Document 0000919574-21-006421 Exclusions or Exemptions 506b Accepted Date 2021-10-22 12:20:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2020-10-23 12:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY & CO., LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501157 Filed Document 0000919574-20-006512 Exclusions or Exemptions 506b Accepted Date 2020-10-23 12:44:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2019-10-25 10:18:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY & CO., LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, FDX Capital LLC, CAIS Capital LLC, and Rockefeller Financial LLC CIK Number 0001501157 Filed Document 0000919574-19-006554 Exclusions or Exemptions 506b Accepted Date 2019-10-25 10:18:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2018-10-26 11:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers B. RILEY & CO., LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, RBC CAPITAL MARKETS, LLC, Deutsche Bank Trust Company Americas, JEFFERIES LLC, and FDX Capital LLC CIK Number 0001501157 Filed Document 0000919574-18-006815 Exclusions or Exemptions 506b Accepted Date 2018-10-26 11:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2017-10-26 13:10:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, RBC CAPITAL MARKETS, LLC, and Deutsche Bank Trust Company Americas CIK Number 0001501157 Filed Document 0000919574-17-007446 Exclusions or Exemptions 506b Accepted Date 2017-10-26 13:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2016-10-28 12:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMERIPRISE FINANCIAL SERVICES, INC., First Republic Securities Company, LLC, J.P. Morgan Securities LLC, and Wells Fargo Advisors, LLC CIK Number 0001501157 Filed Document 0000919574-16-016002 Exclusions or Exemptions 506b Accepted Date 2016-10-28 12:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, DOMINICK & DICKERMAN LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and AMERIPRISE FINANCIAL SERVICES, INC. CIK Number 0001501157 Filed Document 0000919574-15-007544 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Growth PW Partners, LP See All Filings	D/A	2015-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, RAYMOND JAMES FINANCIAL SERVICES, INC., HIGHTOWER SECURITIES, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, Morgan Stanley & Co. LLC, and UBS Financial Services Inc. CIK Number 0001501157 Filed Document 0000919574-15-002672 Exclusions or Exemptions 506b Accepted Date 2015-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth PW Partners, LP See All Filings	D/A	2014-03-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Freestone Securities, LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, RAYMOND JAMES & ASSOCIATES, INC., Hightower Securities, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., Stifel, Nicolaus & Company, Incorporated, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, MORGAN STANLEY & CO. LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001501157 Filed Document 0000919574-14-002111 Exclusions or Exemptions 506b Accepted Date 2014-03-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth PW Partners, LP See All Filings	D/A	2013-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SANDERS MORRIS HARRIS INC., Freestone Securities, LLC, Credit Suisse, Dominick & Dominick, RAYMOND JAMES & ASSOCIATES, INC., Hightower Securities, LLC, Purshe Kaplan Sterling Investments, Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc., DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, MORGAN STANLEY & CO. LLC, and UBS FINANCIAL SERVICES INC. CIK Number 0001501157 Filed Document 0000919574-13-005631 Exclusions or Exemptions 506b Accepted Date 2013-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund