Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tangen Biosciences, Inc. See All Filings	D	2016-11-02 15:13:02 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001661955 Filed Document 0001661955-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-02 15:13:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2016-11-02 14:14:04 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-02 14:14:04 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Volpara Health Technologies Ltd See All Filings	D/A	2016-11-02 13:41:53 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001685294 Filed Document 0001685294-16-000003 Exclusions or Exemptions 505 and 506c Accepted Date 2016-11-02 13:41:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW ZEALAND Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cassiopeia Fund See All Filings	D	2016-11-02 09:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595376 Filed Document 0001315863-16-001866 Exclusions or Exemptions 506c Accepted Date 2016-11-02 09:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALESFORCE COM INC See All Filings	D	2016-11-01 21:35:06 UTC
Amount To Be Raised $348,214,651 Associated Brokers / Dealers N/A CIK Number 0001108524 Filed Document 0001592836-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-01 21:35:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EQ Properties LLC See All Filings	D	2016-11-01 19:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688850 Filed Document 0001688850-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 19:52:26 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Prudent II Inc See All Filings	D	2016-11-01 19:41:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688517 Filed Document 0001214659-16-014339 Exclusions or Exemptions 506c Accepted Date 2016-11-01 19:41:57 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Rarified Income Fund LLC See All Filings	D	2016-11-01 18:36:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001688527 Filed Document 0001688527-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 18:36:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MVP REIT II, Inc. See All Filings	D/A	2016-11-01 18:32:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MVP American Securities CIK Number 0001642985 Filed Document 0001642985-16-000058 Exclusions or Exemptions 506c Accepted Date 2016-11-01 18:32:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XXXVII LLC See All Filings	D	2016-11-01 14:22:11 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001679831 Filed Document 0001679831-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 14:22:11 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ManageCore, LLC See All Filings	D	2016-11-01 14:18:50 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001688929 Filed Document 0000892712-16-001964 Exclusions or Exemptions 506c Accepted Date 2016-11-01 14:18:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CROSSINGS GL LLC See All Filings	D	2016-11-01 14:10:03 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001684594 Filed Document 0001686323-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-11-01 14:10:03 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crossings of Decatur, LLC See All Filings	D	2016-11-01 13:49:42 UTC
Amount To Be Raised $5,844,000 Associated Brokers / Dealers N/A CIK Number 0001686323 Filed Document 0001686323-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-01 13:49:42 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PT Motion Works, Inc. See All Filings	D	2016-11-01 10:51:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001478263-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-01 10:51:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tava Organics, Ltd. See All Filings	D/A	2016-11-01 10:06:56 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers CIRCLEUP CIK Number 0001688743 Filed Document 0001688743-16-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2016-11-01 10:06:56 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WEDGE Capital International Small Cap, LP See All Filings	D	2016-11-01 10:05:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-01 10:05:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Calliance Realty Fund, LLC See All Filings	D	2016-10-31 18:37:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Whitehall-Parker Securities, Inc. and Oak Tree Securities, Inc. CIK Number 0001481639 Filed Document 0001481639-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 18:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
MED-X, INC. See All Filings	D	2016-10-31 16:22:11 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers N/A CIK Number 0001620704 Filed Document 0001065949-16-000519 Exclusions or Exemptions 506c Accepted Date 2016-10-31 16:22:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZCA Vroom.com Holdings, LP See All Filings	D/A	2016-10-31 15:39:25 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001660256 Filed Document 0001660256-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-10-31 15:39:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
IEG of Orange County, LLC See All Filings	D	2016-10-31 15:05:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Abraham Marston CIK Number 0001687220 Filed Document 0001687220-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 15:05:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Smell That Bread, LLC See All Filings	D	2016-10-31 14:49:34 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001687975 Filed Document 0001687975-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 14:49:34 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gymlink, Inc. See All Filings	D/A	2016-10-31 13:01:12 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001667231 Filed Document 0001667231-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-31 13:01:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Trans Atlantics Hospitality, LLC See All Filings	D	2016-10-31 12:24:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001688513 Filed Document 0001688513-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-31 12:24:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ecovative Design LLC See All Filings	D	2016-10-31 12:04:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-31 12:04:53 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Alternative Investments, Corp See All Filings	D	2016-10-31 11:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608419 Filed Document 0001608419-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-10-31 11:56:04 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Rickenbacker Capital Direct Mortgage Fund, LLC See All Filings	D/A	2016-10-28 22:08:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers None CIK Number 0001687998 Filed Document 0001687998-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-28 22:08:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ZAIS Opportunity Domestic Feeder Fund, LP See All Filings	D/A	2016-10-28 17:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001371836 Filed Document 0001371836-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-28 17:28:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millennial Benefit Management Corp See All Filings	D/A	2016-10-28 17:22:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688812 Filed Document 0001688812-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-28 17:22:57 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Millennial Benefit Management Corp See All Filings	D	2016-10-28 17:15:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688812 Filed Document 0001688812-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 17:15:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ZAIS Opportunity Fund, Ltd. See All Filings	D/A	2016-10-28 17:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001428497 Filed Document 0001428497-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-28 17:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #23 Joint Venture See All Filings	D	2016-10-28 16:15:15 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001688724 Filed Document 0001688724-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 16:15:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Riverwalk Construction Fund A, LLC See All Filings	D	2016-10-28 15:32:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Steven E Malone CIK Number 0001686608 Filed Document 0001686608-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 15:32:37 UTC Type of Offering D Industry Investing Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tava Organics, Ltd. See All Filings	D	2016-10-28 12:45:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers CIRCLEUP ADVISORS LLC CIK Number 0001688743 Filed Document 0001688743-16-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2016-10-28 12:45:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GroupGifting.com, Inc. See All Filings	D	2016-10-28 12:20:22 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers More than five (5) Associated Persons CIK Number 0001568752 Filed Document 0001144204-16-130097 Exclusions or Exemptions 506c Accepted Date 2016-10-28 12:20:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pliny Ventures LLC See All Filings	D	2016-10-28 11:42:13 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001688752 Filed Document 0001688752-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 11:42:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
LIFT Orlando Impact Investment Fund, LLC See All Filings	D	2016-10-28 11:32:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001686914 Filed Document 0001686914-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 11:32:09 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CelSana, LLC See All Filings	D	2016-10-28 11:26:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688746 Filed Document 0001688746-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 11:26:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Active Rider SPV, L.P. See All Filings	D	2016-10-28 11:26:00 UTC
Amount To Be Raised $28,500,003 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001687913 Filed Document 0000902664-16-008560 Exclusions or Exemptions 506c Accepted Date 2016-10-28 11:26:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK OAK VI, L.P. See All Filings	D	2016-10-28 11:24:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685261 Filed Document 0001685261-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 11:24:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Small Asset Portfolio 1, LLC See All Filings	D	2016-10-28 09:30:01 UTC
Amount To Be Raised $2,047,000 Associated Brokers / Dealers N/A CIK Number 0001688717 Filed Document 0001688717-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-28 09:30:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2016-10-28 09:17:59 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-16-000016 Exclusions or Exemptions 506c Accepted Date 2016-10-28 09:17:59 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Virtua 99th Holdings, LLC See All Filings	D	2016-10-27 18:45:40 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001688677 Filed Document 0001688677-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-27 18:45:40 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
J & R San Jose, LLC See All Filings	D	2016-10-27 17:24:34 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001688683 Filed Document 0001376474-16-000877 Exclusions or Exemptions 506c Accepted Date 2016-10-27 17:24:34 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
All Party System Co. See All Filings	D/A	2016-10-27 15:14:11 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-16-000015 Exclusions or Exemptions 506c Accepted Date 2016-10-27 15:14:11 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
CLE Group, Inc. See All Filings	D	2016-10-27 14:53:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677164 Filed Document 0001677164-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-27 14:53:05 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Streetlane Co-Invest LP See All Filings	D	2016-10-27 11:48:51 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers N/A CIK Number 0001688446 Filed Document 0000947871-16-001589 Exclusions or Exemptions 506c Accepted Date 2016-10-27 11:48:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain West Debt Fund, LP See All Filings	D/A	2016-10-26 18:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538536 Filed Document 0001538536-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-10-26 18:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Kinetic Funds I, LLC See All Filings	D	2016-10-26 17:22:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688552 Filed Document 0001688552-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-26 17:22:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Northern Lights Royalties II LP See All Filings	D	2016-10-26 16:26:45 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001688565 Filed Document 0001688565-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-26 16:26:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Andina Absolute Return Fund, LP See All Filings	D/A	2016-10-26 15:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677774 Filed Document 0001677774-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-26 15:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity