Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AEGIS ASSET BACKED SECURITIES LLC See All Filings	D/A	2019-06-05 20:03:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614461 Filed Document 0001614461-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 20:03:18 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1348 Burnside LLC See All Filings	D	2019-06-05 17:43:35 UTC
Amount To Be Raised $993,750 Associated Brokers / Dealers N/A CIK Number 0001778986 Filed Document 0001778986-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 17:43:35 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1080 DA, LLC See All Filings	D	2019-06-05 17:25:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001778848 Filed Document 0001778848-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 17:25:20 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Diabetes Life Coach, LLC See All Filings	D/A	2019-06-05 15:08:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001722921 Filed Document 0001722921-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 15:08:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
L'Auberge de Sonoma Resort Fund, LLC See All Filings	D/A	2019-06-05 14:54:25 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001723409 Filed Document 0001723409-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 14:54:25 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
City Square Apartments, LLC See All Filings	D	2019-06-05 14:52:59 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001778693 Filed Document 0001778693-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 14:52:59 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Encore Energy, Inc. (NV) See All Filings	D	2019-06-05 11:40:48 UTC
Amount To Be Raised $3,635,000 Associated Brokers / Dealers N/A CIK Number 0001778762 Filed Document 0001778762-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-05 11:40:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Mineral Property
BKCO MORTGAGE INVESTORS LLC See All Filings	D/A	2019-06-04 17:46:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778450 Filed Document 0001778450-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-04 17:46:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IX Power Clean Water, Inc. See All Filings	D/A	2019-06-04 16:58:37 UTC
Amount To Be Raised $3,639,000 Associated Brokers / Dealers Frederick & Company, Inc. CIK Number 0001555127 Filed Document 0001555127-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-04 16:58:37 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bluhen Botanicals LLC See All Filings	D	2019-06-04 12:13:21 UTC
Amount To Be Raised $30,060,000 Associated Brokers / Dealers N/A CIK Number 0001753236 Filed Document 0001753236-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-04 12:13:21 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INVESTX CAPITAL LTD. See All Filings	D	2019-06-04 11:42:36 UTC
Amount To Be Raised $14,904,000 Associated Brokers / Dealers N/A CIK Number 0001623566 Filed Document 0001623566-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-04 11:42:36 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
9855 Shadow Way LLC See All Filings	D/A	2019-06-04 11:01:45 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers Don Duncan and Wealthforge Securities LLC CIK Number 0001732343 Filed Document 0001753848-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-04 11:01:45 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CROWDFUNZ 807 LLC See All Filings	D	2019-06-03 21:06:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778577 Filed Document 0001778577-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 21:06:07 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BKCO MORTGAGE INVESTORS LLC See All Filings	D	2019-06-03 20:16:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001778450 Filed Document 0001778450-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 20:16:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Countryside Dayton, LLC See All Filings	D/A	2019-06-03 17:39:57 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001778562 Filed Document 0001778562-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-03 17:39:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Normandy Opportunity Zone Fund, LP See All Filings	D	2019-06-03 16:53:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated CIK Number 0001778569 Filed Document 0001778569-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 16:53:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Poise Lending Fund, LP See All Filings	D/A	2019-06-03 16:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp CIK Number 0001647534 Filed Document 0001647534-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 16:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
7279 Syracuse, DST See All Filings	D	2019-06-03 16:04:09 UTC
Amount To Be Raised $14,300,000 Associated Brokers / Dealers N/A CIK Number 0001778581 Filed Document 0001778581-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 16:04:09 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Countryside Dayton, LLC See All Filings	D	2019-06-03 15:50:43 UTC
Amount To Be Raised $1,170,000 Associated Brokers / Dealers N/A CIK Number 0001778562 Filed Document 0001778562-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 15:50:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
FARI679, a trust series of Roofstock One Trust See All Filings	D	2019-06-03 14:54:19 UTC
Amount To Be Raised $50,400 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001762655 Filed Document 0001762655-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 14:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invictus Group, LLC See All Filings	D	2019-06-03 14:22:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001777689 Filed Document 0001777689-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-06-03 14:22:20 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Invesco Active Multi-Sector Credit Fund (Cayman), Ltd. See All Filings	D/A	2019-06-03 14:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001703717 Filed Document 0001703709-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-03 14:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Active Multi-Sector Credit Fund (US), LLC See All Filings	D/A	2019-06-03 13:55:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001703709 Filed Document 0001703709-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 13:55:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CREO DESIGN, LLC See All Filings	D	2019-06-03 13:46:14 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Robert Jones CIK Number 0001777691 Filed Document 0001777691-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 13:46:14 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Encourage Solar Finance, L.P. See All Filings	D	2019-06-03 12:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773425 Filed Document 0001773425-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-03 12:54:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signal Capital Management LLC See All Filings	D/A	2019-06-03 11:20:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers West Coast Marketing LLC CIK Number 0001772907 Filed Document 0001772907-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-03 11:20:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Signal Capital Management LLC See All Filings	D	2019-06-03 11:07:27 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers West Coast Marketing LLC CIK Number 0001772907 Filed Document 0001772907-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-03 11:07:27 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MLM Managed Futures Fund, LP See All Filings	D/A	2019-06-03 10:32:36 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001705775 Filed Document 0001705775-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 10:32:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
IIFL Blended Fund - Series B See All Filings	D	2019-06-03 08:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL CAPITAL INC. CIK Number 0001778411 Filed Document 0001778411-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 08:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Dynamic Opportunities Fund Ltd. See All Filings	D	2019-06-03 06:50:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638565 Filed Document 0001723697-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-06-03 06:50:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL Opportunities Fund 3 See All Filings	D	2019-06-03 06:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675467 Filed Document 0001723697-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-03 06:45:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 5 See All Filings	D	2019-06-03 06:19:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001734585 Filed Document 0001723697-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-03 06:19:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 7 See All Filings	D	2019-06-03 06:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723697 Filed Document 0001723697-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-03 06:10:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
AGR Master, LP See All Filings	D/A	2019-05-31 17:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582861 Filed Document 0001171520-19-000222 Exclusions or Exemptions 506c Accepted Date 2019-05-31 17:28:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aurelian Plus, LLC See All Filings	D/A	2019-05-31 17:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582866 Filed Document 0001171520-19-000221 Exclusions or Exemptions 506c Accepted Date 2019-05-31 17:28:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Special Opportunities Fund, LP See All Filings	D/A	2019-05-31 15:53:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742473 Filed Document 0001742473-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 15:53:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azalea Court Residential Park, LLC See All Filings	D	2019-05-31 14:43:40 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001778432 Filed Document 0001778432-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-31 14:43:40 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HQP Inc. See All Filings	D	2019-05-31 13:49:11 UTC
Amount To Be Raised $14,880,000 Associated Brokers / Dealers N/A CIK Number 0001778384 Filed Document 0001778384-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 13:49:11 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tucky Lending, LP See All Filings	D	2019-05-31 13:36:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001761008 Filed Document 0001752879-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 13:36:27 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D/A	2019-05-31 11:36:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 11:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - INVESCO INTERMEDIATE FUND See All Filings	D/A	2019-05-31 11:21:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180212 Filed Document 0001180212-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 11:21:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevate Holdings, Inc. See All Filings	D	2019-05-31 11:12:54 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers None CIK Number 0001778340 Filed Document 0001778340-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 11:12:54 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2019-05-31 10:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-31 10:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIFL Special Opportunities Fund - Series 7 See All Filings	D	2019-05-31 08:12:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IIFL CAPITAL INC. CIK Number 0001778277 Filed Document 0001778277-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-31 08:12:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boulder Prime Properties LLC See All Filings	D	2019-05-30 21:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001778375 Filed Document 0001778375-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 21:10:26 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ALUF HOLDINGS, INC. See All Filings	D/A	2019-05-30 17:50:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0000747435 Filed Document 0001553997-19-000013 Exclusions or Exemptions 506c Accepted Date 2019-05-30 17:50:32 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BDR ISSAQUAH 15 LLC See All Filings	D/A	2019-05-30 17:49:44 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001758304 Filed Document 0001758304-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 17:49:44 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
WCG Grand Haven Shopping Center Investors LLC See All Filings	D	2019-05-30 16:28:15 UTC
Amount To Be Raised $6,505,000 Associated Brokers / Dealers N/A CIK Number 0001778318 Filed Document 0001778318-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-05-30 16:28:15 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gravitas Qualified Opportunity Zone Fund I, LLC See All Filings	D	2019-05-30 15:18:22 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001778217 Filed Document 0001778217-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 15:18:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PGCS AAA Storage HWY 52, LLC See All Filings	D	2019-05-30 15:08:26 UTC
Amount To Be Raised $1,478,400 Associated Brokers / Dealers N/A CIK Number 0001778296 Filed Document 0001778296-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-05-30 15:08:26 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity