Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Groove Nutrition Ltd. See All Filings	D	2016-07-18 17:17:09 UTC
Amount To Be Raised $165,342 Associated Brokers / Dealers FundMe Securities, LLC CIK Number 0001650870 Filed Document 0001140361-16-072713 Exclusions or Exemptions 506c Accepted Date 2016-07-18 17:17:09 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Spencer Re, I.I. See All Filings	D/A	2016-07-18 17:09:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001433275 Filed Document 0001665940-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-18 17:09:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Miami Dade, LLC See All Filings	D	2016-07-18 16:15:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001679851 Filed Document 0001376474-16-000781 Exclusions or Exemptions 506c Accepted Date 2016-07-18 16:15:21 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Groupe Fnac See All Filings	D	2016-07-18 16:00:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677177 Filed Document 0001677177-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-18 16:00:22 UTC Type of Offering D Industry Retailing Principal Place of Business FRANCE Revenue or Assets $Over $100,000,000 Type of Security Equity
Zyppah, Inc. See All Filings	D	2016-07-18 14:20:43 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001678008 Filed Document 0001678008-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-18 14:20:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NOHSC LAPLACE #2, L.L.C. See All Filings	D	2016-07-18 14:15:56 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001679609 Filed Document 0001679609-16-000001 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2016-07-18 14:15:56 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
VIVID HOLDINGS LLC See All Filings	D/A	2016-07-18 13:34:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FUNDME SECURITIES LLC d/b/a CIRCLEUP CIK Number 0001604978 Filed Document 0001604978-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-18 13:34:40 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Manifest Growth Fund I, L.P. See All Filings	D/A	2016-07-15 19:52:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678519 Filed Document 0001678519-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-15 19:52:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTCORP DYNAMIC ALT BETA LLC See All Filings	D	2016-07-15 17:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001679642 Filed Document 0001679642-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 17:08:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Nature Holding, Inc. See All Filings	D	2016-07-15 16:17:32 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0000802257 Filed Document 0001575705-16-000155 Exclusions or Exemptions 506c Accepted Date 2016-07-15 16:17:32 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VirZoom, Inc. See All Filings	D/A	2016-07-15 16:04:43 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001639511 Filed Document 0001140361-16-072585 Exclusions or Exemptions 506c Accepted Date 2016-07-15 16:04:43 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PCH Exclusive Homes, LLC See All Filings	D	2016-07-15 15:51:40 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001679319 Filed Document 0001679319-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-07-15 15:51:40 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-RQJ-22-Fund, a series of AX-LoAl-Funds, LLC See All Filings	D	2016-07-15 15:40:54 UTC
Amount To Be Raised $155,850 Associated Brokers / Dealers N/A CIK Number 0001677712 Filed Document 0001677712-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 15:40:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BurkeyLoan Inc See All Filings	D	2016-07-15 14:32:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679777 Filed Document 0001679777-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 14:32:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Alpha Front Street Properties, LLC See All Filings	D	2016-07-15 14:06:13 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001679700 Filed Document 0001679700-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 14:06:13 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
500 TukTuks, L.P. See All Filings	D/A	2016-07-15 12:15:12 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001638439 Filed Document 0001638439-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-15 12:15:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NannyPod See All Filings	D	2016-07-15 12:00:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001679671 Filed Document 0001679671-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-15 12:00:22 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kuli Kuli, Inc. See All Filings	D	2016-07-14 17:39:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678509 Filed Document 0001678509-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-14 17:39:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reedeux Media, Inc. See All Filings	D	2016-07-14 16:48:51 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659261 Filed Document 0001052918-16-001165 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:48:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reedeux Media, Inc. See All Filings	D	2016-07-14 16:48:48 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001659261 Filed Document 0001052918-16-001164 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:48:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
STG HOLDINGS, LLC See All Filings	D	2016-07-14 16:33:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679534 Filed Document 0001679534-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:33:35 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STG HOLDINGS, LLC See All Filings	D	2016-07-14 16:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679534 Filed Document 0001679534-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:33:13 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LEA COUNTY BANCSHARES, INC. See All Filings	D	2016-07-14 16:14:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Not applicable CIK Number 0001679694 Filed Document 0001679694-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 16:14:29 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Hadrian Ventures LLC See All Filings	D/A	2016-07-14 14:39:42 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001678813 Filed Document 0001678813-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 14:39:42 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Wefunds Wefunder II, a series of Wefunds LLC See All Filings	D	2016-07-14 14:22:17 UTC
Amount To Be Raised $228,600 Associated Brokers / Dealers N/A CIK Number 0001679387 Filed Document 0001679387-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-14 14:22:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inspire Investment Fund I LLC See All Filings	D/A	2016-07-14 13:35:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592425 Filed Document 0001592425-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-14 13:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Dynamic Quantitative Opportunities Fund, L.P. See All Filings	D/A	2016-07-14 10:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648229 Filed Document 0001648229-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-14 10:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Calapasas West Partners LP See All Filings	D/A	2016-07-14 10:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580881 Filed Document 0001580881-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-14 10:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LENDINGHOME MARKETPLACE, LLC See All Filings	D	2016-07-13 20:54:35 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers LendingHome Marketplace, LLC CIK Number 0001679023 Filed Document 0001679023-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-13 20:54:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pacific Springboard, LLC See All Filings	D	2016-07-13 17:11:24 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers None CIK Number 0001679269 Filed Document 0001679269-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-13 17:11:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Atlanta Nashville Medical, LP See All Filings	D/A	2016-07-13 15:10:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001671305 Filed Document 0001671305-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-13 15:10:58 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RA & Associates Equity Partners LLC See All Filings	D	2016-07-13 13:58:59 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Scott Purcell CIK Number 0001679517 Filed Document 0001679517-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-13 13:58:59 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AEGIS ASSET BACKED SECURITIES LLC See All Filings	D/A	2016-07-13 12:35:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614461 Filed Document 0001614461-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-07-13 12:35:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianzGI Discovery U.S. Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2016-07-13 12:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001674059 Filed Document 0001674059-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-13 12:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Best Styles Global Managed Volatility Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2016-07-13 12:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001674062 Filed Document 0001674062-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-13 12:11:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2016-07-13 12:09:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001658416 Filed Document 0001658416-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-13 12:09:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 49, LLC See All Filings	D	2016-07-13 12:04:57 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678611 Filed Document 0001678611-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-13 12:04:57 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
LaSalle Property Fund, L.P. See All Filings	D/A	2016-07-13 10:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476395 Filed Document 0001476395-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-13 10:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
APEXONE GROWTH & INCOME FUND II, LP See All Filings	D	2016-07-12 18:36:54 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers ARK Global LLC and Ardour Capital Investments CIK Number 0001672009 Filed Document 0001672009-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-12 18:36:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Financial Hero Fund, LLC See All Filings	D/A	2016-07-12 11:50:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001677408 Filed Document 0001677408-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-12 11:50:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PowerSphyr Inc. See All Filings	D	2016-07-11 20:24:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001679116 Filed Document 0001679116-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-11 20:24:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sigma Northwest Fund LLC See All Filings	D	2016-07-11 15:46:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001678302 Filed Document 0001678302-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-11 15:46:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
DEL MAR ENERGY INC See All Filings	D	2016-07-11 14:32:02 UTC
Amount To Be Raised $1,786,000 Associated Brokers / Dealers Del Mar Energy, Inc. CIK Number 0001436535 Filed Document 0001436535-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-11 14:32:02 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Florida Communities Revitalization Fund, LLC See All Filings	D/A	2016-07-11 13:59:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675470 Filed Document 0001675470-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-11 13:59:36 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2016-07-11 13:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001613305 Filed Document 0001613305-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-11 13:19:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vailshire Partners, L.P. See All Filings	D/A	2016-07-11 13:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595214 Filed Document 0001595214-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-11 13:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNG MIDWEST CITY, LLC See All Filings	D	2016-07-11 10:16:25 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001678504 Filed Document 0001678504-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-11 10:16:25 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Cottonwood Residential O.P., LP See All Filings	D/A	2016-07-08 19:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ORCHARD SECURITIES, LLC, CENTAURUS FINANCIAL, INC., INDEPENDENT FINANCIAL GROUP, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, NEWBRIDGE SECURITIES CORPORATION, ROWLAND CARMICHAEL ADVISORS INC., and KOVACK SECURITIES INC. CIK Number 0001480126 Filed Document 0001480126-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-08 19:34:09 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #22 Joint Venture See All Filings	D	2016-07-08 15:05:41 UTC
Amount To Be Raised $2,420,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001679226 Filed Document 0001679226-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-08 15:05:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
CROWDFUNZ 62-08 8TH AVE LLC See All Filings	D	2016-07-08 14:50:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001679187 Filed Document 0001679187-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-08 14:50:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity