Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Stem Cell Development Fund, LLC See All Filings	D/A	2017-05-18 15:03:31 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers NONE CIK Number 0001677387 Filed Document 0001677387-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:03:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
4M&I, LLC See All Filings	D	2017-05-18 13:55:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706587 Filed Document 0001706587-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 13:55:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Town & Country Bancshares, LLC See All Filings	D/A	2017-05-18 12:06:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557745 Filed Document 0001557745-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 12:06:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NB TECH VENTURES INC. See All Filings	D	2017-05-18 11:36:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001704550 Filed Document 0001704550-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 11:36:14 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Sofi Marie JV See All Filings	D/A	2017-05-18 10:47:46 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers Not Applicable CIK Number 0001705922 Filed Document 0001705922-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:47:46 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Permira Credit Solutions III Senior Euro L.P. See All Filings	D	2017-05-18 10:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001706712 Filed Document 0001706712-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:47:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
MG Capital Management Residential Fund IV L.P. See All Filings	D	2017-05-18 10:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706944 Filed Document 0001706944-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:20:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Audio Bionics International Inc. See All Filings	D	2017-05-17 17:51:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697256 Filed Document 0001697256-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-17 17:51:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pathfinder Argyle Holdings, LLC See All Filings	D	2017-05-17 16:40:13 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001706924 Filed Document 0001706924-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 16:40:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RSF Partners VII, L.P. See All Filings	D	2017-05-17 14:39:03 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001706546 Filed Document 0001706546-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:39:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lubezone Inc. See All Filings	D	2017-05-17 14:33:09 UTC
Amount To Be Raised $2,499,000 Associated Brokers / Dealers Felt & Company CIK Number 0001694454 Filed Document 0001288230-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:33:09 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Divya TE I, LLC See All Filings	D/A	2017-05-17 14:24:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001674702 Filed Document 0001674702-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 14:24:55 UTC Type of Offering D/A Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Small Change Crowd 004, LLC See All Filings	D	2017-05-17 12:30:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001705309 Filed Document 0001705309-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 12:30:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Invesco U.S. Quantitative Core Fund of the Invesco Institutional Equity Trust See All Filings	D/A	2017-05-17 12:15:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-05-17 12:15:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propel IP, Inc. See All Filings	D	2017-05-17 10:51:20 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001673395 Filed Document 0001673395-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 10:51:20 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:53:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:43:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:23:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:23:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO U.S. QUANTITATIVE CORE FUND See All Filings	D/A	2017-05-17 09:19:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167908 Filed Document 0001167908-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-17 09:19:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI Strategies, LLC See All Filings	D/A	2017-05-17 08:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-17 08:43:17 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LEITLOCK Directed Capital Fund I LLC See All Filings	D/A	2017-05-16 21:42:50 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Watchdog Capital, LLC and Pariter Securities, LLC CIK Number 0001702989 Filed Document 0001702989-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-16 21:42:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Ridge Realty Partners, LLC See All Filings	D	2017-05-16 19:16:48 UTC
Amount To Be Raised $1,635,000 Associated Brokers / Dealers N/A CIK Number 0001706421 Filed Document 0001706421-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 19:16:48 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EAS Tucson, LLC See All Filings	D	2017-05-16 18:57:31 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001706478 Filed Document 0001706478-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 18:57:31 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Capital Enterprises LLC See All Filings	D	2017-05-16 14:49:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Venessa Sandoval and Julie Slesarik CIK Number 0001706569 Filed Document 0001642247-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-16 14:49:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AVISTONE CRAMER CREEK, LLC See All Filings	D	2017-05-16 13:21:47 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706813 Filed Document 0001706813-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 13:21:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TERRAFORT FUND, LLC See All Filings	D	2017-05-16 12:55:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001706689 Filed Document 0001706689-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:55:21 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Invesco Institutional Trust Macro Allocation Strategy Fund See All Filings	D	2017-05-16 12:53:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703718 Filed Document 0001703718-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:53:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust Global Asset Allocation Strategy Fund See All Filings	D	2017-05-16 12:44:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001703687 Filed Document 0001703687-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-16 12:44:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldenwise Quant Multi-Strat Fund LLC See All Filings	D	2017-05-16 11:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706786 Filed Document 0001706786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:50:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Institutional Trust C & I Balanced Risk Allocation Fund See All Filings	D	2017-05-16 11:39:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695336 Filed Document 0001695336-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:39:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Growth Equity Fund of the Invesco Institutional Trust See All Filings	D	2017-05-16 11:11:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001695331 Filed Document 0001695331-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-16 11:11:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLP SECURED LOAN FUND, LLC See All Filings	D	2017-05-15 17:02:17 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001706755 Filed Document 0001706520-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-15 17:02:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Eaglewood Income Fund I LP See All Filings	D/A	2017-05-15 16:16:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564297 Filed Document 0001564297-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-15 16:16:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESTX SPV 23 - DPBX LIMITED PARTNERSHIP See All Filings	D/A	2017-05-15 12:59:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706624 Filed Document 0001706624-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-15 12:59:49 UTC Type of Offering D/A Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Function(x) Inc. See All Filings	D	2017-05-15 11:48:37 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000725876 Filed Document 0000725876-17-000056 Exclusions or Exemptions 506c Accepted Date 2017-05-15 11:48:37 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Intelligent Fund Management, LLC See All Filings	D	2017-05-15 11:23:15 UTC
Amount To Be Raised $5,000,210 Associated Brokers / Dealers N/A CIK Number 0001705871 Filed Document 0001705871-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-15 11:23:15 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Virtua SFR Portfolio I, LLC See All Filings	D	2017-05-15 11:00:19 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001706442 Filed Document 0001706442-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-15 11:00:19 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
INVESTX SPV 23 - DPBX LIMITED PARTNERSHIP See All Filings	D	2017-05-12 19:15:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001706624 Filed Document 0001706624-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 19:15:28 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Golden Arm LLC See All Filings	D	2017-05-12 17:33:26 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001704598 Filed Document 0001704598-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-12 17:33:26 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pioneer Insurance Fund LP See All Filings	D	2017-05-12 17:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706633 Filed Document 0001706633-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 17:18:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Invesco Active Multi-Sector Credit Fund (US), LLC See All Filings	D	2017-05-12 17:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001703709 Filed Document 0001703709-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-12 17:01:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Active Multi-Sector (Cayman) Ltd See All Filings	D	2017-05-12 16:52:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001703717 Filed Document 0001703717-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-12 16:52:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trinity Proximity Inc See All Filings	D	2017-05-12 14:07:44 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001706554 Filed Document 0001706554-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 14:07:44 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Northern Lights Royalties II LP See All Filings	D/A	2017-05-12 10:51:33 UTC
Amount To Be Raised $8,850,000 Associated Brokers / Dealers N/A CIK Number 0001688565 Filed Document 0001688565-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-12 10:51:33 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BEACHSIDE PENSACOLA INVESTORS, LLC See All Filings	D	2017-05-11 18:30:25 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers NONE CIK Number 0001706295 Filed Document 0001706295-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-11 18:30:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Concordant Partners LLC See All Filings	D	2017-05-11 17:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001266317 Filed Document 0001266317-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-11 17:53:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Meixin Twelve LP Series DCR See All Filings	D	2017-05-11 16:59:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001705613 Filed Document 0001705620-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-05-11 16:59:58 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Meixin Twelve Months LP See All Filings	D	2017-05-11 16:37:54 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001705616 Filed Document 0001705620-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-05-11 16:37:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Flashstarts Partners Fund 2015 LP See All Filings	D	2017-05-11 16:25:33 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001682380 Filed Document 0001682352-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-11 16:25:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity