Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PROMETHEON PHARMA, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588339 Filed Document 0001588339-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
ConnectQuest, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $401,878 Associated Brokers / Dealers N/A CIK Number 0001520364 Filed Document 0001520364-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PRIETO BATTERY, INC. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $3,590,607 Associated Brokers / Dealers N/A CIK Number 0001472830 Filed Document 0001472830-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Y Movie, LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001672037 Filed Document 0001672037-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROI Income Fund II, LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672151 Filed Document 0001672151-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prairie Pharms, LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001552063 Filed Document 0001552063-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
ROM3 California LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001600001 Filed Document 0001600001-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
REVA Kay Brandywine, DST See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers Dwight Kay, Jason Salmon, and Chay Lapin CIK Number 0001667864 Filed Document 0001667864-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
MiMax Inc. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001672104 Filed Document 0001672104-16-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Trustforte Private Equity Fund LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671896 Filed Document 0001671896-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CINX Ventures, Inc. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671504 Filed Document 0001671504-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
NOHSC NO EAST #1, L.L.C. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $940,000 Associated Brokers / Dealers N/A CIK Number 0001671524 Filed Document 0001671524-16-000001 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Land Baron Capital LC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671706 Filed Document 0001671706-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
TryThisFirst, Inc. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $920,000 Associated Brokers / Dealers N/A CIK Number 0001640051 Filed Document 0001640051-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BoutiqueMate, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671782 Filed Document 0001671782-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Smart Net Zero, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672025 Filed Document 0001672025-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Tintic Standard Gold Mines, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671240 Filed Document 0001052918-16-000938 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Impact Hub of Santa Barbara, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,755,000 Associated Brokers / Dealers N/A CIK Number 0001652314 Filed Document 0001652314-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
COMMUNITY SHORES BANK CORP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,757,493 Associated Brokers / Dealers N/A CIK Number 0001070523 Filed Document 0001070523-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
JVM Multi-Family Premier Fund II, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671709 Filed Document 0001671709-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Boveda Realty Investors, LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001670005 Filed Document 0001670005-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Red Leaf Chicago, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671883 Filed Document 0001671883-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kodiak Trenching & Boring, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671514 Filed Document 0001671514-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
CINX Ventures, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001671504 Filed Document 0001671504-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Cellerant Therapeutics Inc See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,025,000 Associated Brokers / Dealers N/A CIK Number 0001293600 Filed Document 0001293600-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WHITEWING TRAILS DEVELOPMENT FUND, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001670598 Filed Document 0001670598-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Enhance Entertainment, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001578854 Filed Document 0001578854-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Vividion Therapeutics, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671687 Filed Document 0001671687-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
RK Capital Partners LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670256 Filed Document 0001670256-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pineapple Express, Inc. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654672 Filed Document 0001185185-16-004187 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Unmanned Innovation Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lake Wallowa Lodge, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001662887 Filed Document 0001662887-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Serrus Mezz, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671655 Filed Document 0001671655-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
M7 BALANCED STAGE FUND LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers MEYERS ASSOCIATES, L.P. and SPENCER CLARKE LLC CIK Number 0001671723 Filed Document 0001671723-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHICAGO SELF STORAGE III LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $4,019,800 Associated Brokers / Dealers None CIK Number 0001110842 Filed Document 0001110842-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
My Warchest, Inc. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $800 Associated Brokers / Dealers N/A CIK Number 0001668389 Filed Document 0001668389-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Private Capital Equity Fund LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers J.C. Whitman Capital LLC CIK Number 0001637020 Filed Document 0001637020-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Strong Capital VI LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001671548 Filed Document 0001671548-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Saranac Credit Opportunities LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671476 Filed Document 0001671476-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RK Capital Partners LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670256 Filed Document 0001670256-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laird Superfood, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001650696 Filed Document 0001650696-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
RK Capital Partners LP See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670256 Filed Document 0001670256-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIONS CLEARING CORP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000074751 Filed Document 0000074751-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
KB Dialysis Portfolio, DST See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001670755 Filed Document 0001670755-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Chicago Self Storage, LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $2,388,000 Associated Brokers / Dealers N/A CIK Number 0001488817 Filed Document 0001488817-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Private Capital Equity Fund LP See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers J.C. Whitman Capital LLC CIK Number 0001637020 Filed Document 0001637020-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BB Grand Investors, LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001671582 Filed Document 0001671582-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Equity Estates Fund II, LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $18,340,000 Associated Brokers / Dealers N/A CIK Number 0001577892 Filed Document 0001577892-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TM Villas of South Cobb LLC See All Filings	D/A	2016-04-07 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001664782 Filed Document 0001664782-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TPEG Mac 5 Investors LLC See All Filings	D	2016-04-07 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001671586 Filed Document 0001671586-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity