Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Frontpage Attractions Holdings, LLC See All Filings	D	2017-04-04 17:39:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702817 Filed Document 0001702817-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 17:39:15 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 4 LLC See All Filings	D	2017-04-04 17:27:59 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 17:27:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
JCM Edge Brown, LLC See All Filings	D	2017-04-04 16:59:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001702909 Filed Document 0001702909-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 16:59:50 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
XEME Biopharma, Inc. See All Filings	D	2017-04-04 14:29:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696915 Filed Document 0001696915-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 14:29:43 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MLG/PF Seasons Co-Investor LLC See All Filings	D	2017-04-04 13:06:55 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001702785 Filed Document 0001702785-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 13:06:55 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Sailwind Investment Group, LLC See All Filings	D	2017-04-04 12:41:02 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001702846 Filed Document 0001702846-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-04 12:41:02 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Fig Small Batch, LLC See All Filings	D/A	2017-04-04 09:44:09 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001690956 Filed Document 0001465818-17-000020 Exclusions or Exemptions 506c Accepted Date 2017-04-04 09:44:09 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 49, LLC See All Filings	D/A	2017-04-03 19:13:17 UTC
Amount To Be Raised $3,575,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678611 Filed Document 0001678611-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-03 19:13:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
American Capital Lenders, LLC See All Filings	D	2017-04-03 15:45:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702708 Filed Document 0001702708-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 15:45:50 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Glenobey Prospect Partners See All Filings	D	2017-04-03 15:17:56 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001702436 Filed Document 0001702436-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 15:17:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
AVADIM TECHNOLOGIES INC See All Filings	D	2017-04-03 15:08:53 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers Westbury Group LLC CIK Number 0001614824 Filed Document 0001183740-17-000060 Exclusions or Exemptions 506c Accepted Date 2017-04-03 15:08:53 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aqueduct Income Fund, LLC See All Filings	D/A	2017-04-03 14:38:28 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001669635 Filed Document 0001669635-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 14:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Nexus Series B, LLC See All Filings	D	2017-04-03 14:23:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001702381 Filed Document 0001702381-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 14:23:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TSWR DEVELOPMENT SWD PORTFOLIO I, DST See All Filings	D/A	2017-04-03 14:03:36 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers Sandlapper Securities, Trawnegan Gall, Ryan Sherer, Timothy Sherer, and Forrest James CIK Number 0001669072 Filed Document 0001669072-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 14:03:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Catalina Wine Mixer LLC See All Filings	D	2017-04-03 13:41:23 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001702703 Filed Document 0001702703-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 13:41:23 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
HNW PPVA Series Account - 1 See All Filings	D/A	2017-04-03 11:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001605628-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 11:48:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Altitude Series Fund I LLC See All Filings	D	2017-03-31 17:42:12 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699377 Filed Document 0001699377-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-31 17:42:12 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
TENKA LABS, INC. See All Filings	D	2017-03-31 17:02:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654987 Filed Document 0001654987-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-31 17:02:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
500 Fintech, L.P. See All Filings	D/A	2017-03-31 17:01:52 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671021 Filed Document 0001671021-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-31 17:01:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VL Series Account-1 See All Filings	D/A	2017-03-31 16:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630925 Filed Document 0001630925-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-31 16:53:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Other
ZALICONY HNW PPVA Series Account - 1 See All Filings	D/A	2017-03-31 16:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, Deborah Montaperto, M Holdings Securities, American Portfolios, First Liberties Financial, and NFP Advisor Services CIK Number 0001610286 Filed Document 0001537090-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-31 16:47:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HNW PPVUL Series Account - 1 See All Filings	D/A	2017-03-31 16:43:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001537090 Filed Document 0001537090-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-31 16:43:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Water Island Event-Driven Fund, LLC See All Filings	D	2017-03-31 15:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702406 Filed Document 0001702406-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-31 15:52:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Holganix, LLC See All Filings	D	2017-03-31 11:02:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001571004 Filed Document 0001571004-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-31 11:02:19 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Arcarius, LLC See All Filings	D	2017-03-31 10:35:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001702611 Filed Document 0001702611-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-31 10:35:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
37P - Whispering Winds LLC See All Filings	D/A	2017-03-30 17:20:12 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers WealthForge Securities, LLC and Don Duncan CIK Number 0001696828 Filed Document 0001696828-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-30 17:20:12 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Solar Credits Opportunities Fund III, LLC See All Filings	D/A	2017-03-30 16:23:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697750 Filed Document 0001697750-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-30 16:23:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Knoll Group, LLC See All Filings	D	2017-03-30 14:38:42 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001699661 Filed Document 0001699661-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-30 14:38:42 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BCP COMMERCIAL REAL ESTATE FINANCE FUND, LLC See All Filings	D	2017-03-30 12:47:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001702482 Filed Document 0001702482-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-30 12:47:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cupola FS Direct II, LLLP See All Filings	D	2017-03-30 11:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702128 Filed Document 0001702128-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-30 11:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Cetan Income Fund, LLC See All Filings	D	2017-03-29 18:45:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001696653 Filed Document 0001696653-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-29 18:45:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Steel Coyote Joint Venture See All Filings	D	2017-03-29 16:55:56 UTC
Amount To Be Raised $2,776,185 Associated Brokers / Dealers N/A CIK Number 0001702258 Filed Document 0001702258-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-29 16:55:56 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
EXCO RESOURCES INC See All Filings	D	2017-03-29 15:32:10 UTC
Amount To Be Raised $618,448,157 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Energy Strategic Advisory Services LLC, GEN IV Investment Opportunities, LLC, Vega Asset Partners, and OCM EXCO Holdings LLC CIK Number 0000316300 Filed Document 0001209191-17-023450 Exclusions or Exemptions 506c Accepted Date 2017-03-29 15:32:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Timberline Resources Corp See All Filings	D/A	2017-03-29 15:15:12 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers CIBC World Markets, Haywood Securities Inc., and Canacoord Genuity CIK Number 0001288750 Filed Document 0001140361-17-013762 Exclusions or Exemptions 506c Accepted Date 2017-03-29 15:15:12 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Epica International, Inc. See All Filings	D/A	2017-03-29 13:07:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers PHX Financial, Inc CIK Number 0001627509 Filed Document 0001144204-17-017208 Exclusions or Exemptions 506c Accepted Date 2017-03-29 13:07:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Capital Strategies Master Fund, LLC See All Filings	D	2017-03-29 12:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604395 Filed Document 0001468169-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-03-29 12:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Crystal Capital Strategies Fund, LLC See All Filings	D	2017-03-29 12:29:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Butowsky, Diana Raedle, Terrence Cunningham, Jeffrey Rosenthal, and Richard Babjak CIK Number 0001604396 Filed Document 0001468169-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-29 12:29:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Crystal Capital Fund Series, LLC See All Filings	D	2017-03-29 12:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edward Butowsky, Diana Raedle, Terrence Cunningham, Todd Van Pelt, Jeffrey Rosenthal, Mark Whidby, and Paul Lofties CIK Number 0001468169 Filed Document 0001468169-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-29 12:24:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Crystal Capital International Strategies Fund SPC See All Filings	D	2017-03-29 12:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Terrence Cunningham CIK Number 0001701840 Filed Document 0001701840-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-29 12:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MiRTLE Medical LLC See All Filings	D	2017-03-29 11:03:09 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001577949 Filed Document 0001577949-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-29 11:03:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2017-03-29 10:14:54 UTC
Amount To Be Raised $78,400 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000027 Exclusions or Exemptions 506c Accepted Date 2017-03-29 10:14:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2017-03-29 10:05:10 UTC
Amount To Be Raised $198,100 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000026 Exclusions or Exemptions 506c Accepted Date 2017-03-29 10:05:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2017-03-29 10:01:35 UTC
Amount To Be Raised $133,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-17-000025 Exclusions or Exemptions 506c Accepted Date 2017-03-29 10:01:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PixarBio Corp See All Filings	D/A	2017-03-28 21:22:53 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Newbridge Securities Corporation and Viewtrade Securities, Inc. CIK Number 0001623077 Filed Document 0001689936-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-28 21:22:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Vivaris Capital, LLC See All Filings	D	2017-03-28 20:44:44 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001689793 Filed Document 0001689793-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-28 20:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $No Revenues Type of Security Equity
Equity Estates Fund III, LLC See All Filings	D	2017-03-28 15:48:45 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001702259 Filed Document 0001702259-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-28 15:48:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
STEREO VISION ENTERTAINMENT INC See All Filings	D	2017-03-28 15:41:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001099814 Filed Document 0001099814-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-03-28 15:41:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Debt
ScoreVision, LLC See All Filings	D	2017-03-28 12:56:11 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Benjamin James Michael CIK Number 0001700972 Filed Document 0001144204-17-016990 Exclusions or Exemptions 506c Accepted Date 2017-03-28 12:56:11 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Moose Curve Holdings, LLC See All Filings	D	2017-03-28 09:57:20 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001702143 Filed Document 0001702143-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-28 09:57:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
180 Skills, LLC See All Filings	D	2017-03-28 08:37:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Joseph R. Kitterman CIK Number 0001506066 Filed Document 0001506066-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-28 08:37:20 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity