|
|
D/A |
2018-12-19 14:56:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes
- CIK Number
- 0001132213
- Filed Document
- 0001209191-18-063451
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 14:56:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-19 14:53:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg
- CIK Number
- 0001458492
- Filed Document
- 0001209191-18-063448
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 14:53:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-19 13:54:45 UTC |
- Amount To Be Raised
- $1,950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762377
- Filed Document
- 0001762377-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 13:54:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-19 13:26:19 UTC |
- Amount To Be Raised
- $3,300,000
- Associated Brokers / Dealers
- Ray Boykin
- CIK Number
- 0001647919
- Filed Document
- 0001647919-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 13:26:19 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-12-19 12:09:04 UTC |
- Amount To Be Raised
- $1,785,600
- Associated Brokers / Dealers
- Grand Financial, Inc.
- CIK Number
- 0001762307
- Filed Document
- 0001762307-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 12:09:04 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-12-19 11:08:24 UTC |
- Amount To Be Raised
- $19,264,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001762313
- Filed Document
- 0001762313-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 11:08:24 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-12-19 10:26:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Securities Inc. and Capital Management Partners, Inc.
- CIK Number
- 0001224907
- Filed Document
- 0001224907-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 10:26:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-19 10:20:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762151
- Filed Document
- 0001762151-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 10:20:38 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-18 18:04:34 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755040
- Filed Document
- 0001144204-18-065201
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 18:04:34 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-18 17:11:15 UTC |
- Amount To Be Raised
- $5,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762204
- Filed Document
- 0001762204-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 17:11:15 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2018-12-18 16:52:31 UTC |
- Amount To Be Raised
- $5,195,009
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756515
- Filed Document
- 0001748517-18-000026
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 16:52:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-18 16:45:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760192
- Filed Document
- 0001760192-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 16:45:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-18 16:11:10 UTC |
- Amount To Be Raised
- $299,150
- Associated Brokers / Dealers
- WeFunder Portal LLC
- CIK Number
- 0001446275
- Filed Document
- 0001446275-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 16:11:10 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-18 14:39:56 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- WealthForge Securities LLC
- CIK Number
- 0001761615
- Filed Document
- 0001761968-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 14:39:56 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2018-12-18 14:28:46 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- WealthForge Securities LLC
- CIK Number
- 0001761968
- Filed Document
- 0001761968-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 14:28:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2018-12-18 12:39:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683629
- Filed Document
- 0001683629-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 12:39:43 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-12-18 11:50:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602498
- Filed Document
- 0001602498-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 11:50:36 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-18 11:35:48 UTC |
- Amount To Be Raised
- $5,700,000
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001760828
- Filed Document
- 0001760828-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 11:35:48 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-18 11:30:38 UTC |
- Amount To Be Raised
- $8,500,000
- Associated Brokers / Dealers
- Emerson Equity LLC
- CIK Number
- 0001761669
- Filed Document
- 0001761669-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 11:30:38 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-18 11:20:02 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744380
- Filed Document
- 0001744380-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-18 11:20:02 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-12-17 17:44:46 UTC |
- Amount To Be Raised
- $6,440,235
- Associated Brokers / Dealers
- Emerson Equity LLC
- CIK Number
- 0001761613
- Filed Document
- 0001761613-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 17:44:46 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-12-17 17:27:25 UTC |
- Amount To Be Raised
- $13,577,603
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762116
- Filed Document
- 0001762116-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 17:27:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-17 16:33:48 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760435
- Filed Document
- 0001760435-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 16:33:48 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-12-17 16:31:38 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762073
- Filed Document
- 0001762073-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 16:31:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-17 16:27:50 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756945
- Filed Document
- 0001756945-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 16:27:50 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-17 15:47:07 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745212
- Filed Document
- 0001745212-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 15:47:07 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-17 15:44:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658192
- Filed Document
- 0001465818-18-000081
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 15:44:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-17 15:35:56 UTC |
- Amount To Be Raised
- $8,398,000
- Associated Brokers / Dealers
- Wealth Forge Securities, LLC
- CIK Number
- 0001760995
- Filed Document
- 0001760995-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 15:35:56 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-12-17 14:27:30 UTC |
- Amount To Be Raised
- $730,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001749047
- Filed Document
- 0001749047-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 14:27:30 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-17 13:53:09 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761747
- Filed Document
- 0001761747-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 13:53:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-17 10:36:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Verses Labs Inc
- CIK Number
- 0001761616
- Filed Document
- 0001761616-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 10:36:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2018-12-17 10:34:40 UTC |
- Amount To Be Raised
- $4,745,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761956
- Filed Document
- 0001761956-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 10:34:40 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2018-12-17 08:56:17 UTC |
- Amount To Be Raised
- $4,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761576
- Filed Document
- 0001761530-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 08:56:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-17 08:44:24 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761530
- Filed Document
- 0001761530-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 08:44:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-17 06:16:05 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001735211
- Filed Document
- 0001745305-18-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-17 06:16:05 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2018-12-14 19:01:01 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Edward Kaufman
- CIK Number
- 0001757428
- Filed Document
- 0001757428-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 19:01:01 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-14 17:11:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744844
- Filed Document
- 0001744844-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 17:11:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-14 16:38:33 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761841
- Filed Document
- 0001761841-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 16:38:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-14 14:10:48 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761910
- Filed Document
- 0001761910-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 14:10:48 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-14 14:02:48 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610555
- Filed Document
- 0001192482-18-000497
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 14:02:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-14 13:44:24 UTC |
- Amount To Be Raised
- $1,290,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761884
- Filed Document
- 0001761884-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 13:44:24 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-12-14 10:44:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761304
- Filed Document
- 0001761304-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 10:44:09 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-14 10:31:04 UTC |
- Amount To Be Raised
- $4,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761308
- Filed Document
- 0001761308-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-14 10:31:04 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D/A |
2018-12-13 18:46:56 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656414
- Filed Document
- 0001656414-18-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 18:46:56 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2018-12-13 17:04:48 UTC |
- Amount To Be Raised
- $16,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428821
- Filed Document
- 0001428821-18-000008
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 17:04:48 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-13 17:00:14 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761812
- Filed Document
- 0001761812-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 17:00:14 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-13 16:36:20 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761821
- Filed Document
- 0001761821-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 16:36:20 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-13 15:39:25 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- Allen & Company LLC and CoveView Advisors, LLC
- CIK Number
- 0001644415
- Filed Document
- 0001209191-18-062424
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 15:39:25 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-13 14:38:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001756896
- Filed Document
- 0001756896-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 14:38:05 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-12-13 14:22:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742635
- Filed Document
- 0001742635-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-13 14:22:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Equity
|