Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RSN Finance OU See All Filings	D	2018-01-16 13:09:29 UTC
Amount To Be Raised $1,773,750 Associated Brokers / Dealers Orderbook Pte. Ltd and DIRECT FINANCIAL PTE. LTD. CIK Number 0001727691 Filed Document 0001727691-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-16 13:09:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ESTONIA Revenue or Assets $No Revenues Type of Security Debt
Troika #3 Joint Venture See All Filings	D	2018-01-16 13:07:20 UTC
Amount To Be Raised $1,507,560 Associated Brokers / Dealers N/A CIK Number 0001727988 Filed Document 0001727988-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-16 13:07:20 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mobs Inc. See All Filings	D	2018-01-16 13:00:26 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001694978 Filed Document 0001694978-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-16 13:00:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EpigenCare Inc. See All Filings	D	2018-01-16 12:19:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001727821 Filed Document 0001727821-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-16 12:19:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Oildigger Resources Fund I, LLLP See All Filings	D/A	2018-01-16 11:20:46 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001677048 Filed Document 0001677048-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-16 11:20:46 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Performance Communities, LLC See All Filings	D	2018-01-12 20:52:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001724227 Filed Document 0001724227-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 20:52:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
LCM Partners Fund, L.P. See All Filings	D/A	2018-01-12 19:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001504470 Filed Document 0001504470-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 19:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
USCIM FUND XXIV DERMSPECTRA, LLC See All Filings	D/A	2018-01-12 19:18:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers US Capital Global Securities CIK Number 0001718658 Filed Document 0001718658-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 19:18:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXIV INTELLIBIDDER, LLC See All Filings	D/A	2018-01-12 19:16:07 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001725478 Filed Document 0001725478-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 19:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXIX NEW CITIES, LLC See All Filings	D/A	2018-01-12 19:08:10 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001718657 Filed Document 0001718655-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-01-12 19:08:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM Fund XXV Ironyun,LLC See All Filings	D/A	2018-01-12 19:04:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers US Capital Global Securities CIK Number 0001702344 Filed Document 0001718655-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 19:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXVI 480 HOLDINGS, LLC See All Filings	D/A	2018-01-12 18:58:42 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers US Capital Global Securities CIK Number 0001718655 Filed Document 0001718655-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:58:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXIII DEVICE AUTHORITY, LLC See All Filings	D/A	2018-01-12 18:52:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers US Capital Global Securities CIK Number 0001718660 Filed Document 0001718660-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXI FOOD BY RAIL, LLC See All Filings	D/A	2018-01-12 18:52:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001725477 Filed Document 0001725477-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:52:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXVIII DISCOVERY, LLC See All Filings	D/A	2018-01-12 18:46:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001718659 Filed Document 0001718659-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:46:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XXXV EVENTERPRISE, LLC See All Filings	D/A	2018-01-12 18:40:25 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001727914 Filed Document 0001727914-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:40:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM Fund XXII Provia Labs, LLC See All Filings	D/A	2018-01-12 18:37:58 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001702342 Filed Document 0001702342-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:37:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM Fund XXI Maven,LLC See All Filings	D/A	2018-01-12 18:34:37 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001702336 Filed Document 0001702336-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:34:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XIX SIMPLY NUC, LLC See All Filings	D/A	2018-01-12 18:32:09 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001718656 Filed Document 0001718661-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:32:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM FUND XII SENZARI, LLC See All Filings	D/A	2018-01-12 18:24:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001718661 Filed Document 0001718661-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 18:24:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talmage Total Return Partners, LLC See All Filings	D/A	2018-01-12 16:27:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616233 Filed Document 0001616233-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 16:27:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USCIM Fund XXII Provia Labs, LLC See All Filings	D/A	2018-01-12 16:10:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers US Capital Global Securities LLC CIK Number 0001702342 Filed Document 0001702342-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 16:10:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Click Deal Buy! See All Filings	D	2018-01-12 15:20:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001629235 Filed Document 0001629235-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 15:20:41 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
USCIM FUND XXXV EVENTERPRISE, LLC See All Filings	D	2018-01-12 14:40:21 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers US Capital Global Securities, LLC CIK Number 0001727914 Filed Document 0001727914-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 14:40:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2018-01-12 14:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001499344-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 14:30:06 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Concord Atlantic Holding, Ltd See All Filings	D/A	2018-01-12 14:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001459859-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-01-12 14:24:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lariat Holding Company, Ltd See All Filings	D	2018-01-12 14:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463747 Filed Document 0001459859-18-000005 Exclusions or Exemptions 506c Accepted Date 2018-01-12 14:17:09 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Kenwood Holdings, Ltd. See All Filings	D	2018-01-12 13:59:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459857 Filed Document 0001459859-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-01-12 13:59:44 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GLENDALE HOLDINGS LTD See All Filings	D	2018-01-12 13:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000732161 Filed Document 0001459859-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-01-12 13:48:26 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Concord Atlantic Holding, Ltd See All Filings	D	2018-01-12 13:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001459859-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-12 13:33:34 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CHICAGO STANDARD HOLDING COMPANY, LTD. See All Filings	D	2018-01-12 13:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459859 Filed Document 0001459859-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 13:10:29 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HFS Lakeland FL Retail, LP See All Filings	D	2018-01-12 13:02:47 UTC
Amount To Be Raised $5,825,000 Associated Brokers / Dealers N/A CIK Number 0001727726 Filed Document 0001727726-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 13:02:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WealthIntel, Inc. See All Filings	D	2018-01-12 12:55:42 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001727972 Filed Document 0001250853-18-000021 Exclusions or Exemptions 506c Accepted Date 2018-01-12 12:55:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
ASSET HOLDING GROUP LTD See All Filings	D	2018-01-12 12:51:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006571 Filed Document 0001006571-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 12:51:37 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EWM Alternative Investments SPV, LLC - Series 5 - FinTech See All Filings	D	2018-01-12 11:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726902 Filed Document 0001726902-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 11:25:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPPORTUNITY PARTNERS LP See All Filings	D/A	2018-01-12 11:15:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000896017 Filed Document 0000896017-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 11:15:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niagara Gold & Silver See All Filings	D	2018-01-12 10:57:52 UTC
Amount To Be Raised $1,640,000 Associated Brokers / Dealers Entrex Capital Market, LLC CIK Number 0001718969 Filed Document 0001718969-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-12 10:57:52 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AVADIM TECHNOLOGIES INC See All Filings	D/A	2018-01-11 21:48:13 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-18-000006 Exclusions or Exemptions 506c Accepted Date 2018-01-11 21:48:13 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VIAM Development Fund II LP See All Filings	D	2018-01-11 18:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726804 Filed Document 0001726804-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-11 18:38:06 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Stemless Co. See All Filings	D	2018-01-11 18:32:50 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001697565 Filed Document 0001697565-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-11 18:32:50 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BlackRidge Berea Partners 2017, Ltd. See All Filings	D	2018-01-11 18:25:40 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001727950 Filed Document 0001727950-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-11 18:25:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Mineral Property
Spartan Micro, Inc. See All Filings	D	2018-01-11 17:31:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001677551 Filed Document 0001308411-18-000008 Exclusions or Exemptions 506c Accepted Date 2018-01-11 17:31:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chemical Solutions Group, LLC See All Filings	D	2018-01-11 16:15:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001727949 Filed Document 0001387131-18-000123 Exclusions or Exemptions 506c Accepted Date 2018-01-11 16:15:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
XB Equitable, LLC See All Filings	D	2018-01-11 16:14:24 UTC
Amount To Be Raised $2,875,000 Associated Brokers / Dealers N/A CIK Number 0001627266 Filed Document 0001627266-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-11 16:14:24 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Enfoca Discovery 2, L.P. See All Filings	D/A	2018-01-11 16:11:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001725873 Filed Document 0000950103-18-000351 Exclusions or Exemptions 506c Accepted Date 2018-01-11 16:11:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enfoca Descubridor 1, Investment Fund See All Filings	D	2018-01-11 16:09:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001727693 Filed Document 0000950103-18-000350 Exclusions or Exemptions 506c Accepted Date 2018-01-11 16:09:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PERU Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enfoca Descubridor 2, Investment Fund See All Filings	D	2018-01-11 16:07:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001727694 Filed Document 0000950103-18-000349 Exclusions or Exemptions 506c Accepted Date 2018-01-11 16:07:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PERU Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNG B&H, LLC See All Filings	D	2018-01-11 15:30:40 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001727368 Filed Document 0001727368-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-01-11 15:30:40 UTC Type of Offering D Industry Energy Conservation Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Emerald Financial Services Private Equity Fund I, LP. See All Filings	D	2018-01-11 15:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727835 Filed Document 0001727835-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-11 15:28:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield Development, L.P. See All Filings	D	2018-01-11 15:21:07 UTC
Amount To Be Raised $1,092,000 Associated Brokers / Dealers N/A CIK Number 0001727951 Filed Document 0001727951-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-01-11 15:21:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property