Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
High Yield Bond Portfolio See All Filings	D/A	2016-12-09 10:19:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659697 Filed Document 0001623632-16-004339 Exclusions or Exemptions 506c Accepted Date 2016-12-09 10:19:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Project & Trade Finance Core Fund See All Filings	D/A	2016-12-09 10:15:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440464 Filed Document 0001623632-16-004337 Exclusions or Exemptions 506c Accepted Date 2016-12-09 10:15:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Mortgage Core Portfolio See All Filings	D/A	2016-12-09 10:11:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659748 Filed Document 0001623632-16-004335 Exclusions or Exemptions 506c Accepted Date 2016-12-09 10:11:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Bank Loan Core Fund See All Filings	D/A	2016-12-09 10:03:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-16-004333 Exclusions or Exemptions 506c Accepted Date 2016-12-09 10:03:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YMEDICA, INC. See All Filings	D/A	2016-12-08 21:16:06 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-08 21:16:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HFS Lakehills Plaza, LP See All Filings	D	2016-12-08 17:39:04 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001691947 Filed Document 0001691947-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 17:39:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JULIE #1 PARTNERSHIP See All Filings	D/A	2016-12-08 16:58:13 UTC
Amount To Be Raised $370,744 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001690469 Filed Document 0001690469-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-08 16:58:13 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
DAD/SALT LAKE CITY, LP See All Filings	D	2016-12-08 15:37:26 UTC
Amount To Be Raised $10,161,600 Associated Brokers / Dealers N/A CIK Number 0001691870 Filed Document 0001691870-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 15:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Reserve at Ormond Beach 272, LLC See All Filings	D	2016-12-08 14:02:23 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001691362 Filed Document 0001691362-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-08 14:02:23 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Chapel Road Participation LLC See All Filings	D	2016-12-08 12:04:49 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001688855 Filed Document 0001688855-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 12:04:49 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Milun Business Corp. See All Filings	D	2016-12-08 11:04:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Milun Business Corp. CIK Number 0001691866 Filed Document 0001691866-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 11:04:30 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
YS LC VIII LLC See All Filings	D	2016-12-08 09:13:47 UTC
Amount To Be Raised $1,005,000 Associated Brokers / Dealers N/A CIK Number 0001666884 Filed Document 0001666884-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-08 09:13:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Value Partners High-Dividend Stocks Fund See All Filings	D	2016-12-07 21:24:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC and Liora Partners CIK Number 0001570866 Filed Document 0001570866-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-12-07 21:24:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHPI V, LLC See All Filings	D	2016-12-07 16:25:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers FundAmerica Securities CIK Number 0001656356 Filed Document 0001630861-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-07 16:25:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TRAFFIC SAFETY SPECIALISTS INC See All Filings	D	2016-12-06 19:32:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers TRAFFIC SAFETY SPECIALISTS CIK Number 0001657918 Filed Document 0001657918-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-12-06 19:32:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carter Investors, LLC See All Filings	D	2016-12-06 15:04:20 UTC
Amount To Be Raised $5,890,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001691397 Filed Document 0001691397-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-06 15:04:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AZ INVESTMENT PROPERTY EXPERTS, LLC See All Filings	D	2016-12-06 13:32:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542009 Filed Document 0001542009-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-06 13:32:47 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Chalanco Funding LLC See All Filings	D	2016-12-06 13:17:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001691236 Filed Document 0001691236-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-06 13:17:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
High Gravity C. Lange #1, L.P. See All Filings	D	2016-12-06 10:23:03 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001691424 Filed Document 0001691424-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-06 10:23:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
PRECISION OPTICS CORPORATION, INC. See All Filings	D	2016-12-06 08:08:18 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0000867840 Filed Document 0001683168-16-000861 Exclusions or Exemptions 506c Accepted Date 2016-12-06 08:08:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lapin Law Offices, P.C. See All Filings	D	2016-12-05 19:48:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Note Company CIK Number 0001691473 Filed Document 0001691473-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-05 19:48:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ATLANTICONE, LLC See All Filings	D/A	2016-12-05 16:16:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001579257 Filed Document 0001079973-16-001337 Exclusions or Exemptions 506c Accepted Date 2016-12-05 16:16:33 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nashville Clinic, LP See All Filings	D	2016-12-05 13:55:48 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers None CIK Number 0001691472 Filed Document 0001691472-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-05 13:55:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
AX MOMENTUM, L.P. See All Filings	D	2016-12-05 13:49:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686885 Filed Document 0001686885-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-05 13:49:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $Not Applicable Type of Security Equity
GreenGate Finance Co-Investment, LLC See All Filings	D	2016-12-05 09:42:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691260 Filed Document 0001691260-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-05 09:42:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
YayYo, Inc. See All Filings	D	2016-12-02 21:01:19 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001691077 Filed Document 0001691077-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-02 21:01:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 66, LLC See All Filings	D/A	2016-12-02 20:37:13 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678640 Filed Document 0001678640-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-12-02 20:37:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Pacific Springboard, LLC See All Filings	D/A	2016-12-02 18:42:13 UTC
Amount To Be Raised $2,143,750 Associated Brokers / Dealers None CIK Number 0001679269 Filed Document 0001679269-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-02 18:42:13 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SBD Real Estate Two, LLC See All Filings	D	2016-12-02 16:42:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690953 Filed Document 0001690953-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-02 16:42:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MLG/PF River Glenn Co-Investor LLC See All Filings	D	2016-12-02 15:29:51 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001691261 Filed Document 0001691261-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-02 15:29:51 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
SBD Real Estate Three, LLC See All Filings	D	2016-12-02 14:32:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001690934 Filed Document 0001690934-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-02 14:32:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PHFS V SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D/A	2016-12-02 13:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001673677 Filed Document 0001673677-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-02 13:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unearth Technologies Inc. See All Filings	D	2016-12-02 13:33:33 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001691153 Filed Document 0001691153-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-02 13:33:33 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CS1031/Kay Maple Springs Apartments, DST See All Filings	D	2016-12-02 13:23:10 UTC
Amount To Be Raised $11,788,000 Associated Brokers / Dealers Dwight K. Kay CIK Number 0001691439 Filed Document 0001691439-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-02 13:23:10 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Zeus CrowdFunding LLC See All Filings	D	2016-12-02 11:27:44 UTC
Amount To Be Raised $212,800 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000050 Exclusions or Exemptions 506c Accepted Date 2016-12-02 11:27:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Realty Mogul 49, LLC See All Filings	D/A	2016-12-01 19:58:33 UTC
Amount To Be Raised $2,405,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001678611 Filed Document 0001678611-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-12-01 19:58:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
VIDBOX MEXICO, INC. See All Filings	D	2016-12-01 19:04:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001691361 Filed Document 0001691361-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-01 19:04:45 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Nanotube Fund 1, LP See All Filings	D/A	2016-12-01 16:40:06 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Matt Shino, Wade Lahmann, Enrico Blandin, Greg Drennan, and Dwayne Nash CIK Number 0001685388 Filed Document 0001685388-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-01 16:40:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Euclises Pharmaceuticals, Inc. See All Filings	D/A	2016-12-01 15:18:01 UTC
Amount To Be Raised $2,711,198 Associated Brokers / Dealers N/A CIK Number 0001550350 Filed Document 0001550350-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-01 15:18:01 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Ordo Militaris, Inc. See All Filings	D	2016-12-01 14:54:51 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001690784 Filed Document 0001690784-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-01 14:54:51 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Bay Mountain Fund I LLC See All Filings	D/A	2016-12-01 14:47:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001606708 Filed Document 0001606708-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-01 14:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
McGill Investors, LLC See All Filings	D	2016-12-01 14:40:16 UTC
Amount To Be Raised $5,890,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001691263 Filed Document 0001691263-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-01 14:40:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Reserve at St. Lucie LP 188, LLC See All Filings	D	2016-12-01 11:44:57 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001684661 Filed Document 0001684661-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-01 11:44:57 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Copernicus, Inc. See All Filings	D	2016-12-01 11:07:08 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001691044 Filed Document 0001615774-16-008645 Exclusions or Exemptions 506c Accepted Date 2016-12-01 11:07:08 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Creek Investment Fund I, LLC See All Filings	D	2016-12-01 09:33:03 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001559774 Filed Document 0001559774-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-01 09:33:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scientific Botanical Leasing, LLC See All Filings	D	2016-11-30 18:36:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001611039 Filed Document 0001611039-16-000009 Exclusions or Exemptions 506c Accepted Date 2016-11-30 18:36:46 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Origin-CC FS, LLC See All Filings	D	2016-11-30 17:36:11 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers form requires a value; however, there is no sales compensation CIK Number 0001691111 Filed Document 0001691111-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-30 17:36:11 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SmartLife Insurance Holdings Company, LLC See All Filings	D	2016-11-30 16:46:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001691084 Filed Document 0001691084-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-30 16:46:27 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Scape Investment Fund I LP See All Filings	D	2016-11-30 15:18:17 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001686249 Filed Document 0001686249-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-30 15:18:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquiSeq Inc. See All Filings	D	2016-11-30 12:46:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001661782 Filed Document 0001661782-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-30 12:46:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt