Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Credit Nation Acceptance, LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001586460 Filed Document 0001586460-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
ZAIS Opportunity Fund, Ltd. See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001428497 Filed Document 0001428497-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Streamz Inc. See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Streamz Inc. CIK Number 0001623448 Filed Document 0001623448-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
RedBird Capital Partners Platform LP See All Filings	D	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001623463 Filed Document 0001623463-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillair Capital Investments LP See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536125 Filed Document 0001536125-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillair Capital Investments U.S. LLC See All Filings	D/A	2014-10-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494250 Filed Document 0001494250-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000064 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000063 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Patch of Land, Inc. See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000062 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Dignify Therapeutics, LLC See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001622906 Filed Document 0001622906-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Yorktown University See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001587998 Filed Document 0001587998-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Big Hill Lake Joint Venture See All Filings	D	2014-10-24 00:00:00 UTC
Amount To Be Raised $763,000 Associated Brokers / Dealers N/A CIK Number 0001623340 Filed Document 0001623340-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
ROI Strategies, LLC See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Utivity, Inc. See All Filings	D	2014-10-23 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001623161 Filed Document 0001623161-14-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Innova Fund III, L.P. See All Filings	D/A	2014-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617159 Filed Document 0001617159-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
TCW Direct Lending LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers None CIK Number 0001603480 Filed Document 0001603480-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Urban Airship, Inc. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $20,113,918 Associated Brokers / Dealers N/A CIK Number 0001490444 Filed Document 0001490444-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Fruit Street Health, Inc. See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001609428 Filed Document 0001609428-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cambria Investments Holdings, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622797 Filed Document 0000935836-14-000600 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Agriculture Holdings, LLC See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $541,700 Associated Brokers / Dealers N/A CIK Number 0001622944 Filed Document 0000950142-14-002088 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
Epic Real Estate Partners I, L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623080 Filed Document 0001623080-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Epic Real Estate Partners I (Sponsor), L.P. See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623079 Filed Document 0001623079-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Texas Comprehensive Oncology, LP See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $594,000 Associated Brokers / Dealers N/A CIK Number 0001623041 Filed Document 0001623041-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
JP LoDo, LLC See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers Amir Shah and Scott W. Wyler CIK Number 0001618235 Filed Document 0001618235-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INNOVATION ECONOMY Corp See All Filings	D/A	2014-10-22 00:00:00 UTC
Amount To Be Raised $2,760,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001563004 Filed Document 0001563004-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
UGOTOIL Corp See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Ralph Piccarelli CIK Number 0001622835 Filed Document 0001622835-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Mineral Property
Larson Capital Fund II, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612379 Filed Document 0001612379-14-000007 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Emerald Acquisitions 2014, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001622856 Filed Document 0001622856-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bowne Road, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers David McCarthy CIK Number 0001622901 Filed Document 0001622901-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LUCENT HEALTH SOLUTIONS, INC. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001622390 Filed Document 0001622390-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Funding Circle Notes Program, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001622809-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Jett Hospitality Fund LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001620718 Filed Document 0001620718-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
WEDGE Capital International Small Cap, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000208 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000210 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
WISER CAPITAL, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606008 Filed Document 0001606008-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000211 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000209 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Tenzing Global Investors Fund I LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538790 Filed Document 0001536125-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000212 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-14-000060 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GRAND ENERGY INC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,083,200 Associated Brokers / Dealers Grand Financial, Inc. CIK Number 0000861382 Filed Document 0000861382-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
STOC DOC PARTNERS LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001250524 Filed Document 0001250524-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
721 St. Nicholas Management LLC See All Filings	D	2014-10-17 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001625810 Filed Document 0001625810-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hyde Nob Hill LLC See All Filings	D	2014-10-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001584694 Filed Document 0001584694-14-000026 Exclusions or Exemptions 506c Accepted Date 2014-10-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
5 Star Strategic Fund I LP See All Filings	D/A	2014-10-17 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001615410 Filed Document 0001615410-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
DLP Lending Fund LLC See All Filings	D	2014-10-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001622059 Filed Document 0001622059-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Baceline Debt Free Income Fund IV, LLC See All Filings	D/A	2014-10-17 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers David John Turner and Troy Thomas CIK Number 0001569104 Filed Document 0001569104-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
TX Holdings, LP See All Filings	D/A	2014-10-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joiner Financial, LLC CIK Number 0001597677 Filed Document 0001597677-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-10-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity