Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Innovative Surgical Designs, Inc. See All Filings	D/A	2014-06-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers SeaArk Capital, LLC CIK Number 0001508803 Filed Document 0001508803-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $173,600 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000011 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MLG Private Fund II LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612144 Filed Document 0001612144-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
SOMERSET CAPITAL FUNDING, LTD. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612237 Filed Document 0001144204-14-041712 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Wefunds LLC See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $35,500 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROI Strategies, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Avistone West Tech, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001611951 Filed Document 0001611951-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chickasha Wind Power, LLC See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611987 Filed Document 0001611987-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
MVB FINANCIAL CORP See All Filings	D/A	2014-06-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MediaHound, Inc. See All Filings	D	2014-06-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
500 Durians, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577985 Filed Document 0001577985-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wefunds LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001600214 Filed Document 0001600214-14-000009 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAD RIOT ENTERTAINMENT LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505465 Filed Document 0001505465-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Prufrock Liquid Return Fund, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611949 Filed Document 0001611949-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
500 Startups III-A, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588104 Filed Document 0001577985-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DEFENDER ENTERPRISE HOLDINGS, INC. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611866 Filed Document 0001117768-14-000516 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
500 Startups III, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588078 Filed Document 0001577985-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WILMEL CAPITAL MANAGEMENT LLC See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Wise Fund Manager LLC CIK Number 0001569954 Filed Document 0001569954-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000011 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blalock Holdings, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611802 Filed Document 0001611802-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
500 Startups Annex Fund, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001563685 Filed Document 0001577985-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sound Shore Global Fund, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612018 Filed Document 0001612018-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRESCAT LONG/SHORT FUND LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001442351-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Luchadores, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562654 Filed Document 0001577985-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CRESCAT GLOBAL MACRO FUND LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435030 Filed Document 0001435030-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reviva Pharmaceuticals, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $15,831,541 Associated Brokers / Dealers N/A CIK Number 0001552470 Filed Document 0001552470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Gardens Family Farm, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610178 Filed Document 0001520138-14-000159 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEVERAGED GLOBAL OPPORTUNITY FUND L P See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jon A Barwick CIK Number 0000936442 Filed Document 0000936442-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Wetherly Partners, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611802 Filed Document 0001611802-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cotalented, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609049 Filed Document 0001609049-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
TEXAS NEW MEXICO POWER CO See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers JPMorgan Securities, LLC, RBC Capital Markets LLC, and U.S. Bancorp Investments, Inc. CIK Number 0000022767 Filed Document 0000022767-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Prufrock Ventures 1-H 2014 Late Stage Fund See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001605320 Filed Document 0001605320-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Commonwealth Fund LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611621 Filed Document 0001611621-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SOFAN Project Management LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers michael apostol CIK Number 0001611592 Filed Document 0001611592-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Mana'olana Partners LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Salem Partners, LLC CIK Number 0001611715 Filed Document 0001611715-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
MS Bloomington, LLC See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001606127 Filed Document 0001477932-14-003299 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
la terrell holdings Corp See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers la terrell holdings Corp CIK Number 0001611237 Filed Document 0001611237-14-000003 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
PPJ ENTERPRISE, INC. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001192069 Filed Document 0001445866-14-000798 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Consumer Physics III) L.P. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,542,000 Associated Brokers / Dealers N/A CIK Number 0001609773 Filed Document 0001609773-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
MFour Mobile Research Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,716,000 Associated Brokers / Dealers DIGITAL OFFERING LLC CIK Number 0001611776 Filed Document 0001062993-14-003891 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solis Tek, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001611607 Filed Document 0001019687-14-002527 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mockingbird Corporate Loan Opportunity Fund, LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610958 Filed Document 0001610958-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers DENNIS BEEBY CIK Number 0001522958 Filed Document 0001065949-14-000154 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FO Oil & Gas IV, Ltd. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001611082 Filed Document 0001611082-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Varigate) L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $862,000 Associated Brokers / Dealers N/A CIK Number 0001611420 Filed Document 0001611420-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
QuantZ Quasar Equity Long Short Fund LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597147 Filed Document 0001597147-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Donald E. Morris Jr., Michael Liebeskind, and Edward C. Houghton IV CIK Number 0001080429 Filed Document 0001209191-14-042538 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Michael Padon, and Gary Bret Fincher CIK Number 0001080429 Filed Document 0001209191-14-042540 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, William H. Koptis, Joseph R. Crea, and Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-14-042533 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other