Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
D. E. Shaw Valence Fund, L.L.C. See All Filings	D/A	2019-03-15 08:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629527 Filed Document 0001394620-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-03-15 08:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Oculus Fund, L.L.C. See All Filings	D/A	2019-03-15 07:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001285393 Filed Document 0001394620-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-03-15 07:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Composite International Fund See All Filings	D/A	2019-03-15 07:53:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. ("SecLLC") and Morgan Stanley Saudi Arabia ("MSSA") CIK Number 0001137827 Filed Document 0001394620-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-15 07:53:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Composite Fund, L.L.C. See All Filings	D/A	2019-03-15 07:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001137837 Filed Document 0001394620-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-15 07:46:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AOEX, LLC See All Filings	D	2019-03-15 07:25:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers yan huai CIK Number 0001770380 Filed Document 0001770380-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-15 07:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Advest Short Duration Real Estate Fund I LLC See All Filings	D	2019-03-14 21:09:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001770768 Filed Document 0001770768-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 21:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lendify Securitization Trust - Series 2019-2 See All Filings	D/A	2019-03-14 19:26:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770753 Filed Document 0001770507-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-14 19:26:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eco Lakes Construction, LLC See All Filings	D	2019-03-14 19:00:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770730 Filed Document 0001770730-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 19:00:46 UTC Type of Offering D Industry Construction Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lendify Securitization Trust - Series 2019-2 See All Filings	D	2019-03-14 17:56:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770753 Filed Document 0001770753-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 17:56:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Bay Prosperity Fund, LP See All Filings	D/A	2019-03-14 17:28:51 UTC
Amount To Be Raised $99,999,999 Associated Brokers / Dealers N/A CIK Number 0001758873 Filed Document 0001758873-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-14 17:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Target Group Inc. See All Filings	D	2019-03-14 16:55:13 UTC
Amount To Be Raised $3,040,771 Associated Brokers / Dealers N/A CIK Number 0001586554 Filed Document 0001144204-19-013996 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:55:13 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Galena Opportunity Fund LLC See All Filings	D	2019-03-14 16:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Galena Opportunity Inc. CIK Number 0001770631 Filed Document 0001770631-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:45:05 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WKK Shreveport LLC See All Filings	D/A	2019-03-14 16:24:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001765943 Filed Document 0001765943-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:24:22 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IMPERIAL FUND I, LLC See All Filings	D	2019-03-14 16:18:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers NA CIK Number 0001625041 Filed Document 0001625041-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-14 16:18:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VINCULUM WINE LTD. See All Filings	D/A	2019-03-14 15:55:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504329 Filed Document 0001504329-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:55:02 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Not Applicable Type of Security Other
GEODE CAPITAL HOLDINGS LLC See All Filings	D/A	2019-03-14 15:51:43 UTC
Amount To Be Raised $178,380 Associated Brokers / Dealers N/A CIK Number 0001269241 Filed Document 0001269241-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:51:43 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Grand Pointe Apts JV LLC See All Filings	D	2019-03-14 15:48:01 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001770139 Filed Document 0001770139-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:48:01 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NHK Augusta, LP See All Filings	D	2019-03-14 15:44:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Prevail Capital, LLC CIK Number 0001770622 Filed Document 0001770622-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:44:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LCP One Wall Street LLC See All Filings	D/A	2019-03-14 15:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New City Capital LLC CIK Number 0001662173 Filed Document 0001144204-19-013950 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIA 99 Hudson LLC See All Filings	D	2019-03-14 15:25:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Baker Tilly Capital, LLC CIK Number 0001769837 Filed Document 0001144204-19-013944 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:25:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LIA 45 Broad LLC See All Filings	D	2019-03-14 15:18:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769823 Filed Document 0001144204-19-013941 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:18:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bitcoin Oil Inc. See All Filings	D	2019-03-14 15:14:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001769555 Filed Document 0001769555-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 15:14:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Hamilton Opportunity Fund I, LLC See All Filings	D	2019-03-14 14:22:41 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001770518 Filed Document 0001770518-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 14:22:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
2019 Grubb Qualified Opportunity Fund, LLC See All Filings	D	2019-03-14 12:39:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770550 Filed Document 0001770109-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-14 12:39:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mill Creek Private Equity Fund IV, LP See All Filings	D/A	2019-03-14 10:54:41 UTC
Amount To Be Raised $75,382,649 Associated Brokers / Dealers N/A CIK Number 0001661250 Filed Document 0001661250-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 10:54:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innogen Energy, Inc. See All Filings	D	2019-03-14 10:02:49 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001770346 Filed Document 0001770346-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-14 10:02:49 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenleaf Industries Inc See All Filings	D	2019-03-13 19:48:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001770341 Filed Document 0001770341-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 19:48:42 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Alcentra European Direct Lending (Levered) Fund III (USD) SCSp See All Filings	D/A	2019-03-13 17:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001734232 Filed Document 0001734220-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-03-13 17:29:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra European Direct Lending Fund III (USD) SCSp See All Filings	D/A	2019-03-13 17:17:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001734228 Filed Document 0001734228-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-13 17:17:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra EDL III USD Feeder SCSp See All Filings	D/A	2019-03-13 17:12:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001734229 Filed Document 0001734220-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-13 17:12:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRELF IV, LLC See All Filings	D	2019-03-13 17:04:29 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001764898 Filed Document 0001764898-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 17:04:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra EDL (Levered) III USD Feeder SCSp See All Filings	D/A	2019-03-13 17:00:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001734220 Filed Document 0001734220-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-13 17:00:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EC Tree Service, Inc. See All Filings	D	2019-03-13 15:54:10 UTC
Amount To Be Raised $20,200 Associated Brokers / Dealers N/A CIK Number 0001770375 Filed Document 0001770375-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 15:54:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stark Drones Corp See All Filings	D	2019-03-13 15:34:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fundable and StartEngine Crowdsourcing, Inc. CIK Number 0001760855 Filed Document 0001760855-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-13 15:34:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Idaho First Bank See All Filings	D	2019-03-13 12:38:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001530739 Filed Document 0001530739-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-13 12:38:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
CWP Alternative Management, LLC See All Filings	D	2019-03-13 12:05:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762844 Filed Document 0001762844-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 12:05:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ORIGIN INCOMEPLUS FUND, LLC See All Filings	D	2019-03-13 11:28:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770233 Filed Document 0000913849-19-000172 Exclusions or Exemptions 506c Accepted Date 2019-03-13 11:28:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAMC144, a trust series of Roofstock One Trust See All Filings	D	2019-03-13 11:19:49 UTC
Amount To Be Raised $98,813 Associated Brokers / Dealers North Capital Private Securities CIK Number 0001768816 Filed Document 0001768816-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 11:19:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bidtellect, Inc. See All Filings	D	2019-03-13 11:11:35 UTC
Amount To Be Raised $1,258,786 Associated Brokers / Dealers N/A CIK Number 0001518699 Filed Document 0001518699-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 11:11:35 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
QS Investors DBI Global Emerging Markets Equity Fund LP See All Filings	D/A	2019-03-13 10:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580683 Filed Document 0001580683-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-13 10:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Virtua Manistee Holdings Opportunity Fund, LLC See All Filings	D/A	2019-03-12 18:23:13 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001737951 Filed Document 0001737951-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-12 18:23:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tilden Marcellus Holdings, LLC See All Filings	D	2019-03-12 17:51:04 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001769096 Filed Document 0001769096-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-12 17:51:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
11-11 Leap Credit, LLC See All Filings	D/A	2019-03-12 16:25:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001737697 Filed Document 0001737697-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 16:25:30 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
eShares Inc See All Filings	D	2019-03-12 13:43:45 UTC
Amount To Be Raised $74,810,358 Associated Brokers / Dealers N/A CIK Number 0001718624 Filed Document 0001718624-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-12 13:43:45 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fincross International Ltd See All Filings	D	2019-03-12 13:18:27 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001769596 Filed Document 0001769596-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-12 13:18:27 UTC Type of Offering D Industry Investment Banking Principal Place of Business MAURITIUS Revenue or Assets $No Revenues Type of Security Equity
Pasmaa GP Investment Fund, LLC See All Filings	D/A	2019-03-12 12:50:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001727611 Filed Document 0001727611-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 12:50:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RESIDENCE AT EDINBURG HOLDINGS LLC See All Filings	D	2019-03-12 12:04:21 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001770067 Filed Document 0001770067-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 12:04:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Invenire Partners, LP See All Filings	D/A	2019-03-12 11:01:16 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001726823 Filed Document 0001726823-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-12 11:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pure Harvest Cannabis Group, Inc. See All Filings	D	2019-03-11 14:53:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001351573 Filed Document 0001004878-19-000027 Exclusions or Exemptions 506c Accepted Date 2019-03-11 14:53:55 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Compound Manhattan Residential, LLC See All Filings	D	2019-03-11 14:51:17 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001763708 Filed Document 0001763708-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-11 14:51:17 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity