Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Renaissance South Real Estate Fund LLC See All Filings	D	2017-04-19 12:32:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001704162 Filed Document 0001704162-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-19 12:32:09 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Live Well Financial, Inc See All Filings	D	2017-04-19 11:57:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001440392 Filed Document 0001440392-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-04-19 11:57:01 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Debt
Sixth & Serrano, LLC See All Filings	D/A	2017-04-18 20:24:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001696818 Filed Document 0001696818-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-18 20:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sixth & Serrano, LLC See All Filings	D	2017-04-18 19:53:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001696818 Filed Document 0001696818-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-18 19:53:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIVINGPATH, INC. See All Filings	D	2017-04-18 16:39:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001704119 Filed Document 0001704119-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-18 16:39:43 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ENK Capital Debt Fund LLC See All Filings	D	2017-04-17 14:09:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703795 Filed Document 0001703795-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-17 14:09:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Alpha Lake Land Living Properties, LLC See All Filings	D	2017-04-17 14:09:04 UTC
Amount To Be Raised $2,237,000 Associated Brokers / Dealers N/A CIK Number 0001702518 Filed Document 0001702518-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 14:09:04 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
KWK Merger Arbitrage Fund LP See All Filings	D	2017-04-17 13:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001548317 Filed Document 0001460406-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-17 13:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timaeus Ventures LLC See All Filings	D	2017-04-17 10:12:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001703314 Filed Document 0001703314-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 10:12:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
KB Dialysis Northeast, DST See All Filings	D	2017-04-17 09:59:48 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001703770 Filed Document 0001703770-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-17 09:59:48 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
FLEX CLASS HOLDINGS INC. See All Filings	D/A	2017-04-14 16:54:37 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers Raga Bank CIK Number 0001688116 Filed Document 0001702689-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-14 16:54:37 UTC Type of Offering D/A Industry Computers Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
EGW CAPITAL INC. See All Filings	D	2017-04-14 16:47:23 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers Raga Bank CIK Number 0001702689 Filed Document 0001702689-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-14 16:47:23 UTC Type of Offering D Industry Business Services Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Mission Solutions Group, Inc. See All Filings	D	2017-04-14 15:27:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001703213 Filed Document 0001213900-17-003781 Exclusions or Exemptions 506c Accepted Date 2017-04-14 15:27:06 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LYNK Capital, LLC See All Filings	D/A	2017-04-14 15:11:14 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001583781 Filed Document 0001583781-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-14 15:11:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Straits Financial Premier (U.S. Feeder) Fund I, L.P. See All Filings	D/A	2017-04-14 14:30:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Folio Investments, Inc., Charles Schwab & Co., Inc., and National Financial Services LLC CIK Number 0001622100 Filed Document 0001622100-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-14 14:30:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Osaro, Inc. See All Filings	D	2017-04-13 21:36:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703829 Filed Document 0001703829-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-13 21:36:43 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YMEDICA, INC. See All Filings	D/A	2017-04-13 20:33:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-13 20:33:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Elevar Technologies, Inc. See All Filings	D	2017-04-13 18:32:41 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001703246 Filed Document 0001703246-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-13 18:32:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Prestige Fund D, LLC See All Filings	D	2017-04-13 15:46:25 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001698807 Filed Document 0001698807-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-13 15:46:25 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D/A	2017-04-13 12:37:14 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers Westbury Group LLC CIK Number 0001614824 Filed Document 0001183740-17-000066 Exclusions or Exemptions 506c Accepted Date 2017-04-13 12:37:14 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HFS-SLJ Mineral Partners -- I, LP See All Filings	D	2017-04-13 12:31:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001703685 Filed Document 0001703685-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-13 12:31:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CIC IV LP See All Filings	D/A	2017-04-13 12:05:23 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001697792 Filed Document 0001697792-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-13 12:05:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFKW, LLC See All Filings	D	2017-04-13 10:49:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001579495 Filed Document 0001579495-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-13 10:49:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Six Foods LLC See All Filings	D	2017-04-13 08:21:04 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001701591 Filed Document 0001701591-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-13 08:21:04 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lazarus Behavioral Finance Fund Offshore Ltd. See All Filings	D	2017-04-12 19:24:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703014 Filed Document 0001703014-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 19:24:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediCanna Vision Inc. See All Filings	D	2017-04-12 16:54:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001703385 Filed Document 0001703385-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 16:54:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
NOVA OCULUS PARTNERS, LLC See All Filings	D	2017-04-12 15:15:54 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001616856 Filed Document 0001065949-17-000056 Exclusions or Exemptions 506c Accepted Date 2017-04-12 15:15:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Falkon RBF Fund 1, LLC See All Filings	D/A	2017-04-12 15:00:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers ReeViv Holdings, LLC, Harrison Capital, LLC, Letsie Khabele, Chad Hoker, ELOGIC, LLC, HJK Consulting, LLC, Mark Valente, and Max Baumann CIK Number 0001623601 Filed Document 0001623601-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 15:00:56 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #24 Joint Venture See All Filings	D	2017-04-12 14:37:01 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001703665 Filed Document 0001703665-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 14:37:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CLEARVIEW PARTNERSHIP See All Filings	D	2017-04-12 14:23:26 UTC
Amount To Be Raised $1,135,882 Associated Brokers / Dealers ALL FINRA REGISTERED REPS CIK Number 0001703674 Filed Document 0001703674-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 14:23:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Wayne Brown Prospect Partners See All Filings	D	2017-04-12 13:47:14 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001698452 Filed Document 0001698452-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-12 13:47:14 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
FLEX CLASS HOLDINGS INC. See All Filings	D	2017-04-12 13:39:33 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers Raga Bank CIK Number 0001688116 Filed Document 0001688116-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-04-12 13:39:33 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Deep Field Galileo Fund, L.P. See All Filings	D	2017-04-12 13:30:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703114 Filed Document 0001144204-17-020151 Exclusions or Exemptions 506c Accepted Date 2017-04-12 13:30:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMPF 2017, LP See All Filings	D	2017-04-12 12:25:55 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001703563 Filed Document 0001703563-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 12:25:55 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DLP EQUITY FUND II LLC See All Filings	D	2017-04-12 12:25:54 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001703653 Filed Document 0001703653-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 12:25:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LEITLOCK Directed Capital Fund I LLC See All Filings	D	2017-04-12 10:08:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Watchdog Capital, LLC and Pariter Securities, LLC CIK Number 0001702989 Filed Document 0001702989-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 10:08:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
PANTHER OPPORTUNITY FUND, LLC See All Filings	D	2017-04-12 09:15:04 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703551 Filed Document 0001703551-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-12 09:15:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
YMEDICA, INC. See All Filings	D/A	2017-04-11 21:09:53 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 21:09:53 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rockstep Value Fund I, LLC See All Filings	D	2017-04-11 19:17:24 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703523 Filed Document 0001703523-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 19:17:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
RESFL, LLC See All Filings	D	2017-04-11 18:05:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001703566 Filed Document 0001703566-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 18:05:08 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PeerLogix, Inc. See All Filings	D	2017-04-11 16:53:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001603494 Filed Document 0001683168-17-000891 Exclusions or Exemptions 506c Accepted Date 2017-04-11 16:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
JVM Multi-Family Premier Fund II, LLC See All Filings	D/A	2017-04-11 16:33:41 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671709 Filed Document 0001671709-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 16:33:41 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Crown Scurry #1 Joint Venture See All Filings	D/A	2017-04-11 15:55:48 UTC
Amount To Be Raised $2,943,750 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001698088 Filed Document 0001698088-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-11 15:55:48 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Senzime AB (publ) See All Filings	D	2017-04-11 15:48:07 UTC
Amount To Be Raised $2,568,540 Associated Brokers / Dealers N/A CIK Number 0001674912 Filed Document 0001674912-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 15:48:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Mesa-Marshall 1-2 GP See All Filings	D	2017-04-11 15:11:29 UTC
Amount To Be Raised $307,000 Associated Brokers / Dealers North Capital Private Securities Company CIK Number 0001703198 Filed Document 0001703198-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 15:11:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Marlo's Bakeshop LLC See All Filings	D	2017-04-11 14:56:57 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001703308 Filed Document 0001703308-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-11 14:56:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3D Bio Holdings LLC See All Filings	D	2017-04-10 15:35:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662010 Filed Document 0001662010-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-10 15:35:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Beacon Holding Inc. See All Filings	D/A	2017-04-10 15:14:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531152 Filed Document 0001140361-17-015404 Exclusions or Exemptions 506c Accepted Date 2017-04-10 15:14:07 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Owner Builder Loans, LLC See All Filings	D	2017-04-10 14:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603533 Filed Document 0001603533-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-10 14:50:19 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PACIFIC SHORE HOLDINGS, INC. See All Filings	D	2017-04-10 14:26:10 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001421712 Filed Document 0001065949-17-000053 Exclusions or Exemptions 506c Accepted Date 2017-04-10 14:26:10 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity