Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alturas Real Estate Fund LLC See All Filings	D/A	2017-05-31 12:29:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001643947 Filed Document 0001643947-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-31 12:29:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PF4, LLC See All Filings	D	2017-05-31 11:03:50 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001698743 Filed Document 0001698743-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-31 11:03:50 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Cohanzick Nexus Partners, L.P. See All Filings	D/A	2017-05-31 10:50:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609856 Filed Document 0001315863-17-000474 Exclusions or Exemptions 506c Accepted Date 2017-05-31 10:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rohdea Fund See All Filings	D	2017-05-30 21:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646334 Filed Document 0001646334-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-30 21:50:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BrainCheck, Inc. See All Filings	D	2017-05-30 21:32:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001649864 Filed Document 0001649864-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-30 21:32:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
HyVida Brands, Inc. See All Filings	D	2017-05-30 19:12:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers FinTech Clearing, LLC CIK Number 0001707911 Filed Document 0001707911-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-30 19:12:56 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vaporpath, Inc. See All Filings	D/A	2017-05-30 18:49:51 UTC
Amount To Be Raised $3,544,000 Associated Brokers / Dealers N/A CIK Number 0001592492 Filed Document 0001592492-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-30 18:49:51 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EF Hutton America, Inc. See All Filings	D	2017-05-30 18:43:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001565700 Filed Document 0001014897-17-000136 Exclusions or Exemptions 506c Accepted Date 2017-05-30 18:43:46 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sound Equity Platinum Income Fund, LLC See All Filings	D	2017-05-30 17:41:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707168 Filed Document 0001707168-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-30 17:41:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandhill Crane Partners, LLC See All Filings	D/A	2017-05-30 16:43:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Griffin Securities, Inc. CIK Number 0001609231 Filed Document 0000897069-17-000342 Exclusions or Exemptions 506c Accepted Date 2017-05-30 16:43:12 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MHPI VII, LLC See All Filings	D/A	2017-05-30 15:48:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001703281 Filed Document 0001703281-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-30 15:48:30 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Healthcare Growth Fund I, LLC See All Filings	D	2017-05-30 12:15:03 UTC
Amount To Be Raised $8,389,000 Associated Brokers / Dealers N/A CIK Number 0001705826 Filed Document 0001705826-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-30 12:15:03 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Whitechapel Holdings, Inc. See All Filings	D	2017-05-26 17:32:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001707501 Filed Document 0001707501-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-26 17:32:55 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PALMS MIAMI EB5 LLLP See All Filings	D	2017-05-26 16:54:10 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001705970 Filed Document 0001705970-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-26 16:54:10 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
Bedford Population Health, LLC See All Filings	D	2017-05-26 15:58:02 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001707675 Filed Document 0001707675-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-26 15:58:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in Amitree) LP See All Filings	D	2017-05-26 14:58:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661286 Filed Document 0001465818-17-000025 Exclusions or Exemptions 506c Accepted Date 2017-05-26 14:58:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Native American Venture Fund, LLC See All Filings	D/A	2017-05-26 14:03:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001649639 Filed Document 0001705656-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-26 14:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAVF ESG CARBON SERIES I See All Filings	D	2017-05-26 13:51:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001705654 Filed Document 0001705656-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-26 13:51:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Native American Partners Inc. See All Filings	D	2017-05-26 13:43:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001705656 Filed Document 0001705656-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-26 13:43:54 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pax Governors Square Apartments, LLC See All Filings	D	2017-05-26 12:03:59 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001707608 Filed Document 0001707608-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-26 12:03:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in Apploi - II) L.P. See All Filings	D/A	2017-05-26 11:37:32 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001614388 Filed Document 0001465818-17-000024 Exclusions or Exemptions 506c Accepted Date 2017-05-26 11:37:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
SoBro 12 South, LLC See All Filings	D	2017-05-26 11:12:21 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001707714 Filed Document 0001707714-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-26 11:12:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
SandPointe All-Seasons Fund, Ltd. See All Filings	D	2017-05-25 17:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705659 Filed Document 0001705659-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 17:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SandPointe Opportunities Fund, LLC See All Filings	D/A	2017-05-25 16:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668756 Filed Document 0001668756-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-25 16:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SandPointe Opportunities Fund, Ltd. See All Filings	D/A	2017-05-25 16:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668690 Filed Document 0001668690-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 16:49:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DellinSF L.P. See All Filings	D	2017-05-25 15:44:49 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001707308 Filed Document 0001707308-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 15:44:49 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J Three Asset Development, LLC See All Filings	D	2017-05-25 14:11:04 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers none CIK Number 0001707564 Filed Document 0001707564-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 14:11:04 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Debt
Custom Tomball Medical, L.L.C. See All Filings	D	2017-05-25 12:57:26 UTC
Amount To Be Raised $20,828,769 Associated Brokers / Dealers Larry R. Law CIK Number 0001699304 Filed Document 0001699307-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-25 12:57:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ballinger Fund LLC See All Filings	D	2017-05-24 19:35:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 19:35:49 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Unbound Technologies, Inc. See All Filings	D	2017-05-24 18:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707453 Filed Document 0001707453-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 18:28:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bixby's Best Living, LLC See All Filings	D	2017-05-24 15:30:40 UTC
Amount To Be Raised $3,751,563 Associated Brokers / Dealers N/A CIK Number 0001707413 Filed Document 0001707413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 15:30:40 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
TRUTOUCH TECHNOLOGIES, INC. See All Filings	D	2017-05-24 15:30:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001389596 Filed Document 0001389596-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-24 15:30:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
America360, LLC See All Filings	D/A	2017-05-23 19:02:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC CIK Number 0001609018 Filed Document 0001609018-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-23 19:02:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Arden San Angelo RREAF L.P. See All Filings	D/A	2017-05-23 18:49:27 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001704491 Filed Document 0001704491-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-23 18:49:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE A M & CO See All Filings	D	2017-05-23 17:43:42 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0000018172 Filed Document 0000018172-17-000023 Exclusions or Exemptions 506c Accepted Date 2017-05-23 17:43:42 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
500 Falcons, L.P. See All Filings	D	2017-05-23 17:17:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001659234 Filed Document 0001659234-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-23 17:17:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CASTLE A M & CO See All Filings	D	2017-05-23 14:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000018172 Filed Document 0000018172-17-000022 Exclusions or Exemptions 506c Accepted Date 2017-05-23 14:19:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 10:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN WAVE PROPERTIES, INC. See All Filings	D	2017-05-23 10:23:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706980 Filed Document 0001706980-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:23:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 10:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:21:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 10:08:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:08:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 09:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-23 09:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 09:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-05-23 09:30:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC OTV, LLC See All Filings	D	2017-05-22 18:05:40 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001707334 Filed Document 0001707334-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 18:05:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SNM Global Holdings See All Filings	D	2017-05-22 15:36:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0001706907-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 15:36:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
LEGACY EXPLORATION, LLC See All Filings	D	2017-05-22 14:43:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706641 Filed Document 0001654954-17-004984 Exclusions or Exemptions 506c Accepted Date 2017-05-22 14:43:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Jet Lending, LLC See All Filings	D	2017-05-22 13:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707259 Filed Document 0001707259-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 13:08:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRESCAT LONG/SHORT FUND LP See All Filings	D/A	2017-05-22 12:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001442351-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 12:07:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVISTONE CRAMER CREEK S, LLC See All Filings	D	2017-05-19 16:25:00 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706645 Filed Document 0001706645-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-19 16:25:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
ENCORE KENTUCKY 2016-E See All Filings	D/A	2017-05-19 15:41:04 UTC
Amount To Be Raised $3,450,960 Associated Brokers / Dealers N/A CIK Number 0001661923 Filed Document 0001144204-17-028619 Exclusions or Exemptions 506c Accepted Date 2017-05-19 15:41:04 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other