Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WGL HOLDINGS INC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers Wells Fargo Securities, LLC CIK Number 0001103601 Filed Document 0001181431-14-013161 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Physician Portal, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001589832 Filed Document 0001589832-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
See Me Group, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544205 Filed Document 0001544205-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maiden Lane Fund I, L.P. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001602911 Filed Document 0001602911-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWDSMART, INC. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers NONE CIK Number 0001603199 Filed Document 0001603199-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lone Juniper, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001114553 Filed Document 0000902664-14-001858 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Residential IV LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001602909 Filed Document 0001602909-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
All Party System Co. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised $199,800 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000019 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Covenant Total Return Fund, Ltd. See All Filings	D/A	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493903 Filed Document 0000935836-14-000179 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KBD CAPITAL PARTNERS LTD See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spoonhill Asset Management, Inc CIK Number 0001460345 Filed Document 0001460345-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hylete, LLC See All Filings	D	2014-03-17 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers CircleUp CIK Number 0001599738 Filed Document 0001599738-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TriplePoint Venture Growth BDC Corp. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $3,859,980 Associated Brokers / Dealers N/A CIK Number 0001580345 Filed Document 0001104659-14-019891 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cautus Asset Management Ltd. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $500,054,710 Associated Brokers / Dealers - CIK Number 0001600447 Filed Document 0001600447-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
SI Kirkland Investor, LLC See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $5,585,000 Associated Brokers / Dealers N/A CIK Number 0001602595 Filed Document 0001602595-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KBD CAPITAL PARTNERS LP See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spoonhill Asset Management, Inc CIK Number 0001269196 Filed Document 0001269196-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
HILLSON INCOME PARTNERS, LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523744 Filed Document 0000880227-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kellner Catalyst Fund, LP See All Filings	D/A	2014-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175614 Filed Document 0001175614-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWAVE ENERGY, INC. See All Filings	D	2014-03-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001544294 Filed Document 0001544294-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Petershill II Offshore LP See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001602324 Filed Document 0001140361-14-012655 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Business Development Solutions,Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Broker Bank Securities, Inc. CIK Number 0001601867 Filed Document 0001601867-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VENULUM PROPERTY INVESTMENTS LTD See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001342324 Filed Document 0001408343-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Phere Energy, Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,335,000 Associated Brokers / Dealers N/A CIK Number 0001538041 Filed Document 0001538041-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Cherryvale Farms, Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001602664 Filed Document 0001602664-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Radius Networks, Inc. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001551849 Filed Document 0001551849-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Petershill II LP See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001602325 Filed Document 0001140361-14-012653 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
159 Fund, LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602155 Filed Document 0001602155-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Petershill II Offshore LP See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001602324 Filed Document 0001140361-14-012809 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Devonshire REIT, Inc. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $102,000,000 Associated Brokers / Dealers N/A CIK Number 0001582386 Filed Document 0001582386-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Auto Load Logic, LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers None CIK Number 0001602422 Filed Document 0001602422-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
PROSPERITY SYSTEMS, INC. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Joel Blumenschein CIK Number 0001601688 Filed Document 0001511164-14-000121 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
STILWELL ASSOCIATES L P See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000913960 Filed Document 0000913960-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cordlex Inc See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Cordlex Inc CIK Number 0001602299 Filed Document 0001602299-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CONTRAFECT Corp See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478069 Filed Document 0000947871-14-000142 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARIBBEAN SUSTAINABLE FISHERIES CORP See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353353 Filed Document 0001353353-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
Taurus CD 171 Brick Kiln Road Chelmsford MA LP See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers Linda Kassof CIK Number 0001602330 Filed Document 0001602330-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Zoned Properties, Inc. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised $5,857,000 Associated Brokers / Dealers N/A CIK Number 0001279620 Filed Document 0001264931-14-000093 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STILWELL PARTNERS L P See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GS Capital Management, LLC CIK Number 0001048212 Filed Document 0001048212-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCC Partners Group, LLC See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $13,793,750 Associated Brokers / Dealers Corporate Development Capital, LLC CIK Number 0001554762 Filed Document 0001554762-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Golden Reign Resources Ltd. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $30,542 Associated Brokers / Dealers N/A CIK Number 0001594364 Filed Document 0001594364-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Other
Patch of Land, Inc. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $421,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bridgewell Preferred Income Fund II LLC See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602475 Filed Document 0001214659-14-001998 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Bloomfield PDC LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001602235 Filed Document 0001602235-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vitality Farms, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001601906 Filed Document 0001601906-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Maverick Brands, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001484021 Filed Document 0001484021-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jhanti Enterprises Inc. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001567120 Filed Document 0001567120-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SC Complex LP See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $478,000 Associated Brokers / Dealers N/A CIK Number 0001602187 Filed Document 0001602187-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
40 Mile Fund I, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601784 Filed Document 0001213900-14-001348 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Value Partners High-Dividend Stocks Fund See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Papamarkou Wellner & Co., Inc., and Liora Partners CIK Number 0001570866 Filed Document 0001570866-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund