Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Virtua Hospitality Finance Fund I, LLC See All Filings	D	2019-05-21 16:25:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001777422 Filed Document 0001777422-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-21 16:25:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB INFRASTRUCTURE INVESTMENT GROUP 61, LP See All Filings	D	2019-05-21 15:35:33 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001716503 Filed Document 0001716503-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-21 15:35:33 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Capella Fund I, LLC See All Filings	D	2019-05-21 15:06:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001777390 Filed Document 0001777390-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-21 15:06:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RB Investor Managers, LLC See All Filings	D	2019-05-21 14:27:05 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001777253 Filed Document 0001777253-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-21 14:27:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging India Focus Funds See All Filings	D	2019-05-21 06:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638560 Filed Document 0001638560-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-21 06:54:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CROWDFUNZ 806 LLC See All Filings	D	2019-05-20 21:16:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001777283 Filed Document 0001777283-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-20 21:16:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CNL Strategic Capital, LLC See All Filings	D	2019-05-20 17:10:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001684682 Filed Document 0001387131-19-003838 Exclusions or Exemptions 506c Accepted Date 2019-05-20 17:10:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Ampersand Silver, LLC See All Filings	D	2019-05-20 15:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001774334 Filed Document 0001774334-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-20 15:24:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Macoy Capital Partners, Inc. See All Filings	D	2019-05-20 15:05:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777195 Filed Document 0001777195-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-20 15:05:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
First Trust Deed Investments, Inc. See All Filings	D	2019-05-20 14:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001777197 Filed Document 0001777197-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-20 14:45:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fairway America, LLC See All Filings	D/A	2019-05-20 14:12:58 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001646298 Filed Document 0001646298-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-20 14:12:58 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Halo Energy LLC See All Filings	D	2019-05-20 11:21:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001764876 Filed Document 0001764876-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-05-20 11:21:43 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
DropShot Capital AI Alpha Fund, LP See All Filings	D/A	2019-05-20 10:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738992 Filed Document 0001738992-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-20 10:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Omaha Soccer Holdings LLC See All Filings	D	2019-05-20 10:08:37 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001777066 Filed Document 0001144204-19-027207 Exclusions or Exemptions 506c Accepted Date 2019-05-20 10:08:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Operr Group, Inc. See All Filings	D	2019-05-17 17:25:36 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001777181 Filed Document 0001213900-19-009118 Exclusions or Exemptions 506c Accepted Date 2019-05-17 17:25:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hampshire Christie Qualified Opportunity Fund, LLC See All Filings	D/A	2019-05-17 17:25:30 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001758589 Filed Document 0001192482-19-000267 Exclusions or Exemptions 506c Accepted Date 2019-05-17 17:25:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GEPIF III Employee Fund A, L.P. See All Filings	D	2019-05-17 16:28:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BlackRock Investments, LLC CIK Number 0001776829 Filed Document 0001776829-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-17 16:28:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indio Technologies, Inc. See All Filings	D	2019-05-17 16:14:12 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001726821 Filed Document 0001726821-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-17 16:14:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sixty West O4W Opportunity Fund, LLC See All Filings	D/A	2019-05-17 16:10:49 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001767413 Filed Document 0001767413-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-17 16:10:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Dry, Co See All Filings	D/A	2019-05-17 14:36:59 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001772949 Filed Document 0001772949-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-17 14:36:59 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
WR-LF CS, LLC See All Filings	D	2019-05-17 14:04:29 UTC
Amount To Be Raised $2,122,795 Associated Brokers / Dealers N/A CIK Number 0001775495 Filed Document 0001775495-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-17 14:04:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SBRE XVI LLC See All Filings	D	2019-05-17 13:06:29 UTC
Amount To Be Raised $3,213,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001776939 Filed Document 0001776939-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-17 13:06:29 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Amet Actio Technology Ltd. See All Filings	D	2019-05-17 11:25:27 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001776318 Filed Document 0001776318-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-17 11:25:27 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
eShares Inc See All Filings	D	2019-05-17 10:36:40 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001718624 Filed Document 0001718624-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-05-17 10:36:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lead One Ltd See All Filings	D/A	2019-05-17 09:53:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001756076 Filed Document 0001756076-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-17 09:53:36 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Art Haus LLC See All Filings	D	2019-05-16 19:25:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001776994 Filed Document 0001776994-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 19:25:32 UTC Type of Offering D Industry Restaurants Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Simplex Belli Capital, LP See All Filings	D	2019-05-16 17:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776744 Filed Document 0001776744-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 17:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revenue Analytics, Inc. See All Filings	D	2019-05-16 16:43:59 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001776752 Filed Document 0001776752-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 16:43:59 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CCAP PARTNERS, L.P. See All Filings	D	2019-05-16 15:31:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768907 Filed Document 0001768907-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
VL Series Account-1 See All Filings	D/A	2019-05-16 15:04:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630925 Filed Document 0001630925-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:04:57 UTC Type of Offering D/A Industry Insurance Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Other
ZALICONY HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 15:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, Deborah Montaperto, M Holdings Securities, American Portfolios, First Liberties Financial, and NFP Advisor Services CIK Number 0001610286 Filed Document 0001610286-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 15:02:21 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 14:59:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001605628-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:59:07 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HNW PPVA Series Account - 1 See All Filings	D/A	2019-05-16 14:57:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001537090-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:57:11 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HNW PPVUL Series Account - 1 See All Filings	D/A	2019-05-16 14:54:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc., Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001537090 Filed Document 0001537090-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:54:53 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Vivos Therapeutics, Inc. See All Filings	D	2019-05-16 14:39:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001716166 Filed Document 0001465818-19-000027 Exclusions or Exemptions 506c Accepted Date 2019-05-16 14:39:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Leonovus Inc. See All Filings	D	2019-05-16 12:47:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Entoro Securities, LLC CIK Number 0001776904 Filed Document 0001776904-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 12:47:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Crown Austin Chalk #1 Joint Venture See All Filings	D/A	2019-05-16 11:18:59 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001768679 Filed Document 0001768679-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 11:18:59 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Cooper Sport Resorts LLC See All Filings	D	2019-05-16 10:46:56 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001757322 Filed Document 0001757322-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 10:46:56 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
KWC Global Wealth LLC See All Filings	D	2019-05-16 10:12:42 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001773707 Filed Document 0001773707-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-16 10:12:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
KSJ Capital LLC See All Filings	D	2019-05-16 09:41:10 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001773712 Filed Document 0001773712-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-16 09:41:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Supreme Funding LLC See All Filings	D	2019-05-15 20:51:55 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001776824 Filed Document 0001776824-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 20:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BELLWETHER HOUSING See All Filings	D	2019-05-15 20:37:12 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001629991 Filed Document 0001629991-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-05-15 20:37:12 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2019-05-15 17:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Various CIK Number 0000937834 Filed Document 0000937834-19-000014 Exclusions or Exemptions 506c Accepted Date 2019-05-15 17:17:25 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Art Lending Fund LLC See All Filings	D	2019-05-15 17:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp. and Blue Sand Securities CIK Number 0001767627 Filed Document 0001767627-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 17:03:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recompose, PBC See All Filings	D	2019-05-15 16:15:57 UTC
Amount To Be Raised $6,751,786 Associated Brokers / Dealers N/A CIK Number 0001707734 Filed Document 0001707734-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-15 16:15:57 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Moon Rocket Capital, LP See All Filings	D	2019-05-15 15:44:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001772690 Filed Document 0001772690-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 15:44:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Casselberry Investors LLC See All Filings	D	2019-05-15 15:41:35 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers Casselberry Investors LLC CIK Number 0001776312 Filed Document 0001776312-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 15:41:35 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EDEN NA USA, LLC See All Filings	D	2019-05-15 15:19:23 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001677879 Filed Document 0001677879-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-15 15:19:23 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Viper Capital Partners, LLC See All Filings	D/A	2019-05-15 10:04:56 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers None CIK Number 0001737380 Filed Document 0001737380-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-15 10:04:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Mineral Property
Sino Resources Technology Co Ltd See All Filings	D	2019-05-14 21:07:07 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers N/A CIK Number 0001776840 Filed Document 0001776840-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-14 21:07:07 UTC Type of Offering D Industry Other Energy Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Other