Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROM3 California LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Capital Real Estate - Sienna, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,475,000 Associated Brokers / Dealers None CIK Number 0001653041 Filed Document 0001653041-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
InteraXon Inc. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $12,660,556 Associated Brokers / Dealers N/A CIK Number 0001546979 Filed Document 0001546979-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ground 2 Table, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589696 Filed Document 0001589696-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Strongbridge Biopharma plc See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $126,000,000 Associated Brokers / Dealers N/A CIK Number 0001634432 Filed Document 0000950172-15-000087 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
7373 City North, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Nobles & Richards, Inc CIK Number 0001651498 Filed Document 0001651498-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Full Genomes Corp See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001586962 Filed Document 0001586962-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wayne Enterprises LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001652376 Filed Document 0001652376-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Ranch Partners LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $18,850,000 Associated Brokers / Dealers Not applicable CIK Number 0001652602 Filed Document 0001014897-15-000292 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
RYS&Co. General Partnership See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653965 Filed Document 0001376474-15-000384 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Debt
SCT&E LNG, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652038 Filed Document 0001652038-15-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tahoe Moonshine Distillery, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001653184 Filed Document 0001615774-15-002569 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SMARTFINANCIAL INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001038773 Filed Document 0001434890-15-000016 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Physicians Realty L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $240,003 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
SJC Onshore Direct Lending Fund III, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653076 Filed Document 0000950103-15-007378 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DEALFLOW ANALYTICS, INC. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652791 Filed Document 0001652791-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Highcon) L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $293,200 Associated Brokers / Dealers N/A CIK Number 0001599506 Filed Document 0001465818-15-000021 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Ogee, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001653330 Filed Document 0001653330-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Richgroup Investments, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001517723 Filed Document 0001517723-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in AE Squared - III) LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $668,708 Associated Brokers / Dealers N/A CIK Number 0001651997 Filed Document 0001465818-15-000022 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Amvona Fund, Ltd. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652947 Filed Document 0001546927-15-000244 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in PulmOne - II) LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $712,400 Associated Brokers / Dealers N/A CIK Number 0001651953 Filed Document 0001465818-15-000023 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Car Champs Finance, LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001645143 Filed Document 0001645143-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Viveka Films LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $785,000 Associated Brokers / Dealers N/A CIK Number 0001652918 Filed Document 0001652918-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DEALFLOW ANALYTICS, INC. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001652791 Filed Document 0001652791-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OurCrowd (Investment in Crosswise) L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $25,900 Associated Brokers / Dealers N/A CIK Number 0001599509 Filed Document 0001465818-15-000020 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
212 Asset Fund, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618864 Filed Document 0001618864-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Amvona Fund, LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557348 Filed Document 0001546927-15-000242 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Infinity Fund See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529558 Filed Document 0001529558-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHY HEADIE LIFESTYLE INC. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650792 Filed Document 0001650792-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
212 Asset Fund, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618864 Filed Document 0001618864-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
PVP LIVE INTERACTIVE, INC. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001653045 Filed Document 0001078782-15-001484 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
K Fixed Income Opportunities Fund See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587046 Filed Document 0001587046-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRUTREND GLOBAL FUTURES FOUNDERS FUND LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001445282 Filed Document 0001445282-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kotak Fixed Term Fund - III Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652463 Filed Document 0001652463-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Oak 1 HD L.L.C. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001650799 Filed Document 0001615774-15-002538 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Richman Investments, L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001517723 Filed Document 0001517723-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Hallack Park Townhomes II, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652782 Filed Document 0001652784-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PHARMANETUSA INC. Doing Business As Elithea Sciences See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001619399 Filed Document 0001619399-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
ABE Partners LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652642 Filed Document 0001652642-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Owner Builder Loans, LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001603533 Filed Document 0001603533-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CAVENDER REAL ESTATE GROUP LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001652102 Filed Document 0001652102-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAVENDER GLOBAL INVESTMENTS LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001652088 Filed Document 0001652102-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Confederate Motors, Inc. See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-15-000042 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Meritum Energy Holdings, LP See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $18,775,000 Associated Brokers / Dealers N/A CIK Number 0001652831 Filed Document 0001652831-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hallack Park Townhomes, LLC See All Filings	D	2015-09-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652784 Filed Document 0001652784-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Netqwerk LLC See All Filings	D/A	2015-09-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001646574 Filed Document 0001646574-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
500 Startups IV, L.P. See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001652541 Filed Document 0001652541-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rich Calimesa LLC See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652667 Filed Document 0001652667-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
500 Startups Japan, L.P. See All Filings	D	2015-09-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001652544 Filed Document 0001652544-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund