Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blalock Holdings, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611802 Filed Document 0001611802-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
500 Startups Annex Fund, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001563685 Filed Document 0001577985-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sound Shore Global Fund, LLC See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612018 Filed Document 0001612018-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-06-26 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000010 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRESCAT LONG/SHORT FUND LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001442351-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Luchadores, L.P. See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001562654 Filed Document 0001577985-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CRESCAT GLOBAL MACRO FUND LP See All Filings	D/A	2014-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435030 Filed Document 0001435030-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reviva Pharmaceuticals, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $15,831,541 Associated Brokers / Dealers N/A CIK Number 0001552470 Filed Document 0001552470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua Gardens Family Farm, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610178 Filed Document 0001520138-14-000159 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LEVERAGED GLOBAL OPPORTUNITY FUND L P See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jon A Barwick CIK Number 0000936442 Filed Document 0000936442-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Wetherly Partners, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611802 Filed Document 0001611802-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cotalented, Inc. See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609049 Filed Document 0001609049-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
TEXAS NEW MEXICO POWER CO See All Filings	D	2014-06-25 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers JPMorgan Securities, LLC, RBC Capital Markets LLC, and U.S. Bancorp Investments, Inc. CIK Number 0000022767 Filed Document 0000022767-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
Prufrock Ventures 1-H 2014 Late Stage Fund See All Filings	D/A	2014-06-25 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001605320 Filed Document 0001605320-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Commonwealth Fund LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611621 Filed Document 0001611621-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SOFAN Project Management LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers michael apostol CIK Number 0001611592 Filed Document 0001611592-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Mana'olana Partners LLC See All Filings	D	2014-06-24 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Salem Partners, LLC CIK Number 0001611715 Filed Document 0001611715-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
MS Bloomington, LLC See All Filings	D/A	2014-06-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001606127 Filed Document 0001477932-14-003299 Exclusions or Exemptions 506c Accepted Date 2014-06-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Debt
la terrell holdings Corp See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers la terrell holdings Corp CIK Number 0001611237 Filed Document 0001611237-14-000003 Exclusions or Exemptions 504, 504.1, and 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
PPJ ENTERPRISE, INC. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001192069 Filed Document 0001445866-14-000798 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Consumer Physics III) L.P. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,542,000 Associated Brokers / Dealers N/A CIK Number 0001609773 Filed Document 0001609773-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
MFour Mobile Research Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $1,716,000 Associated Brokers / Dealers DIGITAL OFFERING LLC CIK Number 0001611776 Filed Document 0001062993-14-003891 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solis Tek, Inc. See All Filings	D	2014-06-23 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001611607 Filed Document 0001019687-14-002527 Exclusions or Exemptions 506c Accepted Date 2014-06-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mockingbird Corporate Loan Opportunity Fund, LP See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610958 Filed Document 0001610958-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers DENNIS BEEBY CIK Number 0001522958 Filed Document 0001065949-14-000154 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FO Oil & Gas IV, Ltd. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001611082 Filed Document 0001611082-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Varigate) L.P. See All Filings	D	2014-06-20 00:00:00 UTC
Amount To Be Raised $862,000 Associated Brokers / Dealers N/A CIK Number 0001611420 Filed Document 0001611420-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
QuantZ Quasar Equity Long Short Fund LP See All Filings	D/A	2014-06-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597147 Filed Document 0001597147-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Donald E. Morris Jr., Michael Liebeskind, and Edward C. Houghton IV CIK Number 0001080429 Filed Document 0001209191-14-042538 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr., Michael Padon, and Gary Bret Fincher CIK Number 0001080429 Filed Document 0001209191-14-042540 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, William H. Koptis, Joseph R. Crea, and Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-14-042533 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OurCrowd (Investment in StackIQ) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001609527 Filed Document 0001609270-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
PPE Chappell 57, L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $984,500 Associated Brokers / Dealers N/A CIK Number 0001606856 Filed Document 0001606856-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald H. Friedman, Michael Corrigan, and Daniel Wagner CIK Number 0001080429 Filed Document 0001209191-14-042534 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001209191-14-042527 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Clean Energy Technology Association, Inc. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611285 Filed Document 0001611285-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042553 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042541 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ag Energy Solutions, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in StackIQ II) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001609776 Filed Document 0001609270-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
All England Lawn Tennis Ground plc See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $209,755,000 Associated Brokers / Dealers N/A CIK Number 0001610101 Filed Document 0001610101-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 20, LLC See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001611128 Filed Document 0001611128-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn, Jr. CIK Number 0001080429 Filed Document 0001209191-14-042535 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ag Energy Solutions, Inc. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001579485 Filed Document 0001579485-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001080429 Filed Document 0001209191-14-042528 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OurCrowd (Investment in Credifi) L.P. See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $302,400 Associated Brokers / Dealers N/A CIK Number 0001609270 Filed Document 0001609270-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-14-000029 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Milton H. Cohn Jr. CIK Number 0001094010 Filed Document 0001209191-14-042530 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Texzon Utilities, LTD See All Filings	D	2014-06-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001611321 Filed Document 0001611321-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CHESAPEAKE PLUS FUND LLC See All Filings	D/A	2014-06-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138150 Filed Document 0001138150-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-06-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund