Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pacific Asset Management Senior Loan Fund See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640240 Filed Document 0001640240-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dickie Road Trailer Park, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001640427 Filed Document 0001640427-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $87,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001511164-15-000233 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUNPLATE CORP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640727 Filed Document 0001640727-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
EQUITIES.COM, INC. See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Carrollton Capital Partner, LLC CIK Number 0001545725 Filed Document 0001465818-15-000011 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Harvest Fund I, LLLP See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565123 Filed Document 0001565123-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Nuance Shades, LLC See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640074 Filed Document 0001640074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Alaska Financial Co III LLC See All Filings	D/A	2015-04-28 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Casoro Capital Real Estate Fund I, LP See All Filings	D	2015-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640605 Filed Document 0001640605-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUICKCLASS, INC. See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
TPEG Louetta Investors LLC See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001640333 Filed Document 0001640333-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Shinesty, Inc. See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640553 Filed Document 0001640553-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CRESCAT LONG/SHORT FUND LP See All Filings	D/A	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001442351-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunlight Peak Petroleum, LP See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640559 Filed Document 0001079973-15-000361 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Zuma Bay Volatility Fund, LLC See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NA CIK Number 0001640614 Filed Document 0001640614-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRESCAT LONG/SHORT FUND LP See All Filings	D	2015-04-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001442351-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Agriculture Holdings, LLC See All Filings	D	2015-04-24 00:00:00 UTC
Amount To Be Raised $808,680 Associated Brokers / Dealers N/A CIK Number 0001622944 Filed Document 0000950142-15-000867 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Streamz Inc. See All Filings	D	2015-04-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001623448 Filed Document 0001623448-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D	2015-04-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001084267 Filed Document 0001468128-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tax Deed Equity Fund Inc See All Filings	D	2015-04-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Tax Deed Capital Inc CIK Number 0001640351 Filed Document 0001640351-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ullico Infrastructure Taxable Fund, L.P. See All Filings	D/A	2015-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Howe, Luke, Norkus, Michael, and Goetz, Griffin CIK Number 0001571963 Filed Document 0001571963-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ullico Infrastructure Tax-Exempt Fund, L.P. See All Filings	D/A	2015-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Howe, Luke, Norkus, Michael, and Goetz, Griffin CIK Number 0001504312 Filed Document 0001504312-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TACAM LLC See All Filings	D	2015-04-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640080 Filed Document 0001640080-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vandelay Industries LLC See All Filings	D	2015-04-24 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001640138 Filed Document 0001640138-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Colony American Finance REIT, Inc. See All Filings	D/A	2015-04-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001638432 Filed Document 0001638432-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-24 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gideen Corp See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623288 Filed Document 0001623288-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Baceline Debt Free Income Fund IV, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers David John Turner and Troy Thomas CIK Number 0001569104 Filed Document 0001569104-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KWK Merger Arbitrage Fund LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548317 Filed Document 0001548317-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Country Roots, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001638655 Filed Document 0001638655-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Telemedicine Equity Fund, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers None CIK Number 0001640330 Filed Document 0001640330-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Orthoevidence Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001640303 Filed Document 0001640303-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
KOR WATER, INC. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001482316 Filed Document 0001482316-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
2015 Hathaway Drilling Program, L.P. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001640122 Filed Document 0001640122-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Amazing Energy Oil & Gas, Co. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375618 Filed Document 0001002014-15-000177 Exclusions or Exemptions 506c Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEOCOMMAND INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,198,800 Associated Brokers / Dealers N/A CIK Number 0001384212 Filed Document 0001384212-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WJA REAL ESTATE OPPORTUNITY FUND II, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640026 Filed Document 0001640026-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
CA EXPRESS FUND II, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640027 Filed Document 0001640027-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Life Recovery Solutions, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640502 Filed Document 0001052918-15-000203 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Ottawa Capital, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616585 Filed Document 0001616585-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Milo's RE Holdings II, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639806 Filed Document 0001639806-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MeetingMatch, Inc. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626998 Filed Document 0001626998-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ProFundr Inc. See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers FlashFunders Securities, LLC CIK Number 0001634305 Filed Document 0001634305-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WJA ASSET MANAGEMENT TRUST See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640028 Filed Document 0001640028-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Milestone Financial, LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639977 Filed Document 0001639977-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TryThisFirst, Inc. See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640051 Filed Document 0001640051-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fitzwilliam Developmental LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001639738 Filed Document 0001639738-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised $22,625 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
BEYOND THE U, LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623457 Filed Document 0001623457-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Clark Brothers Capital Corp See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639996 Filed Document 0001639996-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLACK IRON GROUP I, LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001640056 Filed Document 0001640056-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity