Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Andina Commodities Fund, LP See All Filings	D/A	2016-10-26 15:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677773 Filed Document 0001677773-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-10-26 15:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Andina Contra Fund, LP See All Filings	D/A	2016-10-26 14:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677772 Filed Document 0001677772-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-26 14:57:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Andina Growth Fund, LP See All Filings	D/A	2016-10-26 14:49:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675395 Filed Document 0001675395-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-26 14:49:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Andina Midas Fund, LP See All Filings	D/A	2016-10-26 14:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677475 Filed Document 0001677475-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-10-26 14:40:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Broadtree Homes Inc See All Filings	D/A	2016-10-26 14:36:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571935 Filed Document 0001571935-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-26 14:36:18 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Barac Value Fund, LP See All Filings	D/A	2016-10-26 14:34:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569727 Filed Document 0001569727-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-26 14:34:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cobblestone CP Senior Housing Fund, LP See All Filings	D	2016-10-26 14:03:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001686809 Filed Document 0001686809-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-26 14:03:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BTA 21602 Pivot LLC See All Filings	D	2016-10-26 12:42:15 UTC
Amount To Be Raised $83,333,333 Associated Brokers / Dealers N/A CIK Number 0001687039 Filed Document 0001209191-16-146947 Exclusions or Exemptions 506c Accepted Date 2016-10-26 12:42:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Rockland Power Partners III, LP See All Filings	D	2016-10-25 17:40:17 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001688100 Filed Document 0001688100-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-25 17:40:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Oilfield Services Holdings LLC See All Filings	D	2016-10-25 16:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687802 Filed Document 0000899140-16-001660 Exclusions or Exemptions 506c Accepted Date 2016-10-25 16:23:55 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kettle Black of MA, LLC See All Filings	D	2016-10-25 14:24:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001688202 Filed Document 0001688202-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 14:24:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Main Street Dynamics Inc See All Filings	D	2016-10-25 13:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren Patabendi CIK Number 0001688328 Filed Document 0001688328-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 13:01:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Protosthetics, LLC See All Filings	D/A	2016-10-25 11:51:51 UTC
Amount To Be Raised $1,260,000 Associated Brokers / Dealers N/A CIK Number 0001687285 Filed Document 0001687285-16-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2016-10-25 11:51:51 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PREFUND LLC See All Filings	D	2016-10-25 11:29:39 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Interactive Brokers LLC CIK Number 0001688403 Filed Document 0001688403-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 11:29:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
EquityMultiple 23, LLC See All Filings	D	2016-10-25 11:06:13 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001687355 Filed Document 0001687355-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 11:06:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buvinger Building, LLC See All Filings	D/A	2016-10-25 08:35:16 UTC
Amount To Be Raised $238,500 Associated Brokers / Dealers N/A CIK Number 0001682617 Filed Document 0001682617-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-25 08:35:16 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BOW CAPITAL FUND I, LP See All Filings	D/A	2016-10-24 18:07:48 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001679946 Filed Document 0001679946-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-10-24 18:07:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andina Absolute Return Fund, LP See All Filings	D/A	2016-10-24 17:52:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andina Capital Management CIK Number 0001677774 Filed Document 0001677475-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-10-24 17:52:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Andina Contra Fund, LP See All Filings	D/A	2016-10-24 17:40:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andina Capital Management CIK Number 0001677772 Filed Document 0001677475-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-24 17:40:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Andina Growth Fund, LP See All Filings	D/A	2016-10-24 17:34:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andina Capital Management CIK Number 0001675395 Filed Document 0001677475-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-24 17:34:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Andina Midas Fund, LP See All Filings	D/A	2016-10-24 17:21:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andina Capital Management CIK Number 0001677475 Filed Document 0001677475-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-24 17:21:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Smith & Associates Financial Fund, LLC See All Filings	D	2016-10-24 16:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000943562 Filed Document 0001144204-16-129187 Exclusions or Exemptions 506c Accepted Date 2016-10-24 16:36:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Thoroughbred SCOOP-STACK 2, GP See All Filings	D	2016-10-24 15:40:01 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001687861 Filed Document 0001654954-16-003042 Exclusions or Exemptions 506c Accepted Date 2016-10-24 15:40:01 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Cambria Investments Holdings II, LLC See All Filings	D	2016-10-24 14:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687959 Filed Document 0000935836-16-001175 Exclusions or Exemptions 506c Accepted Date 2016-10-24 14:07:02 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FLEX CLASS HOLDINGS INC. See All Filings	D	2016-10-24 13:19:40 UTC
Amount To Be Raised $489,100 Associated Brokers / Dealers Rock Solid Advisors CIK Number 0001688116 Filed Document 0001688116-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-24 13:19:40 UTC Type of Offering D Industry Computers Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
iNetworks Opportunity Fund, LP See All Filings	D/A	2016-10-24 13:05:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001668471 Filed Document 0001668471-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-24 13:05:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Straits Financial Premier (U.S. Feeder) Fund I, L.P. See All Filings	D/A	2016-10-24 12:43:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Folio Investments, Inc., Charles Schwab & Co., Inc., and National Financial Services LLC CIK Number 0001622100 Filed Document 0001622100-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-24 12:43:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNITY PROSPECT PARTNERS See All Filings	D/A	2016-10-24 12:28:35 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001678697 Filed Document 0001678697-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-24 12:28:35 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Carroll Street Capital 160, LLC See All Filings	D	2016-10-21 18:47:13 UTC
Amount To Be Raised $2,584,703 Associated Brokers / Dealers N/A CIK Number 0001688215 Filed Document 0001688215-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 18:47:13 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Neurovation Labs, Inc. See All Filings	D	2016-10-21 18:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688218 Filed Document 0001688218-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 18:00:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Elite Aviation Products, Inc. See All Filings	D/A	2016-10-21 15:50:03 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001621084 Filed Document 0001065949-16-000513 Exclusions or Exemptions 506c Accepted Date 2016-10-21 15:50:03 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STOC DOC PARTNERS LP See All Filings	D/A	2016-10-21 15:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001250524 Filed Document 0001250524-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 15:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YS TBG I LLC See All Filings	D	2016-10-21 14:15:38 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001686893 Filed Document 0001686893-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 14:15:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Soli Capital BR LLC See All Filings	D	2016-10-21 14:11:13 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001686816 Filed Document 0001686816-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 14:11:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Ft. Worth Basin, L.P. See All Filings	D	2016-10-21 14:07:24 UTC
Amount To Be Raised $996,700 Associated Brokers / Dealers N/A CIK Number 0001684911 Filed Document 0001684911-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 14:07:24 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
American Ultimate Disc League, LLC See All Filings	D	2016-10-21 12:35:17 UTC
Amount To Be Raised $4,185,007 Associated Brokers / Dealers Not applicable CIK Number 0001687626 Filed Document 0001687626-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-21 12:35:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LiquidSky Software Inc. See All Filings	D	2016-10-21 11:54:43 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001621843 Filed Document 0001621843-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-21 11:54:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TUDOR A & B PROSPECT See All Filings	D	2016-10-21 09:19:27 UTC
Amount To Be Raised $390,600 Associated Brokers / Dealers N/A CIK Number 0001688135 Filed Document 0001688135-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-21 09:19:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Cloud9 Technologies LLC See All Filings	D	2016-10-20 16:55:05 UTC
Amount To Be Raised $16,477,500 Associated Brokers / Dealers N/A CIK Number 0001687703 Filed Document 0000898822-16-000467 Exclusions or Exemptions 506c Accepted Date 2016-10-20 16:55:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Electus Global Education Co Inc See All Filings	D	2016-10-20 16:37:37 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers Tracy Gill Zuluaga CIK Number 0001647899 Filed Document 0001647899-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-10-20 16:37:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rockland Power Partners III, LP See All Filings	D	2016-10-20 16:15:36 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001688100 Filed Document 0001688100-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-20 16:15:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
301 Metro, LLC See All Filings	D	2016-10-20 15:53:04 UTC
Amount To Be Raised $4,160,000 Associated Brokers / Dealers N/A CIK Number 0001688085 Filed Document 0001688085-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-20 15:53:04 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
S&K REAL ESTATE BUILDING CORP. See All Filings	D	2016-10-20 15:14:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers S&K Real Estate Building Corp CIK Number 0001688086 Filed Document 0001688086-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-20 15:14:21 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ELITE AEROSPACE GROUP, INC. See All Filings	D	2016-10-20 15:02:05 UTC
Amount To Be Raised $34,500,000 Associated Brokers / Dealers N/A CIK Number 0001687177 Filed Document 0001065949-16-000512 Exclusions or Exemptions 506c Accepted Date 2016-10-20 15:02:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSFIRST HOLDINGS LLC See All Filings	D	2016-10-20 14:37:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-16-000520 Exclusions or Exemptions 506c Accepted Date 2016-10-20 14:37:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
HSI Drexel Ridge, LLC See All Filings	D	2016-10-20 14:06:48 UTC
Amount To Be Raised $10,550,000 Associated Brokers / Dealers N/A CIK Number 0001688012 Filed Document 0001688012-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-20 14:06:48 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Tenzing Global Investors Fund I LP See All Filings	D/A	2016-10-20 11:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538790 Filed Document 0001538790-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-20 11:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Endeavors Investment Group, LLC See All Filings	D	2016-10-19 19:40:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001686188 Filed Document 0001687994-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-19 19:40:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rickenbacker Capital See All Filings	D	2016-10-19 19:00:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001687998 Filed Document 0001687998-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-19 19:00:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Funding Circle Notes Program, LLC See All Filings	D/A	2016-10-19 18:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001209191-16-146397 Exclusions or Exemptions 506c Accepted Date 2016-10-19 18:20:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt