Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Mega Matrix Corp. See All Filings	D	2022-11-28 14:26:19 UTC
Amount To Be Raised $6,864,000 Associated Brokers / Dealers N/A CIK Number 0001036848 Filed Document 0001709409-22-000012 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:26:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ernesta Home, Inc. See All Filings	D	2022-11-28 14:18:02 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001954034 Filed Document 0001954034-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:18:02 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Broadway Electric, Inc. See All Filings	D	2022-11-28 14:16:30 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers NA CIK Number 0001738692 Filed Document 0001738692-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:16:30 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
BeatClub, Inc. See All Filings	D	2022-11-28 14:13:38 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001830796 Filed Document 0001567619-22-020905 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:13:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Altera SLT Extended Stay 3, LLC See All Filings	D/A	2022-11-28 14:12:53 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001952079 Filed Document 0001952079-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:12:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Equitybee 22-36657, a Series of Equitybee cFund Master LLC See All Filings	D	2022-11-28 14:08:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michelle Kaiser and Tripp Middleton CIK Number 0001955868 Filed Document 0001955868-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-11-28 14:08:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND CXII LLC See All Filings	D/A	2022-11-28 14:04:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925517 Filed Document 0001925517-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 14:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP ES FUND CXVI LLC See All Filings	D	2022-11-28 13:55:08 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925362 Filed Document 0001925362-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:55:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Contrarian Achieve SPV, LP See All Filings	D	2022-11-28 13:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001956207 Filed Document 0001956207-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:49:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ship It Pro LLC See All Filings	C	2022-11-28 13:48:56 UTC
Financial Interest Three percent (3%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Capital, LLC Offering Amount $1,234,999 CIK Number 0001910989 Filed Document 0001665160-22-002976 Accepted Date 2022-11-28 13:48:56 UTC Type of Offering C Security Offered Amount 18,518 Security Offered Type Other State TENNESSEE
Lasalle Mortgage Real Estate Capital V INC See All Filings	D	2022-11-28 13:43:47 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001955674 Filed Document 0001955674-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:43:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MADKUDU INC. See All Filings	D	2022-11-28 13:43:08 UTC
Amount To Be Raised $17,885,256 Associated Brokers / Dealers N/A CIK Number 0001644271 Filed Document 0001644271-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:43:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CCCXCIII LLC See All Filings	D	2022-11-28 13:40:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925507 Filed Document 0001925507-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:40:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CF Industry Multifamily DST See All Filings	D/A	2022-11-28 13:32:40 UTC
Amount To Be Raised $42,020,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., Concorde Investment Services, LLC, Kingswood Capital Partners, LLC, Arkadios Capital, DAI Securities, LLC, Emerson Equity LLC, Stax Capital, Kalos Capital, Inc., Thornhill Securities, Inc., Lightpath Capital, Inc., Growth Capital Services, Inc., NPB Financial Group, LLC, MSC - BD, LLC, Dempsey Lord Smith, LLC, The Strategic Financial Alliance, Inc., Nationwide Planning Associates Inc., Cabin Securities, Inc., Metropolitan Capital Investment Banc, Inc., Calton & Associates, Inc., World Equity Group, Inc., Aurora Securities, and FNEX Capital, LLC CIK Number 0001899423 Filed Document 0001899423-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:32:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP LS FUND CCCXCIV LLC See All Filings	D	2022-11-28 13:30:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001925508 Filed Document 0001925508-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:30:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
LL Private Lending Fund, L.P. See All Filings	D/A	2022-11-28 13:29:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691480 Filed Document 0001879785-22-000073 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:29:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Equitybee 22-84228, a Series of Equitybee cFund Master LLC See All Filings	D	2022-11-28 13:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeff Novak CIK Number 0001955865 Filed Document 0001955865-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-11-28 13:28:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gateway QOF Investors LLC See All Filings	D	2022-11-28 13:23:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001956176 Filed Document 0001956176-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:23:02 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Magnum Capital Fund LLC See All Filings	D	2022-11-28 13:22:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001952868 Filed Document 0001952868-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-11-28 13:22:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Convex Venture Fund, LP - Series 9 See All Filings	D/A	2022-11-28 13:18:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897763 Filed Document 0000919574-22-006908 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:18:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Elevation IC Holdings CV I LP See All Filings	D	2022-11-28 13:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001955233 Filed Document 0001955233-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Davidson Kempner Crow Co-Invest Fund LP See All Filings	D	2022-11-28 13:14:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001950333 Filed Document 0000950142-22-003266 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:14:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BK Heights Remsen Fund LP See All Filings	D	2022-11-28 13:13:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001955681 Filed Document 0001955681-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:13:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Statar Capital Offshore (Cayman), Ltd. See All Filings	D/A	2022-11-28 13:12:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001902939 Filed Document 0001902939-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:12:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JLLX Diversified II, DST See All Filings	D/A	2022-11-28 13:11:01 UTC
Amount To Be Raised $219,810,811 Associated Brokers / Dealers LaSalle Investment Management Distributors, LLC, Rob Johnson, Bryan C. Hakola, Daniel Raupp, Jessica Healy, Christina Nielson, John Stomberger, Ian C. McElreath, Jeffrey Harvey, Jason L. McMurtry, Rikki Foster, L.H. Bayley, Morgan Stanley, Greg Thorn, Chris Vizzi, Chris Farr, Rob Johnson, Shay Scruggs, Jeffrey W. Senglaub, RBC Capital Markets, LLC, Janney Montgomery Scott LLC, David Farrell, Eric White, Jared S. Horner, Jonathan H. Pinnock, Ann R. Wang, Stephen Grossman, and Robert Bezzone CIK Number 0001930808 Filed Document 0001930808-22-000016 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:11:01 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aeon Residential Opportunity Fund, LLC See All Filings	D/A	2022-11-28 13:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001872031 Filed Document 0001872031-22-000003 Exclusions or Exemptions 504 and 506c Accepted Date 2022-11-28 13:09:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Convex Venture Fund, LP - Series 10 See All Filings	D/A	2022-11-28 13:08:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001897792 Filed Document 0000919574-22-006906 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:08:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NeuroX Innovations Inc. See All Filings	D	2022-11-28 13:05:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001956083 Filed Document 0001956083-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:05:57 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
CF Glenmuir Multifamily DST See All Filings	D/A	2022-11-28 13:04:14 UTC
Amount To Be Raised $86,100,000 Associated Brokers / Dealers Cantor Fitzgerald & Co., ADVISORY GROUP EQUITY SERVICES LTD., AMERICAN INVESTORS COMPANY, AMERICAN TRUST INVESTMENT SERVICES, INC., Calton & Associates, Inc., Capulent LLC, Concorde Investment Services, LLC, DFPG Investments, Inc., Growth Capital Services Inc, JRL CAPITAL CORPORATION, KCD FINANCIAL, INC., Lightpath Capital, Inc, Thornhill Securities Inc, Patrick Capital Markets, LLC, Money Concepts Capital Corp, Stax Capital, Centaurus Financial, Inc., Wealthforge Securities, LLC, NPB Financial Group, LLC, Crown Capital Securities, L.P., Courtlandt Securities Corporation, Purshe Kaplan Sterling Investments, Colorado Financial Service Corporation, Emerson Equity LLC, Madison Avenue Securities, LLC, DAI Securities, LLC, Network 1 Financial Securities Inc., Nationwide Planning Associates Inc., Metropolitan Capital Investment Banc, Inc., MHL Investments, World Equity Group, Inc., Arkadios Capital, McDermott Investment Services, LLC, Whitehall-Parker Securities, Inc., Oak Tree Securities, Inc., Western International Securities, Inc., TCFG Wealth Management, LLC, and Herold & Lantern Investments, Inc. CIK Number 0001872937 Filed Document 0001872937-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:04:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FIRST WATERLOO BANCSHARES INC See All Filings	D	2022-11-28 13:01:46 UTC
Amount To Be Raised $8,625,000 Associated Brokers / Dealers The Oak Ridge Financial Services Group, Inc. CIK Number 0000771793 Filed Document 0000950138-22-000236 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:01:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Quinwood Coal Company, LLC See All Filings	D/A	2022-11-28 13:00:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001944812 Filed Document 0001944812-22-000002 Exclusions or Exemptions 506b Accepted Date 2022-11-28 13:00:50 UTC Type of Offering D/A Industry Coal Mining Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Optima Healthcare & Biotech Fund Ltd See All Filings	D/A	2022-11-28 12:59:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799805 Filed Document 0001799805-22-000002 Exclusions or Exemptions 506c Accepted Date 2022-11-28 12:59:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novusterra Inc See All Filings	D	2022-11-28 12:58:56 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001831114 Filed Document 0001831114-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:58:56 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
IDFUND FEVO 2 A SERIES OF ID FUNDS 3 LLC See All Filings	D	2022-11-28 12:56:18 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers PARKER STREET SECURITIES LLC CIK Number 0001954727 Filed Document 0001954727-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:56:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IQX CORP. See All Filings	D/A	2022-11-28 12:55:21 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001659155 Filed Document 0001213900-22-075417 Exclusions or Exemptions 506c Accepted Date 2022-11-28 12:55:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Ember Processing LLC See All Filings	D	2022-11-28 12:54:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001955702 Filed Document 0001955702-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:54:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Optima Healthcare & Biotech Fund LLC See All Filings	D/A	2022-11-28 12:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001799804 Filed Document 0001799804-22-000002 Exclusions or Exemptions 506c Accepted Date 2022-11-28 12:53:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISF III Overflow Fund, L.P. See All Filings	D	2022-11-28 12:49:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001956085 Filed Document 0001956085-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:49:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terracol XXII LLC See All Filings	D	2022-11-28 12:42:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001955381 Filed Document 0001955381-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:42:46 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Gleneagles Investors LLC See All Filings	D	2022-11-28 12:35:25 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001952772 Filed Document 0001952772-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:35:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IDPartner Systems Inc. See All Filings	D	2022-11-28 12:34:27 UTC
Amount To Be Raised $3,145,492 Associated Brokers / Dealers N/A CIK Number 0001951924 Filed Document 0001951924-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:34:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Port. Prerogative Club See All Filings	D	2022-11-28 12:25:48 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001854229 Filed Document 0001854229-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:25:48 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flourish Change, Inc. See All Filings	D	2022-11-28 12:25:28 UTC
Amount To Be Raised $2,812,667 Associated Brokers / Dealers N/A CIK Number 0001830987 Filed Document 0001830987-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:25:28 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TriniD Partners Fund I, LLC See All Filings	D/A	2022-11-28 12:24:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524910 Filed Document 0001903574-22-000023 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:24:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3001 Parkway LLC See All Filings	D	2022-11-28 12:19:41 UTC
Amount To Be Raised $2,392,000 Associated Brokers / Dealers N/A CIK Number 0001956235 Filed Document 0001096906-22-002852 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:19:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optima Global Trading Fund Ltd See All Filings	D/A	2022-11-28 12:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502395 Filed Document 0001502395-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-11-28 12:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Chase Financial Services Corp See All Filings	D/A	2022-11-28 12:13:20 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001807246 Filed Document 0001807246-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:13:20 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Optima Global Trading Fund LLC See All Filings	D/A	2022-11-28 12:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509531 Filed Document 0001509531-22-000001 Exclusions or Exemptions 506c Accepted Date 2022-11-28 12:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroders Capital FOCUS III (Cayman), L.P. See All Filings	D	2022-11-28 12:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001955801 Filed Document 0001955801-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:05:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Schroders Capital FOCUS III, L.P. See All Filings	D	2022-11-28 12:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001955817 Filed Document 0001955817-22-000001 Exclusions or Exemptions 506b Accepted Date 2022-11-28 12:03:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund