Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Built Robotics, Inc. See All Filings	D	2017-10-06 15:10:36 UTC
Amount To Be Raised $15,077,478 Associated Brokers / Dealers N/A CIK Number 0001718478 Filed Document 0001718478-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 15:10:36 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORC FILM, LLC See All Filings	D	2017-10-06 15:03:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001718906 Filed Document 0001718906-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 15:03:29 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PortCo, LP See All Filings	D	2017-10-06 15:02:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001718981 Filed Document 0001718981-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 15:02:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
IIFL OPPORTUNITIES FUND 10 See All Filings	D	2017-10-06 07:20:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718572 Filed Document 0001718572-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-06 07:20:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
USCIM FUND XXXIII DEVICE AUTHORITY, LLC See All Filings	D	2017-10-05 20:10:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718660 Filed Document 0001718660-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:10:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XII SENZARI, LLC See All Filings	D	2017-10-05 20:08:49 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718661 Filed Document 0001718661-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:08:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXIV DERMSPECTRA, LLC See All Filings	D	2017-10-05 20:07:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001718658 Filed Document 0001718658-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:07:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXVIII DISCOVERY, LLC See All Filings	D	2017-10-05 20:05:28 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001718659 Filed Document 0001718659-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 20:05:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alelo Inc. See All Filings	D	2017-10-05 18:02:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FinTech Clearing, LLC CIK Number 0001719038 Filed Document 0001719038-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 18:02:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROP Corp. See All Filings	D	2017-10-05 17:31:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ROP Corp. CIK Number 0001718821 Filed Document 0001718821-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 17:31:48 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D	2017-10-05 17:02:25 UTC
Amount To Be Raised $31,091,407 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-17-000036 Exclusions or Exemptions 506c Accepted Date 2017-10-05 17:02:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
eShares Inc See All Filings	D	2017-10-05 16:51:22 UTC
Amount To Be Raised $41,500,000 Associated Brokers / Dealers N/A CIK Number 0001718624 Filed Document 0001718624-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 16:51:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
W. 108th Street EB-5 Lender, LLC See All Filings	D/A	2017-10-05 16:07:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683183 Filed Document 0001683183-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 16:07:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Phoenix Real Estate Fund VIII, L.P. See All Filings	D	2017-10-05 14:52:14 UTC
Amount To Be Raised $208,390,001 Associated Brokers / Dealers N/A CIK Number 0001718803 Filed Document 0001718803-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 14:52:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
100 Percent All Natural, Inc. See All Filings	D/A	2017-10-05 13:57:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Circle Up, FundMe Securities, LLC CIK Number 0001715281 Filed Document 0001709553-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-05 13:57:57 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GREENHILL & CO INC See All Filings	D	2017-10-05 13:51:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001282977 Filed Document 0001209191-17-056097 Exclusions or Exemptions 506c Accepted Date 2017-10-05 13:51:54 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
All Party System Co. See All Filings	D	2017-10-05 12:45:01 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001592929 Filed Document 0001592929-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 12:45:01 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Focus Consumer Healthcare, LLC See All Filings	D	2017-10-05 12:24:11 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001718870 Filed Document 0001718870-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-05 12:24:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bluefield Technologies, Inc. See All Filings	D	2017-10-05 11:26:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718842 Filed Document 0001718842-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 11:26:38 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CurAegis Technologies, Inc. See All Filings	D	2017-10-05 10:07:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001063197 Filed Document 0001274877-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-10-05 10:07:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Prescient Capital Alternative Fixed Income Fund, LLC See All Filings	D/A	2017-10-05 09:39:51 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001647915 Filed Document 0001647915-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-05 09:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ricochet Alternative Asset Management See All Filings	D	2017-10-04 21:02:05 UTC
Amount To Be Raised $4,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001545014 Filed Document 0001545014-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-04 21:02:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ADS-B Technologies, LLC See All Filings	D	2017-10-04 18:55:46 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001520737 Filed Document 0001520737-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-04 18:55:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
EXPLORIOUS Co See All Filings	D/A	2017-10-04 17:21:40 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001718558 Filed Document 0001718558-17-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2017-10-04 17:21:40 UTC Type of Offering D/A Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HFS Covington Plaza, LP See All Filings	D	2017-10-04 16:55:28 UTC
Amount To Be Raised $4,075,000 Associated Brokers / Dealers N/A CIK Number 0001718747 Filed Document 0001718747-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-04 16:55:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hoverink Biotechnologies, Inc. See All Filings	D/A	2017-10-04 15:39:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586494 Filed Document 0001511164-17-000588 Exclusions or Exemptions 506c Accepted Date 2017-10-04 15:39:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-10-04 15:06:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-10-04 15:06:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ScoutDay, Inc. See All Filings	D	2017-10-04 14:07:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718259 Filed Document 0001718259-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-04 14:07:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Militus, Inc. See All Filings	D	2017-10-04 09:57:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001716750 Filed Document 0001716750-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-04 09:57:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLE CAPITAL PARTNERS, LLC See All Filings	D/A	2017-10-03 20:26:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001580146 Filed Document 0001580146-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-03 20:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Davis 190 LLC See All Filings	D	2017-10-03 16:42:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001717528 Filed Document 0001465818-17-000058 Exclusions or Exemptions 506c Accepted Date 2017-10-03 16:42:02 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-10-03 16:32:38 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000057 Exclusions or Exemptions 506c Accepted Date 2017-10-03 16:32:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACACIA INDUSTRIAL DEVELOPMENT FUND I, LLC See All Filings	D	2017-10-03 15:41:11 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001717931 Filed Document 0001213900-17-010248 Exclusions or Exemptions 506c Accepted Date 2017-10-03 15:41:11 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Calibogue Fund 3, LP See All Filings	D	2017-10-03 14:55:14 UTC
Amount To Be Raised $11,780,000 Associated Brokers / Dealers N/A CIK Number 0001667714 Filed Document 0001667714-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-03 14:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Spencer Re, I.I. See All Filings	D/A	2017-10-03 14:26:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001433275 Filed Document 0001453622-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-10-03 14:26:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Ibex Behavioral Finance Fund (Offshore) Ltd. See All Filings	D/A	2017-10-03 13:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Sampietro, Blake Haase, and Steven Fletcher CIK Number 0001703014 Filed Document 0001703014-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-03 13:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ibex Microcap Fund LLLP See All Filings	D/A	2017-10-03 13:01:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232118 Filed Document 0001232118-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-03 13:01:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFG Fund I, LLC See All Filings	D	2017-10-03 10:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717112 Filed Document 0001717112-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-03 10:47:38 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
GRAND ENERGY INC See All Filings	D	2017-10-02 16:09:31 UTC
Amount To Be Raised $3,273,600 Associated Brokers / Dealers Grand Financial, Inc. CIK Number 0000861382 Filed Document 0000861382-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-02 16:09:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AmberStone Ventures LLC See All Filings	D	2017-10-02 16:00:01 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001718398 Filed Document 0001718398-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-02 16:00:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Operant Solar Corp See All Filings	D/A	2017-10-02 13:20:34 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001683910 Filed Document 0001683910-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-02 13:20:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carolina Opportunity Fund LLC See All Filings	D	2017-09-29 20:21:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001718231 Filed Document 0001718231-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 20:21:45 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Luke Capital Partners, LP See All Filings	D	2017-09-29 18:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717875 Filed Document 0001717875-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Zolla High Yield Fund LLC See All Filings	D	2017-09-29 18:40:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718242 Filed Document 0001718242-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:40:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Institute for Wealth Holdings, Inc. See All Filings	D	2017-09-29 18:31:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Lanier Securities, LLC CIK Number 0001715495 Filed Document 0001715495-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:31:39 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Meixin Twelve LP Series Bridge Two See All Filings	D	2017-09-29 18:19:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001718296 Filed Document 0001718296-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 18:19:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fire Up Capital Fund II LLC See All Filings	D	2017-09-29 16:30:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001716833 Filed Document 0001716833-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-09-29 16:30:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Samsonite International S.A. See All Filings	D	2017-09-29 15:38:10 UTC
Amount To Be Raised $612,729 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001144204-17-050667 Exclusions or Exemptions 506c Accepted Date 2017-09-29 15:38:10 UTC Type of Offering D Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
TIAA-CREF REAL PROPERTY FUND LP See All Filings	D/A	2017-09-29 15:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611291 Filed Document 0000943663-17-000216 Exclusions or Exemptions 506c Accepted Date 2017-09-29 15:35:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tradewinds Capital Fund II LLC See All Filings	D/A	2017-09-29 14:31:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001682306 Filed Document 0001682306-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-09-29 14:31:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity