Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Masterworks 168, LLC See All Filings	1-A	2022-10-11 17:01:03 UTC
Amount To Be Raised $769,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001942388 Filed Document 0001493152-22-028141 Accepted Date 2022-10-11 17:01:03 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OCRA Texas AL, LLC See All Filings	D	2022-10-11 16:57:38 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001949763 Filed Document 0001949749-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:57:38 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Fund LLC See All Filings	D/A	2022-10-11 16:56:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:56:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 155, LLC See All Filings	1-A	2022-10-11 16:53:27 UTC
Amount To Be Raised $1,221,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001938931 Filed Document 0001493152-22-028127 Accepted Date 2022-10-11 16:53:27 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
GPC Income Partners Co-Investment (Swan) LP See All Filings	D	2022-10-11 16:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001948511 Filed Document 0001948511-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:53:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPC-BR Income (Swan) LP See All Filings	D	2022-10-11 16:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001948031 Filed Document 0001948031-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:51:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Versant Voyageurs III, L.P. See All Filings	D	2022-10-11 16:51:26 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001947466 Filed Document 0001947466-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 16:51:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WA Growth Fund I, L.P. See All Filings	D	2022-10-11 16:50:54 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001950225 Filed Document 0001950243-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:50:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Templum, Inc. See All Filings	D	2022-10-11 16:50:01 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001718353 Filed Document 0001104659-22-107767 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:50:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enhanced Timberland Opportunities IV, LP See All Filings	D	2022-10-11 16:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950007 Filed Document 0001950007-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:42:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthy Ventures Scaling T, L.P. See All Filings	D	2022-10-11 16:42:08 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001887649 Filed Document 0001887649-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:42:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUGL, INC. See All Filings	1-A POS	2022-10-11 16:37:26 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001096768 Filed Document 0001079973-22-001313 Accepted Date 2022-10-11 16:37:26 UTC Type of Offering 1-A POS Industry SERVICES-ADVERTISING Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $1,121,657 State of Jurisdiction OKLAHOMA Type of Security Equity (common or preferred stock)
SP Funds RE, LLC See All Filings	D/A	2022-10-11 16:36:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001784753 Filed Document 0001784753-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:36:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced AgProtection, LLC See All Filings	D	2022-10-11 16:35:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001948894 Filed Document 0001948894-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:35:31 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MemberFi Holdings, Inc. See All Filings	D	2022-10-11 16:33:09 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001949399 Filed Document 0001567619-22-018413 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:33:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REO Performance Fund, LLC See All Filings	D	2022-10-11 16:30:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001950108 Filed Document 0001950108-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 16:30:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Versant Vantage III, L.P. See All Filings	D	2022-10-11 16:29:49 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001947467 Filed Document 0001947467-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 16:29:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Coinme Inc. See All Filings	D	2022-10-11 16:22:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001703558 Filed Document 0001703558-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:22:03 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Meadowlark Apartments LLC See All Filings	D	2022-10-11 16:21:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001949663 Filed Document 0001949663-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:21:21 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Fiducioso Advisors, Inc. See All Filings	D	2022-10-11 16:19:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001576896 Filed Document 0001576896-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:19:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Lotus SPV III, a Series of Lotus SPV Master, LLC See All Filings	D	2022-10-11 16:18:36 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001918852 Filed Document 0001918852-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:18:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMV Emrgy SA, LLC See All Filings	D	2022-10-11 16:16:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001949749 Filed Document 0001949749-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:16:07 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Shopoff Mesa AZ Industrial Fund, LLC See All Filings	D	2022-10-11 16:15:52 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers Shopoff Securities Inc. and Financial Goal Securities, Inc. CIK Number 0001950277 Filed Document 0001950277-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:15:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Grandview LA Co-Living, L.P. See All Filings	D	2022-10-11 16:15:33 UTC
Amount To Be Raised $20,020,020 Associated Brokers / Dealers N/A CIK Number 0001937265 Filed Document 0000950172-22-000148 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:15:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thunder Biotech, Inc. See All Filings	D	2022-10-11 16:10:03 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001707315 Filed Document 0001707315-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:10:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ABH Holdco, Incorporated See All Filings	C/A	2022-10-11 16:08:36 UTC
Financial Interest We charge 2% commission paid in equity or securities at the same rate as this offering. Filing Platform StartEngine Capital, LLC Offering Amount $4,746,000 CIK Number 0001783271 Filed Document 0001665160-22-002749 Accepted Date 2022-10-11 16:08:36 UTC Type of Offering C/A Security Offered Amount 1,264 Security Offered Type Other State SOUTH CAROLINA
Luxvest 1 LLC See All Filings	C/A	2022-10-11 16:08:19 UTC
Financial Interest Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the Securities sold in the Offering. Filing Platform Bananafina LLC. Offering Amount $18,000 CIK Number 0001947027 Filed Document 0001947027-22-000003 Accepted Date 2022-10-11 16:08:19 UTC Type of Offering C/A Security Offered Amount 500 Security Offered Type Other State FLORIDA
Ainnova Tech See All Filings	D	2022-10-11 16:06:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001950209 Filed Document 0001477932-22-007536 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:06:23 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
808 Capital I, LLC See All Filings	D	2022-10-11 16:05:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950217 Filed Document 0001950217-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timber Pharmaceuticals, Inc. See All Filings	D	2022-10-11 16:05:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001504167 Filed Document 0001104659-22-107710 Exclusions or Exemptions 506b Accepted Date 2022-10-11 16:05:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Rodedawg International Industries, Inc. See All Filings	1-A	2022-10-11 16:04:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001867589 Filed Document 0001683168-22-006833 Accepted Date 2022-10-11 16:04:46 UTC Type of Offering 1-A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier1 Principal Place of Business WYOMING Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Blockchain Laboratories, Inc. See All Filings	C/A	2022-10-11 16:02:38 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001941477 Filed Document 0001669191-22-000973 Accepted Date 2022-10-11 16:02:38 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State WYOMING
CMN, INC. See All Filings	C/A	2022-10-11 16:02:28 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,249,999 CIK Number 0001926460 Filed Document 0001669191-22-000972 Accepted Date 2022-10-11 16:02:28 UTC Type of Offering C/A Security Offered Amount 4,167 Security Offered Type Common Stock State NEVADA
BidaFi, Inc. See All Filings	C/A	2022-10-11 16:02:27 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $250,000 CIK Number 0001942856 Filed Document 0001669191-22-000970 Accepted Date 2022-10-11 16:02:27 UTC Type of Offering C/A Security Offered Amount 2,000 Security Offered Type Common Stock State CALIFORNIA
ThermaSat, Inc. See All Filings	C/A	2022-10-11 16:02:25 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001942099 Filed Document 0001669191-22-000971 Accepted Date 2022-10-11 16:02:25 UTC Type of Offering C/A Security Offered Amount 500 Security Offered Type Common Stock State ARIZONA
Jasper Ridge Private Investments, L.P. See All Filings	D/A	2022-10-11 15:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001825247 Filed Document 0001519924-22-000020 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Many Hands, SPC See All Filings	D	2022-10-11 15:55:54 UTC
Amount To Be Raised $370,000 Associated Brokers / Dealers N/A CIK Number 0001949764 Filed Document 0001949764-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:55:54 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
QP-Mint I, a series of Curated NFTs, LP See All Filings	D/A	2022-10-11 15:54:56 UTC
Amount To Be Raised $39,147,942 Associated Brokers / Dealers N/A CIK Number 0001927331 Filed Document 0001927328-22-000005 Exclusions or Exemptions 506c Accepted Date 2022-10-11 15:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Decco Tempe LLC See All Filings	D	2022-10-11 15:52:39 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001950273 Filed Document 0001950273-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:52:39 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Allocate - HCC Capital Fund 1, L.P. See All Filings	D	2022-10-11 15:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950261 Filed Document 0001950261-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:52:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PSC EP DISCRETIONARY COINVEST II, LP See All Filings	D	2022-10-11 15:50:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949776 Filed Document 0001949776-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:50:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumu Technologies, Inc. See All Filings	D/A	2022-10-11 15:45:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001853992 Filed Document 0001853992-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:45:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Deerpath Capital Advantage VI (Cayman), LP See All Filings	D/A	2022-10-11 15:43:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001888002 Filed Document 0001888002-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:43:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FICG-GM-I Fund, L.P. See All Filings	D	2022-10-11 15:38:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001947970 Filed Document 0001947970-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:38:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deerpath Capital VI, LP See All Filings	D/A	2022-10-11 15:35:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001888010 Filed Document 0001888010-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:35:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novaya Open-End Fund, LP See All Filings	D/A	2022-10-11 15:32:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001827242 Filed Document 0001827242-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:32:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Deerpath Capital Advantage VI (US), LP See All Filings	D/A	2022-10-11 15:26:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001888003 Filed Document 0001888003-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:26:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRE PARKWYN, LLC See All Filings	D	2022-10-11 15:22:01 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001950111 Filed Document 0001096906-22-002462 Exclusions or Exemptions 506c Accepted Date 2022-10-11 15:22:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BBH Wealth Strategies, LLC - Select Equity Series See All Filings	D/A	2022-10-11 15:15:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654743 Filed Document 0001654743-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:15:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Houston Prime II Investors LLC See All Filings	D	2022-10-11 15:13:47 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001947304 Filed Document 0001947304-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 15:13:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity