Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TENKA LABS, INC. See All Filings	D	2016-12-28 15:04:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001654987 Filed Document 0001654987-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-28 15:04:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LC AccelPSP IV LLC See All Filings	D	2016-12-28 14:25:17 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001693319 Filed Document 0001693319-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 14:25:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Investors, LLC See All Filings	D	2016-12-28 14:23:06 UTC
Amount To Be Raised $2,675,000 Associated Brokers / Dealers Lynn Fedor, Todd Lantier, WealthForge Securities, LLC, and James Andrew Silver CIK Number 0001692490 Filed Document 0001692490-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 14:23:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KGR, LLC (KGR Series IV) See All Filings	D/A	2016-12-28 13:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford F. Sloane CIK Number 0001529719 Filed Document 0001095449-16-000314 Exclusions or Exemptions 506c Accepted Date 2016-12-28 13:24:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-12-28 12:42:20 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000058 Exclusions or Exemptions 506c Accepted Date 2016-12-28 12:42:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-12-28 12:40:33 UTC
Amount To Be Raised $179,200 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000057 Exclusions or Exemptions 506c Accepted Date 2016-12-28 12:40:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Zeus CrowdFunding LLC See All Filings	D	2016-12-28 12:37:21 UTC
Amount To Be Raised $110,780 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000056 Exclusions or Exemptions 506c Accepted Date 2016-12-28 12:37:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Sunshine Ventures II, LLC See All Filings	D	2016-12-28 12:07:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001693314 Filed Document 0001693314-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-28 12:07:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
VANTEX MORTGAGE FUND LLC See All Filings	D/A	2016-12-27 13:54:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595133 Filed Document 0001595133-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-27 13:54:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Breakthrough Energy Ventures, LLC See All Filings	D	2016-12-27 12:18:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691687 Filed Document 0001691687-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-27 12:18:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandlot Investors, LLC See All Filings	D	2016-12-27 09:47:50 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers Lynn Fedor, Todd Lantier, and WealthForge Securities, LLC CIK Number 0001688267 Filed Document 0001688267-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-27 09:47:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sparta Pink Investors, LLC See All Filings	D	2016-12-27 09:28:17 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers Lynn Fedor, WealthForge Securities, LLC, and Todd Lantier CIK Number 0001689816 Filed Document 0001689816-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-27 09:28:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Two Bit Circus, Inc. See All Filings	D	2016-12-23 13:39:26 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001657485 Filed Document 0001657485-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-23 13:39:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fig WL3, LLC See All Filings	D	2016-12-23 11:49:50 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001692253 Filed Document 0001465818-16-000146 Exclusions or Exemptions 506c Accepted Date 2016-12-23 11:49:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allure Airways Inc. See All Filings	D	2016-12-23 11:03:04 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001692992 Filed Document 0001692992-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-23 11:03:04 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
EquiSafe, LLC See All Filings	D	2016-12-23 10:19:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001692994 Filed Document 0001692994-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-23 10:19:01 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MBP Honey Hill, LLC See All Filings	D/A	2016-12-22 18:20:35 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001692842 Filed Document 0001692842-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-22 18:20:35 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Moon Value Fund I, LLC See All Filings	D	2016-12-22 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-16-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2016-12-22 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Bowood MLP Return Fund, LP See All Filings	D/A	2016-12-22 15:48:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625678 Filed Document 0001014108-16-000549 Exclusions or Exemptions 506c Accepted Date 2016-12-22 15:48:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Mortgage Fund LLC See All Filings	D/A	2016-12-22 14:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595297 Filed Document 0001595297-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-22 14:37:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Keoma Rises LLC See All Filings	D	2016-12-22 13:41:33 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Number 11 Films Corporation CIK Number 0001692917 Filed Document 0001645553-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-22 13:41:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY CAPITAL CORP See All Filings	D	2016-12-22 12:46:20 UTC
Amount To Be Raised $52,000,335 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000099771 Filed Document 0000099771-16-000041 Exclusions or Exemptions 506c Accepted Date 2016-12-22 12:46:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Zeus CrowdFunding LLC See All Filings	D	2016-12-22 11:01:03 UTC
Amount To Be Raised $280,000 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000055 Exclusions or Exemptions 506c Accepted Date 2016-12-22 11:01:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FIRSTENERGY CORP See All Filings	D	2016-12-21 16:36:12 UTC
Amount To Be Raised $499,999,998 Associated Brokers / Dealers N/A CIK Number 0001031296 Filed Document 0001315863-16-001980 Exclusions or Exemptions 506c Accepted Date 2016-12-21 16:36:12 UTC Type of Offering D Industry Electric Utilities Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Equity
C/C Financial Corp. See All Filings	D	2016-12-21 16:01:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001572445 Filed Document 0001572445-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-12-21 16:01:56 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
West Street Capital Partners VII - Parallel, L.P. See All Filings	D	2016-12-21 15:30:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001691414 Filed Document 0001691419-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-21 15:30:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Street Capital Partners VII, L.P. See All Filings	D	2016-12-21 15:29:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001691419 Filed Document 0001691419-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 15:29:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnolia Finance LLC See All Filings	D	2016-12-21 15:04:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001692625 Filed Document 0001692625-16-000010 Exclusions or Exemptions 506c Accepted Date 2016-12-21 15:04:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
PROACTIVE REAL ESTATE FUND LLC See All Filings	D	2016-12-21 14:43:02 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001692902 Filed Document 0001692902-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:43:02 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
500 Durians II, L.P. See All Filings	D	2016-12-21 14:33:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001688193 Filed Document 0001688193-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:33:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Stop, Breathe & Think, PBC See All Filings	D	2016-12-21 14:14:10 UTC
Amount To Be Raised $1,490,000 Associated Brokers / Dealers N/A CIK Number 0001692763 Filed Document 0001692763-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 14:14:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIREFIN FUND, LLC See All Filings	D	2016-12-21 13:44:24 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001692847 Filed Document 0001692847-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 13:44:24 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MBP Honey Hill, LLC See All Filings	D	2016-12-21 13:01:03 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001692842 Filed Document 0001692842-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 13:01:03 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Canna Real Estate Fund,LP See All Filings	D	2016-12-21 12:32:02 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Folio Investments, Inc CIK Number 0001692635 Filed Document 0001445866-16-003011 Exclusions or Exemptions 506c Accepted Date 2016-12-21 12:32:02 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ApplePie Trust See All Filings	D	2016-12-21 11:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692808 Filed Document 0001692808-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 11:50:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ZALICO's VL Series Account - 2 See All Filings	D/A	2016-12-21 11:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001167611-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-21 11:47:39 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2016-12-21 11:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors CIK Number 0001167611 Filed Document 0001167611-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-12-21 11:28:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Zeus CrowdFunding LLC See All Filings	D	2016-12-21 11:05:07 UTC
Amount To Be Raised $201,450 Associated Brokers / Dealers None CIK Number 0001683963 Filed Document 0001683963-16-000054 Exclusions or Exemptions 506c Accepted Date 2016-12-21 11:05:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Lucretius Ventures LLC See All Filings	D	2016-12-21 10:27:03 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001692419 Filed Document 0001692419-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 10:27:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Vintage VII/West Street Capital Partners VII Access LP See All Filings	D	2016-12-21 09:13:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001691426 Filed Document 0001691426-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-21 09:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZALICO's VL Series Account - 2 See All Filings	D/A	2016-12-20 15:51:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-20 15:51:03 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
QUICKCLASS, INC. See All Filings	D	2016-12-20 15:50:28 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001067810 Filed Document 0001067810-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-20 15:50:28 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Rezamp Fund I LLC See All Filings	D	2016-12-20 15:36:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001692639 Filed Document 0001692639-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-12-20 15:36:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
CATALINA REAL ESTATE PARTNERS, LP See All Filings	D	2016-12-20 13:45:45 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001692608 Filed Document 0001692608-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-12-20 13:45:45 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
John Hancock Variable Account PPM2-K See All Filings	D/A	2016-12-19 16:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001209191-16-155954 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2016-12-19 16:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, and Shirley Ann Huang McMillan CIK Number 0001452178 Filed Document 0001209191-16-155949 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2016-12-19 16:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, and Shirley Ann Huang McMillan CIK Number 0001452178 Filed Document 0001209191-16-155944 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:46:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2016-12-19 16:45:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001209191-16-155939 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co of New York Separate Account PPM1-B See All Filings	D/A	2016-12-19 16:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Liebeskind CIK Number 0001458490 Filed Document 0001209191-16-155937 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:44:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2016-12-19 16:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001209191-16-155932 Exclusions or Exemptions 506c Accepted Date 2016-12-19 16:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund