Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WaterCredit Investment Fund 1, LLC See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers WaterCredit Investment Fund 1, LLC CIK Number 0001631796 Filed Document 0001631796-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Amylyx Pharmaceuticals, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EDC FUND IV, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001658439 Filed Document 0001657724-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LAKE ORION INVESTMENTS, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $7,215,000 Associated Brokers / Dealers N/A CIK Number 0001658604 Filed Document 0001658604-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
TryThisFirst, Inc. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised $670,001 Associated Brokers / Dealers N/A CIK Number 0001640051 Filed Document 0001640051-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lion's Gate Investments, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $2,254,000 Associated Brokers / Dealers Trevor Gordon CIK Number 0001657827 Filed Document 0001657827-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Velocis Fund II, LP See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624288 Filed Document 0001624288-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Biomedical Technologies Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001385799 Filed Document 0001385799-15-000011 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001658416 Filed Document 0001658416-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velocis Fund II QP, LP See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624425 Filed Document 0001624425-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IAF28LP See All Filings	D	2015-11-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658334 Filed Document 0001376474-15-000476 Exclusions or Exemptions 506c Accepted Date 2015-11-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Cape Augusta Digital Properties Sibley Mill, LLC See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658074 Filed Document 0001658074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Sibley Founders, LLC See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658077 Filed Document 0001658077-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
ThermChem Corp See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656865 Filed Document 0001656865-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Strategic Realty Capital Corp. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001654024 Filed Document 0001654024-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GEORGIA OAK PRONG INVESTMENT II See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001658071 Filed Document 0001658071-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CONVENTUS ORTHOPAEDICS INC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $23,428,233 Associated Brokers / Dealers N/A CIK Number 0001456304 Filed Document 0001456304-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pandora Media, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $117,938,551 Associated Brokers / Dealers N/A CIK Number 0001230276 Filed Document 0001230276-15-000038 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Centric Financial Corp See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001489803 Filed Document 0001489803-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pershing Square II, L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324922 Filed Document 0001324922-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square International, Ltd. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited CIK Number 0001324919 Filed Document 0001324919-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forkyoo, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657002 Filed Document 0001657002-15-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sagittarii Fund, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001644001 Filed Document 0001209191-15-079475 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Innovated Holdings, Inc. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001644519 Filed Document 0001644519-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Pershing Square, L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. CIK Number 0001313682 Filed Document 0001313682-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redhawk Resources - Fund III, L.P. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657859 Filed Document 0001657859-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BARE METAL STANDARD INC. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658880 Filed Document 0001214659-15-007898 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Olomomo Nut Company, LLC See All Filings	D/A	2015-11-11 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001553655 Filed Document 0001655711-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
RAIKE REAL ESTATE INCOME FUND LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Woodstock Financial Group, Inc. CIK Number 0001382999 Filed Document 0001382999-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
ROI-CF101 CAROLINAS LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001651432 Filed Document 0001651432-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Globavir Biosciences Inc. See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $10,010,000 Associated Brokers / Dealers N/A CIK Number 0001632042 Filed Document 0001144204-15-064085 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRAFFIC SAFETY SPECIALISTS INC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657918 Filed Document 0001657918-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
HICONVERSION, INC. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505783 Filed Document 0001505783-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
eMoov Ltd See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $180,476 Associated Brokers / Dealers N/A CIK Number 0001656122 Filed Document 0001465818-15-000034 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
INVESTOSHARE, INC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Investoshare, Inc CIK Number 0001657844 Filed Document 0001657844-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
POGO EXPLORATION CORP See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001632228 Filed Document 0001632228-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Larson Capital Fund III, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655233 Filed Document 0001655233-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SEAF Single Vintage Flex Fund LP See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657954 Filed Document 0001657954-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
440 GREEN LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001657566 Filed Document 0001657566-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Casson Media Group, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001657786 Filed Document 0001657786-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Park 30 Partners, LLC See All Filings	D/A	2015-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Danon J. Blea CIK Number 0001657866 Filed Document 0001657866-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LOCUST SEDGWICK LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001657567 Filed Document 0001657567-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
RED DEVELOPMENT LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001657875 Filed Document 0001657875-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
440 GREEN LLC See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001657566 Filed Document 0001657566-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Boulevard Wealth Management, Inc. See All Filings	D	2015-11-10 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001658010 Filed Document 0001658010-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
500 Nordics, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657615 Filed Document 0001657615-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Baceline Debt Free Income Fund IV, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers David John Turner and Troy Thomas CIK Number 0001569104 Filed Document 0001569104-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MVP3 ENTERTAINMENT GROUP, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $100,100 Associated Brokers / Dealers NA CIK Number 0001571316 Filed Document 0001571316-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glenville Capital Partners, L.P. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400268 Filed Document 0001400268-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund