|
|
D/A |
2022-11-28 16:09:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- OCP CAPITAL, LLC
- CIK Number
- 0001522486
- Filed Document
- 0000919574-22-006913
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 16:09:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 16:08:39 UTC |
- Amount To Be Raised
- $194,780
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955309
- Filed Document
- 0001955309-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 16:08:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 16:06:52 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001828421
- Filed Document
- 0001639701-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 16:06:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 16:06:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc., Capulent LLC, Stifel Nicolaus & Co., Incorporated, Stonehaven, LLC, Invicta Capital LLC, and Magstar Capital, LLC
- CIK Number
- 0001856611
- Filed Document
- 0001897411-22-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 16:06:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 16:03:31 UTC |
- Amount To Be Raised
- $60,030
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955247
- Filed Document
- 0001955247-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 16:03:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 16:02:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001951973
- Filed Document
- 0001951973-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 16:02:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
C |
2022-11-28 16:00:27 UTC |
- Financial Interest
- The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the offering.
- Filing Platform
- OpenDeal Portal LLC
- Offering Amount
- $3,000,000
- CIK Number
- 0001951723
- Filed Document
- 0001951723-22-000001
- Accepted Date
- 2022-11-28 16:00:27 UTC
- Type of Offering
- C
- Security Offered Amount
- 25,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
D/A |
2022-11-28 15:59:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001900232
- Filed Document
- 0001900232-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:59:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 15:54:33 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599423
- Filed Document
- 0001474506-22-000141
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:54:33 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:52:27 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955779
- Filed Document
- 0001955779-22-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:52:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:49:40 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639701
- Filed Document
- 0001639701-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:49:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:48:03 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955504
- Filed Document
- 0001955504-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:48:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2022-11-28 15:33:37 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955892
- Filed Document
- 0001104659-22-122375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:33:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2022-11-28 15:30:25 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955944
- Filed Document
- 0001955944-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:30:25 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
Optima Lloyd George Asia Fund, a sub-fund of Apsley Fund ICAV
See All Filings
|
D/A |
2022-11-28 15:30:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001776804
- Filed Document
- 0001387466-22-000012
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:30:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 15:26:47 UTC |
- Amount To Be Raised
- $10,960,181
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599423
- Filed Document
- 0001474506-22-000140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:26:47 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 15:24:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001903475
- Filed Document
- 0001387466-22-000011
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:24:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 15:21:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001900002
- Filed Document
- 0001387466-22-000010
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:21:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 15:21:15 UTC |
- Amount To Be Raised
- $215,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001951108
- Filed Document
- 0001954773-22-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:21:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:19:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678926
- Filed Document
- 0001678926-22-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:19:27 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2022-11-28 15:18:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504295
- Filed Document
- 0001387466-22-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:18:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 15:16:42 UTC |
- Amount To Be Raised
- $16,613,798
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689448
- Filed Document
- 0001548958-22-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:16:42 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 15:16:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001350497
- Filed Document
- 0001387466-22-000008
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:16:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 15:11:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504296
- Filed Document
- 0001387466-22-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:11:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 15:11:04 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001948258
- Filed Document
- 0001943463-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:11:04 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 15:09:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001350499
- Filed Document
- 0001387466-22-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:09:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 15:09:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955977
- Filed Document
- 0001955977-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:09:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:08:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PHASE ONE FINANCIAL SERVICES, LLC, FNEX CAPITAL, LLC, and FINALIS SECURITIES LLC
- CIK Number
- 0001954888
- Filed Document
- 0001567619-22-020908
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:08:51 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:07:12 UTC |
- Amount To Be Raised
- $122,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001956187
- Filed Document
- 0001956187-22-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:07:12 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 15:06:07 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955246
- Filed Document
- 0001955246-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:06:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 15:04:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674408
- Filed Document
- 0001387466-22-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:04:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 15:04:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michelle Kaiser
- CIK Number
- 0001955870
- Filed Document
- 0001955868-22-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:04:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 15:02:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001680347
- Filed Document
- 0001387466-22-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 15:02:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 15:01:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001893986
- Filed Document
- 0001893995-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 15:01:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 14:58:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502398
- Filed Document
- 0001387466-22-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 14:58:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 14:55:38 UTC |
- Amount To Be Raised
- $26,192,805
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955802
- Filed Document
- 0001955802-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:55:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 14:55:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001341615
- Filed Document
- 0001387466-22-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 14:55:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 14:51:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeff Novak
- CIK Number
- 0001955869
- Filed Document
- 0001955868-22-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 14:51:45 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 14:51:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001893995
- Filed Document
- 0001893995-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:51:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 14:49:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387466
- Filed Document
- 0001387466-22-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 14:49:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 14:49:37 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955738
- Filed Document
- 0001955738-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:49:37 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2022-11-28 14:47:54 UTC |
- Amount To Be Raised
- $154,820,713
- Associated Brokers / Dealers
- Inland Securities Corporation, Thornhill Securities, Inc., Chelsea Financial Services, Colorado Financial Service Corporation, Cambridge Investment Research, Inc., Wilson-Davis & Co., Inc., Concorde Investment Services, LLC, Emerson Equity LLC, Whitehall-Parker Securities, Inc., Cabin Securities, Inc., Cabot Lodge Securities LLC, Centaurus Financial, Inc., Stifel, Nicolaus & Company, Incorporated, Berthel, Fisher & Company Financial Services, Inc., Avantax Investment Services, Inc., Kingswood Capital Partners, LLC, Crown Capital Securities, L.P., Ameritas Investment Company, LLC, Arkadios Capital, Concourse Financial Group Securities, Inc., Western International Securities, Inc., Kovack Securities, Inc., Woodbury Financial Services, Inc., Westpark Capital, Inc., Lion Street Financial, LLC, Nationwide Planning Associates Inc., Independent Financial Group, LLC, Lincoln Financial Advisors Corporation, WealthForge Securities, LLC, Purshe Kaplan Sterling Investments, Cetera Financial Specialists LLC, JRL Capital Corporation, Royal Alliance Associates, Inc., DFPG Investments, LLC, American Trust Investment Services, Inc., FSC Securities Corporation, National Securities Corporation, Private Client Services, LLC, Great Point Capital LLC, Securities America, Inc., Coastal Equities, Inc., International Assets Advisory, LLC, Capulent LLC, DAI Securities, LLC, Aegis Capital Corp., NPB Financial Group, LLC, Sagepoint Financial, Inc., Titan Securities, First Allied Securities, Inc., Triad Advisors LLC, LifeMark Securities Corp., Cetera Advisor Networks LLC, DMK Advisor Group, Inc., Cetera Advisors LLC, Hilltop Securities Inc., Vanderbilt Securities, LLC, Calton & Associates, Inc., Capital Investment Group, Inc., McNally Financial Services Corporation, and Madison Avenue Securities, LLC
- CIK Number
- 0001901645
- Filed Document
- 0001901645-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:47:54 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 14:46:44 UTC |
- Amount To Be Raised
- $592,572
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001930105
- Filed Document
- 0001930105-22-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:46:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 14:44:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387475
- Filed Document
- 0001387475-22-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2022-11-28 14:44:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 14:41:33 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001951971
- Filed Document
- 0001864611-22-000072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:41:33 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2022-11-28 14:38:32 UTC |
- Amount To Be Raised
- $38,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955223
- Filed Document
- 0001955223-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:38:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 14:34:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001955228
- Filed Document
- 0001013594-22-000707
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:34:31 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2022-11-28 14:33:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001858840
- Filed Document
- 0001858840-22-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:33:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2022-11-28 14:31:29 UTC |
- Amount To Be Raised
- $1,100,000,000
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC
- CIK Number
- 0001920536
- Filed Document
- 0001920536-22-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:31:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2022-11-28 14:27:32 UTC |
- Amount To Be Raised
- $7,569,360
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001758320
- Filed Document
- 0001758320-22-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2022-11-28 14:27:32 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|