Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RentVest Real Estate Fund, LLC See All Filings	D	2017-05-19 15:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706874 Filed Document 0001706874-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 15:34:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesiflo, Inc. See All Filings	D/A	2017-05-19 15:30:12 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Broadmark Capital CIK Number 0001630392 Filed Document 0001630392-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-19 15:30:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VIAM Development Fund, LP See All Filings	D	2017-05-19 14:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706552 Filed Document 0001706552-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 14:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gold Street Reserves, LLC See All Filings	D	2017-05-19 13:58:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Gold Street Reserves LLC CIK Number 0001683068 Filed Document 0001062993-17-002634 Exclusions or Exemptions 506c Accepted Date 2017-05-19 13:58:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CRONOS 4040 LLC See All Filings	D	2017-05-19 13:53:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Kim D.H. Butler, John Joseph Shedenhelm, Kenneth D. Greene, Joel C. McGriff, Anthony Faso, Monica E. Felton, Ira Starr, Russell Morgan, and Bert Salazar CIK Number 0001704313 Filed Document 0001704313-17-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2017-05-19 13:53:47 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PDR Investments LLC See All Filings	D	2017-05-19 12:28:57 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001706926 Filed Document 0001706926-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 12:28:57 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
J.P. Morgan U. S. Real Estate Income & Growth GMBH & Co. Geschlossene Investment-KG See All Filings	D/A	2017-05-19 10:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001457558 Filed Document 0001140361-17-021459 Exclusions or Exemptions 506c Accepted Date 2017-05-19 10:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLG Private Fund III LLC See All Filings	D/A	2017-05-19 10:09:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Boustead Securities, LLC and J. Streicher Capital LLC CIK Number 0001681331 Filed Document 0001681331-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-19 10:09:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Xeniades Ventures LLC See All Filings	D	2017-05-19 09:49:07 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706232 Filed Document 0001706232-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 09:49:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Legacy Opportunity Fund LLC See All Filings	D/A	2017-05-18 19:37:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001659083 Filed Document 0001659083-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 19:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Legacy Opportunity Fund LLC See All Filings	D/A	2017-05-18 19:31:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001659083 Filed Document 0001659083-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 19:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
500 Fintech, L.P. See All Filings	D/A	2017-05-18 18:54:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671021 Filed Document 0001671021-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 18:54:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IRG Chaucer Holdings LLC See All Filings	D	2017-05-18 18:04:51 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers none CIK Number 0001707047 Filed Document 0001707047-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 18:04:51 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SBRE I LLC See All Filings	D	2017-05-18 15:46:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001703849 Filed Document 0001703849-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:46:42 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Signal Peak Ventures III, L.P. See All Filings	D	2017-05-18 15:40:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001706996 Filed Document 0001706996-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:40:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stem Cell Development Fund, LLC See All Filings	D/A	2017-05-18 15:03:31 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers NONE CIK Number 0001677387 Filed Document 0001677387-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:03:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
4M&I, LLC See All Filings	D	2017-05-18 13:55:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706587 Filed Document 0001706587-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 13:55:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Town & Country Bancshares, LLC See All Filings	D/A	2017-05-18 12:06:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557745 Filed Document 0001557745-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 12:06:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NB TECH VENTURES INC. See All Filings	D	2017-05-18 11:36:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001704550 Filed Document 0001704550-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 11:36:14 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Sofi Marie JV See All Filings	D/A	2017-05-18 10:47:46 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers Not Applicable CIK Number 0001705922 Filed Document 0001705922-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:47:46 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Permira Credit Solutions III Senior Euro L.P. See All Filings	D	2017-05-18 10:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001706712 Filed Document 0001706712-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:47:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
MG Capital Management Residential Fund IV L.P. See All Filings	D	2017-05-18 10:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706944 Filed Document 0001706944-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:20:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Audio Bionics International Inc. See All Filings	D	2017-05-17 17:51:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697256 Filed Document 0001697256-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-17 17:51:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathfinder Argyle Holdings, LLC See All Filings	D	2017-05-17 16:40:13 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001706924 Filed Document 0001706924-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 16:40:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RSF Partners VII, L.P. See All Filings	D	2017-05-17 14:39:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001706546 Filed Document 0001706546-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:39:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lubezone Inc. See All Filings	D	2017-05-17 14:33:09 UTC
Amount To Be Raised $2,499,000 Associated Brokers / Dealers Felt & Company CIK Number 0001694454 Filed Document 0001288230-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:33:09 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Divya TE I, LLC See All Filings	D/A	2017-05-17 14:24:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001674702 Filed Document 0001674702-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:24:55 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Small Change Crowd 004, LLC See All Filings	D	2017-05-17 12:30:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001705309 Filed Document 0001705309-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 12:30:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2017-05-17 12:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-05-17 12:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propel IP, Inc. See All Filings	D	2017-05-17 10:51:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001673395 Filed Document 0001673395-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 10:51:20 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:53:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:19:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI Strategies, LLC See All Filings	D/A	2017-05-17 08:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 08:43:17 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LEITLOCK Directed Capital Fund I LLC See All Filings	D/A	2017-05-16 21:42:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Watchdog Capital, LLC and Pariter Securities, LLC CIK Number 0001702989 Filed Document 0001702989-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-16 21:42:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Ridge Realty Partners, LLC See All Filings	D	2017-05-16 19:16:48 UTC
Amount To Be Raised $1,635,000 Associated Brokers / Dealers N/A CIK Number 0001706421 Filed Document 0001706421-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 19:16:48 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAS Tucson, LLC See All Filings	D	2017-05-16 18:57:31 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001706478 Filed Document 0001706478-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 18:57:31 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Capital Enterprises LLC See All Filings	D	2017-05-16 14:49:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Venessa Sandoval and Julie Slesarik CIK Number 0001706569 Filed Document 0001642247-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-16 14:49:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AVISTONE CRAMER CREEK, LLC See All Filings	D	2017-05-16 13:21:47 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706813 Filed Document 0001706813-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 13:21:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TERRAFORT FUND, LLC See All Filings	D	2017-05-16 12:55:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706689 Filed Document 0001706689-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:55:21 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D	2017-05-16 12:53:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:53:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D	2017-05-16 12:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldenwise Quant Multi-Strat Fund LLC See All Filings	D	2017-05-16 11:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706786 Filed Document 0001706786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:50:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust C & I Balanced Risk Allocation Fund See All Filings	D	2017-05-16 11:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695336 Filed Document 0001695336-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund of the Invesco Institutional Trust See All Filings	D	2017-05-16 11:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695331 Filed Document 0001695331-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLP SECURED LOAN FUND, LLC See All Filings	D	2017-05-15 17:02:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706755 Filed Document 0001706520-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-15 17:02:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Eaglewood Income Fund I LP See All Filings	D/A	2017-05-15 16:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564297 Filed Document 0001564297-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-15 16:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESTX SPV 23 - DPBX LIMITED PARTNERSHIP See All Filings	D/A	2017-05-15 12:59:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706624 Filed Document 0001706624-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-15 12:59:49 UTC Type of Offering D/A Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity