Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Federated Project & Trade Finance Core Fund See All Filings	D/A	2017-12-05 09:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440464 Filed Document 0001623632-17-002612 Exclusions or Exemptions 506c Accepted Date 2017-12-05 09:32:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Mortgage Core Portfolio See All Filings	D/A	2017-12-05 09:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659748 Filed Document 0001623632-17-002610 Exclusions or Exemptions 506c Accepted Date 2017-12-05 09:19:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Bank Loan Core Fund See All Filings	D/A	2017-12-05 09:10:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-17-002608 Exclusions or Exemptions 506c Accepted Date 2017-12-05 09:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Processa Pharmaceuticals, Inc. See All Filings	D	2017-12-05 08:59:09 UTC
Amount To Be Raised $2,580,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001533743 Filed Document 0001393905-17-000386 Exclusions or Exemptions 506c Accepted Date 2017-12-05 08:59:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
Union Street Capital 248 LLC See All Filings	D	2017-12-04 20:06:52 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers N/A CIK Number 0001700891 Filed Document 0001700891-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-04 20:06:52 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2017-12-04 17:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, Various Agents, and Various Agents CIK Number 0000937834 Filed Document 0000937834-17-000038 Exclusions or Exemptions 506c Accepted Date 2017-12-04 17:28:05 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2017-12-04 17:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various, Various, Various, Various, Various, Various, Various, Various, Various, Various, Various, and Various CIK Number 0000728240 Filed Document 0000728240-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-12-04 17:10:43 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
GENERAL AMERICAN LIFE INSURANCE Co See All Filings	D	2017-12-04 17:01:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents, Various Agents, and Various Agents CIK Number 0000728240 Filed Document 0000728240-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-04 17:01:26 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Other
Regent Opportunity Fund IV, LLC See All Filings	D/A	2017-12-04 17:01:24 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001713075 Filed Document 0001713075-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-12-04 17:01:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arsanis, Inc. See All Filings	D	2017-12-04 16:11:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Citigroup Global Markets Inc., Cowen and Company, LLC, and Piper Jaffray & Co. CIK Number 0001501697 Filed Document 0001501697-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-12-04 16:11:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cambridge Multifamily Fund 1 See All Filings	D	2017-12-04 15:32:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001723688 Filed Document 0001723688-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-12-04 15:32:34 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Loci, Inc. See All Filings	D	2017-12-04 14:59:56 UTC
Amount To Be Raised $1,096,617 Associated Brokers / Dealers N/A CIK Number 0001714019 Filed Document 0001714019-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-04 14:59:56 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
JEWISH EDUCATIONAL SCHOLARSHIP SUPPORT LLC See All Filings	D	2017-12-04 13:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723912 Filed Document 0001723912-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-04 13:26:31 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Encore Kentucky 2017-H See All Filings	D/A	2017-12-04 11:15:29 UTC
Amount To Be Raised $1,492,608 Associated Brokers / Dealers N/A CIK Number 0001700857 Filed Document 0001144204-17-062091 Exclusions or Exemptions 506c Accepted Date 2017-12-04 11:15:29 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Quantstamp, Inc. See All Filings	D	2017-12-01 18:04:36 UTC
Amount To Be Raised $30,792,650 Associated Brokers / Dealers N/A CIK Number 0001724106 Filed Document 0001724106-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-01 18:04:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Fazit.com, Inc. See All Filings	D	2017-12-01 17:43:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001724213 Filed Document 0001724007-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-12-01 17:43:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NextGen Growth Partners Fund I, LP See All Filings	D/A	2017-12-01 15:16:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Noth South Capital, LLC CIK Number 0001678279 Filed Document 0001678279-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-12-01 15:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Owl Creek MGM Fund, L.P. See All Filings	D/A	2017-12-01 06:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Owl Creek Asset Management Marketing, LLC CIK Number 0001689504 Filed Document 0000902664-17-004454 Exclusions or Exemptions 506c Accepted Date 2017-12-01 06:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1confirmation Fund, L.P. See All Filings	D/A	2017-11-30 19:01:42 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001714777 Filed Document 0001714777-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-30 19:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Roambee Corp See All Filings	D	2017-11-30 14:33:20 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001666062 Filed Document 0001666062-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-30 14:33:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kontinuum Gap Funding See All Filings	D	2017-11-30 14:27:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001713940 Filed Document 0001713940-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-30 14:27:49 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
FMJM RWL IV LLC See All Filings	D	2017-11-30 13:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723372 Filed Document 0001723372-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-30 13:55:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nomad Capital Partners, LP See All Filings	D	2017-11-30 13:41:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724061 Filed Document 0001724061-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-30 13:41:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Digital Golf Technologies, LLC See All Filings	D/A	2017-11-30 13:33:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722966 Filed Document 0001722966-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-30 13:33:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-11-30 13:00:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000015 Exclusions or Exemptions 506c Accepted Date 2017-11-30 13:00:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
7970 Grand Limited Partnership See All Filings	D	2017-11-30 10:46:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001724038 Filed Document 0001724038-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-30 10:46:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
First Mining Finance Corp. See All Filings	D/A	2017-11-29 19:44:23 UTC
Amount To Be Raised $8,682,440 Associated Brokers / Dealers N/A CIK Number 0001641229 Filed Document 0001062993-17-005111 Exclusions or Exemptions 506c Accepted Date 2017-11-29 19:44:23 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
CapRocq Core Holdings, L.P. See All Filings	D	2017-11-29 19:16:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001722725 Filed Document 0001722725-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-29 19:16:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Other
Be Glad, LP See All Filings	D	2017-11-29 18:23:01 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001723325 Filed Document 0001723325-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-29 18:23:01 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Solis Tek, Inc./NV See All Filings	D	2017-11-29 15:51:57 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers YA Global II SPV, LLC CIK Number 0001398137 Filed Document 0001493152-17-013948 Exclusions or Exemptions 506c Accepted Date 2017-11-29 15:51:57 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Solis Tek, Inc./NV See All Filings	D	2017-11-29 15:50:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0001398137 Filed Document 0001493152-17-013947 Exclusions or Exemptions 506c Accepted Date 2017-11-29 15:50:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Solis Tek, Inc./NV See All Filings	D	2017-11-29 15:48:49 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001398137 Filed Document 0001493152-17-013946 Exclusions or Exemptions 506c Accepted Date 2017-11-29 15:48:49 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Westfall Medical Realty LLC See All Filings	D	2017-11-29 13:57:44 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001723639 Filed Document 0001723639-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-29 13:57:44 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ixcela, Inc. See All Filings	D/A	2017-11-29 12:22:52 UTC
Amount To Be Raised $4,765,000 Associated Brokers / Dealers N/A CIK Number 0001590277 Filed Document 0001590277-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-29 12:22:52 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Bitwise Hold 10 Private Index Fund, LLC See All Filings	D	2017-11-29 12:21:06 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001723788 Filed Document 0001722822-17-000023 Exclusions or Exemptions 506c Accepted Date 2017-11-29 12:21:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIDBOX INC See All Filings	D	2017-11-29 12:07:40 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers NA CIK Number 0001721553 Filed Document 0001721553-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-29 12:07:40 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Victoria Marie JV See All Filings	D	2017-11-29 11:56:01 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers Not Applicable CIK Number 0001723595 Filed Document 0001723595-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-29 11:56:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Soli DiverCLP I LLC See All Filings	D	2017-11-29 11:48:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701694 Filed Document 0001701694-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-29 11:48:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalyst OrthoScience Inc See All Filings	D	2017-11-29 11:17:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001723806 Filed Document 0001723806-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-29 11:17:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FlipSetter, Inc. See All Filings	D/A	2017-11-29 10:33:06 UTC
Amount To Be Raised $267,500 Associated Brokers / Dealers Sabaresh V. Krishnan CIK Number 0001645005 Filed Document 0001645005-17-000005 Exclusions or Exemptions 504.1 and 506c Accepted Date 2017-11-29 10:33:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tyne Hill Investments LP See All Filings	D/A	2017-11-29 09:53:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001723615 Filed Document 0001723615-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-29 09:53:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-11-29 09:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000010 Exclusions or Exemptions 506c Accepted Date 2017-11-29 09:19:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Doughp LLC See All Filings	D	2017-11-28 20:24:06 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001723446 Filed Document 0001723446-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-28 20:24:06 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DVC Fund II LLC See All Filings	D/A	2017-11-28 18:24:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001723504 Filed Document 0001723504-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-28 18:24:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DVC Fund I LLC See All Filings	D/A	2017-11-28 18:16:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001723482 Filed Document 0001723482-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-28 18:16:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Permanence Capital Partners, LP See All Filings	D	2017-11-28 16:36:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723476 Filed Document 0001723476-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-28 16:36:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CORE INVESTMENT PROPERTIES FUND LLC See All Filings	D	2017-11-28 16:32:52 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Michael Lapointe CIK Number 0001723574 Filed Document 0001723574-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-28 16:32:52 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Tuckaway Country Club See All Filings	D	2017-11-28 12:19:04 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001723215 Filed Document 0001723215-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-28 12:19:04 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
BRIDGEMILL CREEK FUND, LLC See All Filings	D	2017-11-28 11:44:32 UTC
Amount To Be Raised $5,380,000 Associated Brokers / Dealers None CIK Number 0001723710 Filed Document 0001723712-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-28 11:44:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LAKEWOOD SC FUND, LLC See All Filings	D	2017-11-28 10:28:02 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers None CIK Number 0001723712 Filed Document 0001723712-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-28 10:28:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity