Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IIFL OPPORTUNITIES FUND 7 See All Filings	D	2017-11-27 21:56:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723697 Filed Document 0001723697-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-27 21:56:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Tyne Hill Investments LP See All Filings	D	2017-11-27 20:32:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001723615 Filed Document 0001723615-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-27 20:32:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOOTHILLS EXPLORATION, INC. See All Filings	D	2017-11-27 19:51:52 UTC
Amount To Be Raised $267,500 Associated Brokers / Dealers N/A CIK Number 0001503458 Filed Document 0001493152-17-013825 Exclusions or Exemptions 506c Accepted Date 2017-11-27 19:51:52 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HP Fund 2017 LLC See All Filings	D	2017-11-27 18:43:40 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001723734 Filed Document 0001723717-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-27 18:43:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HP Fund 2017(QP)LLC See All Filings	D	2017-11-27 18:17:15 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001723717 Filed Document 0001723717-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-27 18:17:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
UNISON FUND I, LLC See All Filings	D/A	2017-11-27 16:37:26 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers NONE CIK Number 0001683862 Filed Document 0001683862-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-27 16:37:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Scurry #3 Joint Venture See All Filings	D	2017-11-27 16:16:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001723718 Filed Document 0001723718-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-27 16:16:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Grand Coast Capital Fund II, LLC See All Filings	D/A	2017-11-27 14:31:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689535 Filed Document 0001689535-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-27 14:31:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Grand Coast Capital Fund II, LLC See All Filings	D/A	2017-11-27 14:27:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001689535 Filed Document 0001689535-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-27 14:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
D.D. Farms LLC See All Filings	D	2017-11-27 14:00:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Scott Esser and Brittany Gober CIK Number 0001723383 Filed Document 0001723383-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-27 14:00:23 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Avistone Citygate, LLC See All Filings	D	2017-11-27 13:43:56 UTC
Amount To Be Raised $4,890,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001723319 Filed Document 0001723319-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-27 13:43:56 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE CITYGATE S, LLC See All Filings	D	2017-11-27 13:35:27 UTC
Amount To Be Raised $4,890,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001723318 Filed Document 0001723318-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-27 13:35:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exemplify Investors One, LLC See All Filings	D	2017-11-27 13:09:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paul Sartin CIK Number 0001715898 Filed Document 0001715898-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-27 13:09:58 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Ohio Therapeutics, LLC See All Filings	D	2017-11-27 11:57:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers McDonald Partners LLC CIK Number 0001723485 Filed Document 0001723485-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-27 11:57:16 UTC Type of Offering D Industry Agriculture Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
RH Medical 10 Buildings, LLC See All Filings	D	2017-11-22 16:59:52 UTC
Amount To Be Raised $3,820,470 Associated Brokers / Dealers Robert Kiff CIK Number 0001723431 Filed Document 0001723431-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-22 16:59:52 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
SoftBank Vision Fund L.P. See All Filings	D/A	2017-11-22 16:32:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699940 Filed Document 0001699940-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-22 16:32:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY CAPITAL CORP See All Filings	D	2017-11-22 15:31:58 UTC
Amount To Be Raised $1,339,438 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000099771 Filed Document 0000099771-17-000197 Exclusions or Exemptions 506c Accepted Date 2017-11-22 15:31:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
UNISON FUND I, LLC See All Filings	D/A	2017-11-22 14:28:13 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers NONE CIK Number 0001683862 Filed Document 0001683862-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-22 14:28:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InSitu Biologics, Inc See All Filings	D	2017-11-22 13:12:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001723443 Filed Document 0001723573-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-22 13:12:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Value Investors LP See All Filings	D/A	2017-11-22 13:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656345 Filed Document 0001656345-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-22 13:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crown Scurry #2 Joint Venture See All Filings	D/A	2017-11-22 12:02:22 UTC
Amount To Be Raised $3,512,500 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001715009 Filed Document 0001715009-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-22 12:02:22 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Grail, Inc. See All Filings	D/A	2017-11-22 11:32:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001699031 Filed Document 0001699031-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-11-22 11:32:05 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DVC Fund II LLC See All Filings	D	2017-11-22 09:48:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001723504 Filed Document 0001723504-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-22 09:48:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Laird Superfood, Inc. See All Filings	D	2017-11-21 18:25:17 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001461859-17-000030 Exclusions or Exemptions 506c Accepted Date 2017-11-21 18:25:17 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Cherokee Solid Waste Disposal Authority See All Filings	D/A	2017-11-21 18:23:10 UTC
Amount To Be Raised $5,210,000 Associated Brokers / Dealers William Cox, Andrew Baird, Brian Botto, Charles Ousley, Don Malmo, Frank Reid, Richard Gray, Trey Fyfe, and William Cox CIK Number 0001714739 Filed Document 0001714739-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-21 18:23:10 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Debt
QualMed Pharmacy, Inc. See All Filings	D	2017-11-21 17:30:57 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers n/a CIK Number 0001722397 Filed Document 0001722397-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-21 17:30:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DVC Fund I LLC See All Filings	D	2017-11-21 16:44:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001723482 Filed Document 0001723482-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 16:44:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
PED INDEX FUND A1, L.P. See All Filings	D	2017-11-21 16:36:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721229 Filed Document 0001721229-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 16:36:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Axiomed, LLC See All Filings	D	2017-11-21 15:02:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001696013 Filed Document 0001696013-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-21 15:02:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Progentec Diagnostics, Inc. See All Filings	D	2017-11-21 14:40:23 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001722842 Filed Document 0001722842-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:40:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
AnytownUSA.com LLC See All Filings	D	2017-11-21 14:19:09 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001723236 Filed Document 0001723236-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:19:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Debt
Alpha GP Fund I, LLC See All Filings	D/A	2017-11-21 14:15:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001698577 Filed Document 0001698577-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:15:53 UTC Type of Offering D/A Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Maple Financial Holdings, Inc. See All Filings	D/A	2017-11-21 14:13:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001722484 Filed Document 0001209191-17-061956 Exclusions or Exemptions 506c Accepted Date 2017-11-21 14:13:21 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PED INDEX FUND, L.P. See All Filings	D	2017-11-21 12:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721268 Filed Document 0001721268-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 12:29:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Equity
LaSalle Income & Growth Fund VII, L.P. See All Filings	D/A	2017-11-21 11:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658705 Filed Document 0001658705-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 11:00:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Solo Properties, LLC See All Filings	D	2017-11-21 09:49:48 UTC
Amount To Be Raised $1,398,000 Associated Brokers / Dealers N/A CIK Number 0001715025 Filed Document 0001715025-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-21 09:49:48 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Burger Time,Inc. See All Filings	D/A	2017-11-21 08:43:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001718224 Filed Document 0001144204-17-060276 Exclusions or Exemptions 506c Accepted Date 2017-11-21 08:43:43 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRG Woodshire Holdings LLC See All Filings	D	2017-11-20 18:35:45 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers none CIK Number 0001721878 Filed Document 0001706333-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-20 18:35:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LC DiverPSP XV LLC See All Filings	D	2017-11-20 18:09:46 UTC
Amount To Be Raised $2,031,283 Associated Brokers / Dealers N/A CIK Number 0001701701 Filed Document 0001722561-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-11-20 18:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBG MultiREP III LLC See All Filings	D	2017-11-20 18:02:40 UTC
Amount To Be Raised $2,221,000 Associated Brokers / Dealers N/A CIK Number 0001701734 Filed Document 0001722561-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-11-20 18:02:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC AccelPSP VII LLC See All Filings	D	2017-11-20 17:53:17 UTC
Amount To Be Raised $2,745,000 Associated Brokers / Dealers N/A CIK Number 0001701695 Filed Document 0001722561-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:53:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Accel PSP VI LLC See All Filings	D	2017-11-20 17:48:26 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001701681 Filed Document 0001722561-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:48:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC AccelPSP V LLC See All Filings	D	2017-11-20 17:41:25 UTC
Amount To Be Raised $1,656,716 Associated Brokers / Dealers N/A CIK Number 0001701696 Filed Document 0001722561-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:41:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YS TBG REDFin II LLC See All Filings	D	2017-11-20 17:28:16 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722560 Filed Document 0001722561-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartHR SPV, L.P. See All Filings	D	2017-11-20 17:19:06 UTC
Amount To Be Raised $14,027,600 Associated Brokers / Dealers N/A CIK Number 0001719823 Filed Document 0001719823-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:19:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YS ALGT REDFin I LLC See All Filings	D	2017-11-20 17:17:06 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001722485 Filed Document 0001722551-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:17:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadtree Residential, Inc See All Filings	D/A	2017-11-20 17:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001571935-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-20 17:05:47 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YS iBRW CommeProp I LLC See All Filings	D	2017-11-20 16:54:55 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001722311 Filed Document 0001722551-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-20 16:54:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YS TBG CommeREP III LLC See All Filings	D	2017-11-20 16:39:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722563 Filed Document 0001722561-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-20 16:39:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YS TBG MultiREP V LLC See All Filings	D	2017-11-20 16:33:00 UTC
Amount To Be Raised $1,985,000 Associated Brokers / Dealers N/A CIK Number 0001722562 Filed Document 0001722561-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-20 16:33:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund