Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AM Batteries, Inc. See All Filings	D	2022-10-12 08:44:20 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001890792 Filed Document 0001415889-22-010442 Exclusions or Exemptions 506b Accepted Date 2022-10-12 08:44:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nest Investments, LLC See All Filings	D	2022-10-12 08:34:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001948755 Filed Document 0001948755-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 08:34:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Goodhart Partners Longitude Fund SICAV-SIF - Ganbaru Fund See All Filings	D/A	2022-10-12 06:46:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001900765 Filed Document 0001900765-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-12 06:46:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goodhart Partners Longitude Fund SICAV-SIF - Hanjo Fund See All Filings	D/A	2022-10-12 06:28:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001685339 Filed Document 0001685339-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-12 06:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oberweis International Select Fund, LLC See All Filings	D/A	2022-10-11 21:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian Kainalu Lee, Marc Edward Carlson, Brett Allen Pierson, and Thomas Russell LaBelle CIK Number 0001824607 Filed Document 0001824607-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 21:34:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Modern Pediatrics, Inc. See All Filings	D	2022-10-11 21:23:51 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001950267 Filed Document 0001950267-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 21:23:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
OPGEN INC See All Filings	D	2022-10-11 21:02:42 UTC
Amount To Be Raised $3,381,338 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001293818 Filed Document 0001079973-22-001317 Exclusions or Exemptions 506b Accepted Date 2022-10-11 21:02:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BBG Ventures IV, L.P. See All Filings	D	2022-10-11 20:48:51 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001949254 Filed Document 0001949254-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 20:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarkston QV (Offshore) Ltd. See All Filings	D/A	2022-10-11 20:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949357 Filed Document 0000943663-22-000143 Exclusions or Exemptions 506b Accepted Date 2022-10-11 20:34:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highgate Equity Partners, L.P. See All Filings	D/A	2022-10-11 20:29:05 UTC
Amount To Be Raised $56,275,000 Associated Brokers / Dealers FDX Capital LLC CIK Number 0001854334 Filed Document 0001854334-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 20:29:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Christina Real Estate Investors 2, LLC See All Filings	D/A	2022-10-11 20:16:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Brandon Wilson CIK Number 0001707327 Filed Document 0001707327-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 20:16:12 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KAPTYN HOLDING CORP. See All Filings	D	2022-10-11 20:14:10 UTC
Amount To Be Raised $462 Associated Brokers / Dealers N/A CIK Number 0001892746 Filed Document 0001892746-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 20:14:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WhisperSom Corp See All Filings	D	2022-10-11 20:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001567619-22-018420 Exclusions or Exemptions 506b Accepted Date 2022-10-11 20:00:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Classet, Inc. See All Filings	D	2022-10-11 20:00:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001950270 Filed Document 0001950270-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 20:00:02 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Asserta Health, Inc. See All Filings	C-W	2022-10-11 19:47:44 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001933759 Filed Document 0001665160-22-002750 Accepted Date 2022-10-11 19:47:44 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Partners Capital Phoenix Fund II Ltd - Diversified Income Fund See All Filings	D/A	2022-10-11 19:40:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605606 Filed Document 0001605606-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 19:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Asia Co-Invest Fund Ltd. See All Filings	D/A	2022-10-11 19:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743313 Filed Document 0001743313-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 19:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonwealth Thoroughbreds LLC See All Filings	1-A POS	2022-10-11 19:28:31 UTC
Amount To Be Raised $895,850 Associated Brokers / Dealers N/A CIK Number 0001789339 Filed Document 0001437749-22-023976 Accepted Date 2022-10-11 19:28:31 UTC Type of Offering 1-A POS Industry SERVICES-RACING, INCLUDING TRACK OPERATION Offering Tier Tier2 Principal Place of Business KENTUCKY Revenue or Assets $1,199,200 State of Jurisdiction DELAWARE Type of Security Other(describe)
Champion Wake Forest Properties, LLC See All Filings	D	2022-10-11 19:01:51 UTC
Amount To Be Raised $20,200,000 Associated Brokers / Dealers N/A CIK Number 0001949748 Filed Document 0001949748-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 19:01:51 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lirvana Labs, Inc. See All Filings	D	2022-10-11 18:55:36 UTC
Amount To Be Raised $3,034,999 Associated Brokers / Dealers N/A CIK Number 0001950265 Filed Document 0001950265-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:55:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INSTINCT ENVIRONMENTAL CO See All Filings	D	2022-10-11 18:54:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001950302 Filed Document 0001950302-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:54:14 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Caerus Strength Inc See All Filings	D	2022-10-11 18:47:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949353 Filed Document 0001949353-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:47:51 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Pax8, Inc. See All Filings	D	2022-10-11 18:25:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001539057 Filed Document 0001539057-22-000005 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:25:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DPR CONSTRUCTION, INC. See All Filings	D	2022-10-11 18:23:13 UTC
Amount To Be Raised $3,013,176 Associated Brokers / Dealers N/A CIK Number 0001837168 Filed Document 0001837168-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:23:13 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eilan Interwest LLC See All Filings	D	2022-10-11 18:22:20 UTC
Amount To Be Raised $4,435,000 Associated Brokers / Dealers N/A CIK Number 0001949916 Filed Document 0001949916-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:22:20 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Long Focus Capital, LLC See All Filings	D/A	2022-10-11 18:12:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606664 Filed Document 0001606664-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:12:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
B2Digital, Inc. See All Filings	D	2022-10-11 18:06:22 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0000725929 Filed Document 0001553997-22-000051 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:06:22 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
DPR CONSTRUCTION, INC. See All Filings	D	2022-10-11 18:05:58 UTC
Amount To Be Raised $7,777,189 Associated Brokers / Dealers N/A CIK Number 0001837168 Filed Document 0001837168-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:05:58 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greystar Equity Partners XI REIT, LLC See All Filings	D	2022-10-11 18:04:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001949853 Filed Document 0001949853-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 18:04:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PIVOTAL POINT CAPITAL PARTNERS, LLC See All Filings	D	2022-10-11 17:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950198 Filed Document 0001950198-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 17:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHPOINT SURGERY CENTER LLC See All Filings	D	2022-10-11 17:54:09 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001925494 Filed Document 0001925494-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:54:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Mountain View 92, LLC See All Filings	D	2022-10-11 17:52:50 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001950308 Filed Document 0001950308-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:52:50 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Napier Park DV II, LP See All Filings	D	2022-10-11 17:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001949775 Filed Document 0001947111-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arcade Software, Inc. See All Filings	D	2022-10-11 17:40:50 UTC
Amount To Be Raised $5,164,996 Associated Brokers / Dealers N/A CIK Number 0001857918 Filed Document 0001857918-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:40:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1031CF Bridge Fund II, LLC See All Filings	D	2022-10-11 17:37:29 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Capulent LLC CIK Number 0001949054 Filed Document 0001949054-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-10-11 17:37:29 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Versant Venture Capital IX, L.P. See All Filings	D	2022-10-11 17:31:32 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001947469 Filed Document 0001947469-22-000002 Exclusions or Exemptions 506c Accepted Date 2022-10-11 17:31:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Metrix RE Series 1, a Series of Metrix Investment Club, LLC See All Filings	D/A	2022-10-11 17:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001943617 Filed Document 0001362118-22-000068 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:28:01 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GPC Income Partners SMA 2022 LP See All Filings	D	2022-10-11 17:26:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001933308 Filed Document 0001933310-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:26:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GPC Income Partners SMA 2022 AIV A LP See All Filings	D	2022-10-11 17:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001933310 Filed Document 0001933310-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:19:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
i2O Therapeutics, Inc. See All Filings	D	2022-10-11 17:18:07 UTC
Amount To Be Raised $42,032,225 Associated Brokers / Dealers N/A CIK Number 0001782226 Filed Document 0001782226-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:18:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Senior Secured Credit Cayman Fund Ltd. See All Filings	D/A	2022-10-11 17:17:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544272 Filed Document 0001513944-22-000005 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:17:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 149, LLC See All Filings	1-A	2022-10-11 17:17:25 UTC
Amount To Be Raised $8,325,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001925323 Filed Document 0001493152-22-028157 Accepted Date 2022-10-11 17:17:25 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Alpine Flagship Onshore Fund See All Filings	D/A	2022-10-11 17:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950155 Filed Document 0001950155-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CDL Offshore Fund (Levered) Feeder, L.P. See All Filings	D	2022-10-11 17:16:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Capital Markets L.L.C. and Phoenix Value Feeder Funds Advanced Investments Ltd. CIK Number 0001935453 Filed Document 0001935453-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:16:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks 160, LLC See All Filings	1-A	2022-10-11 17:13:47 UTC
Amount To Be Raised $1,277,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001942201 Filed Document 0001493152-22-028152 Accepted Date 2022-10-11 17:13:47 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
FREEFLOW ENTOS II, LLC See All Filings	D	2022-10-11 17:09:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950324 Filed Document 0001950324-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:09:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Senior Secured Credit Fund LLC See All Filings	D/A	2022-10-11 17:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544274 Filed Document 0001513944-22-000004 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Chelsea REIT, LLC See All Filings	D	2022-10-11 17:06:28 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0001949847 Filed Document 0001949847-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:06:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2022-10-11 17:03:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513944-22-000003 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:03:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Flagship Onshore Fund See All Filings	D	2022-10-11 17:01:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950155 Filed Document 0001950155-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-10-11 17:01:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity