Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
All Weather@12, LLC See All Filings	D/A	2014-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536979 Filed Document 0001536980-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Argo - III) L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $545,000 Associated Brokers / Dealers N/A CIK Number 0001619930 Filed Document 0001465818-14-000022 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
All Weather Portfolio, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348327 Filed Document 0001140361-14-036852 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rezilient Direct, Corp See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001505291 Filed Document 0001505291-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Health Insurance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
30 Park Place EB-5 Lenders LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001621101 Filed Document 0001621101-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Equipoise Secured Income Fund, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001621074 Filed Document 0001621074-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kylin Offshore Long Fund Ltd. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620902 Filed Document 0001013594-14-000610 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JCM PJ Miami LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001616218 Filed Document 0001616218-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fairholme Partnership, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001566213 Filed Document 0000919574-14-005415 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-14-000415 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cautus Asset Management Ltd. See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $13,400,000 Associated Brokers / Dealers - CIK Number 0001600447 Filed Document 0001600447-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $No Revenues Type of Security Equity
Emerging Traders Fund, LP See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0000913849-14-000320 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Equipoise Secured Income Fund, LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001621074 Filed Document 0001621074-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRONTAURA GLOBAL FRONTIER FUND LLC See All Filings	D/A	2014-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC CIK Number 0001423188 Filed Document 0000897069-14-000416 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Evigilo - II) L.P. See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001620423 Filed Document 0001465818-14-000021 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
AngelList-Cags-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-09-30 00:00:00 UTC
Amount To Be Raised $302,623 Associated Brokers / Dealers N/A CIK Number 0001621000 Filed Document 0001621000-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elite Aviation Products, Inc. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001621084 Filed Document 0001621084-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holding Co Potomac Dawn See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers Marvin L. Young CIK Number 0001584694 Filed Document 0001584694-14-000018 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers DENNIS BEEBY CIK Number 0001522958 Filed Document 0001065949-14-000239 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Larson Capital Fund II, LLC See All Filings	D/A	2014-09-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MED-X, INC. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001065949-14-000240 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
So B. It Limited Partnership See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $5,520,000 Associated Brokers / Dealers So B. It Film Partners, LLC CIK Number 0001555881 Filed Document 0001555881-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PACIFIC SHORE HOLDINGS, INC. See All Filings	D	2014-09-29 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001421712 Filed Document 0001065949-14-000238 Exclusions or Exemptions 506c Accepted Date 2014-09-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Summit Creek Capital Distributed Energy LLC See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,001,000 Associated Brokers / Dealers N/A CIK Number 0001609940 Filed Document 0001609940-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Ace Learning Company, Inc. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $2,860,720 Associated Brokers / Dealers N/A CIK Number 0001529532 Filed Document 0001529532-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INSTAMED HOLDINGS, INC. See All Filings	D	2014-09-26 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers n/a CIK Number 0001352373 Filed Document 0001192482-14-000190 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Benson Hill Biosystems, Inc. See All Filings	D/A	2014-09-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-09-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AROUND MIDNIGHT FILM PARTNERS, LP See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001576881 Filed Document 0001065949-14-000232 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WFP Opportunity Fund, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586797 Filed Document 0001586797-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B & A Global Energy, Inc See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers N/A CIK Number 0001619806 Filed Document 0001619806-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
WFP Income Fund, LLC See All Filings	D/A	2014-09-25 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001586795 Filed Document 0001586795-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McKissock Investment Holdings LLC See All Filings	D	2014-09-25 00:00:00 UTC
Amount To Be Raised $2,527,499 Associated Brokers / Dealers N/A CIK Number 0001618515 Filed Document 0001137403-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-09-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ocean Pad Project Inc. See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Oriam Perez CIK Number 0001615460 Filed Document 0001615460-14-000005 Exclusions or Exemptions 505 and 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dougherty Absolute Equity Fund LLC See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Kirkeby, Charlie Hanish, Mark Johnson, and Michael Dolan CIK Number 0001500480 Filed Document 0001500480-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CREDIT NATION CAPITAL, LLC See All Filings	D/A	2014-09-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459055 Filed Document 0001459055-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Jackson Ave, LLC See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001620304 Filed Document 0001620304-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Revelation Wines CORP See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001619638 Filed Document 0001619638-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PowWow, Inc. See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $4,369,080 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COPPOLA SLATE FILM PARTNERS LP See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001606292 Filed Document 0001065949-14-000230 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AngelList-Life-Fund, a series of AngelList-ExAl-Funds, LLC See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $1,239,475 Associated Brokers / Dealers N/A CIK Number 0001620401 Filed Document 0001620401-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Direct Lending LLC See All Filings	D	2014-09-24 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None CIK Number 0001603480 Filed Document 0001603480-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capital Finance Group LLc See All Filings	D	2014-09-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619965 Filed Document 0001619965-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Exeter Industrial Value Fund III, L.P. See All Filings	D/A	2014-09-23 00:00:00 UTC
Amount To Be Raised $830,900,000 Associated Brokers / Dealers N/A CIK Number 0001595934 Filed Document 0001595934-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-09-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ivanhoe (DE) Inc. See All Filings	D	2014-09-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001559828 Filed Document 0001559828-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-09-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corindus Vascular Robotics, Inc. See All Filings	D	2014-09-23 00:00:00 UTC
Amount To Be Raised $26,666,425 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Cowen and Company, LLC CIK Number 0001528557 Filed Document 0001387131-14-003303 Exclusions or Exemptions 506c Accepted Date 2014-09-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INNOVATIVE DESIGNS INC See All Filings	D	2014-09-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001190370 Filed Document 0001144204-14-057344 Exclusions or Exemptions 506c Accepted Date 2014-09-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fusion Resources, LLC See All Filings	D	2014-09-22 00:00:00 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers N/A CIK Number 0001585079 Filed Document 0001079973-14-000513 Exclusions or Exemptions 506c Accepted Date 2014-09-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Patch of Land, Inc. See All Filings	D	2014-09-22 00:00:00 UTC
Amount To Be Raised $336,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000052 Exclusions or Exemptions 506c Accepted Date 2014-09-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HeavySwing Holding, LLC See All Filings	D	2014-09-22 00:00:00 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0001620630 Filed Document 0001620630-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
SHAW COPPER & BRASS LLC See All Filings	D	2014-09-22 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001620048 Filed Document 0001620048-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-09-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity