|
|
D |
2018-12-26 18:43:37 UTC |
- Amount To Be Raised
- $4,482,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762048
- Filed Document
- 0001762757-18-000026
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 18:43:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-26 18:07:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709777
- Filed Document
- 0001709777-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 18:07:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-26 14:26:38 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726711
- Filed Document
- 0001615774-18-014931
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 14:26:38 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-26 13:44:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754635
- Filed Document
- 0001754635-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 13:44:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-26 13:33:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762706
- Filed Document
- 0001762706-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 13:33:29 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-26 11:58:59 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600001
- Filed Document
- 0001600001-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 11:58:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-12-26 11:02:24 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762351
- Filed Document
- 0001553350-18-001378
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 11:02:24 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-21 20:02:39 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762606
- Filed Document
- 0001567619-18-008554
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 20:02:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-21 19:52:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762473
- Filed Document
- 0001762473-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 19:52:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2018-12-21 18:36:03 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762392
- Filed Document
- 0001762392-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 18:36:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 16:30:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729997
- Filed Document
- 0000950103-18-014899
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:30:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:28:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588489
- Filed Document
- 0000950103-18-014897
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:28:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:27:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732409
- Filed Document
- 0000950103-18-014896
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:27:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:25:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748945
- Filed Document
- 0000950103-18-014894
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:25:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:23:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720265
- Filed Document
- 0000950103-18-014893
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:23:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:21:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732410
- Filed Document
- 0000950103-18-014892
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:21:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-21 16:19:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761325
- Filed Document
- 0000950103-18-014890
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:19:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:17:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732406
- Filed Document
- 0000950103-18-014889
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:17:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:15:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725210
- Filed Document
- 0000950103-18-014888
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:15:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:13:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705181
- Filed Document
- 0000950103-18-014886
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:13:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:02:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675395
- Filed Document
- 0001675395-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:02:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 15:48:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677773
- Filed Document
- 0001677773-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 15:48:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 15:29:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677774
- Filed Document
- 0001677774-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 15:29:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2018-12-21 15:16:23 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760027
- Filed Document
- 0001760027-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 15:16:23 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2018-12-21 13:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762593
- Filed Document
- 0001762593-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 13:22:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 12:23:28 UTC |
- Amount To Be Raised
- $104,000,000
- Associated Brokers / Dealers
- Flex Class
- CIK Number
- 0001688116
- Filed Document
- 0001688116-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 12:23:28 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2018-12-21 11:18:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725877
- Filed Document
- 0001725877-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 11:18:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 11:04:08 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755038
- Filed Document
- 0001755038-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 11:04:08 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-21 10:31:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Larson Financial Securities
- CIK Number
- 0001708494
- Filed Document
- 0001708494-18-000020
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 10:31:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-20 21:09:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762207
- Filed Document
- 0001762191-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 21:09:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-20 17:37:09 UTC |
- Amount To Be Raised
- $313,617
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761157
- Filed Document
- 0001761157-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 17:37:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-20 17:21:24 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761442
- Filed Document
- 0001761442-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 17:21:24 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-12-20 16:54:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698469
- Filed Document
- 0001171520-18-000527
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 16:54:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-20 14:21:49 UTC |
- Amount To Be Raised
- $104,000,000
- Associated Brokers / Dealers
- Flex Class
- CIK Number
- 0001688116
- Filed Document
- 0001688116-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 14:21:49 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2018-12-20 13:52:15 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762516
- Filed Document
- 0001762516-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 13:52:15 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-12-20 13:23:50 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525592
- Filed Document
- 0001525592-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 13:23:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-20 12:50:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001306467
- Filed Document
- 0001567619-18-008410
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 12:50:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-20 12:26:57 UTC |
- Amount To Be Raised
- $270,000
- Associated Brokers / Dealers
- SI Securities, LLC
- CIK Number
- 0001750319
- Filed Document
- 0001750319-18-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 12:26:57 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-20 12:17:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761682
- Filed Document
- 0001761682-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 12:17:15 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2018-12-20 09:46:55 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762494
- Filed Document
- 0001762494-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 09:46:55 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-19 17:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762385
- Filed Document
- 0000902664-18-004388
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 17:26:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
John Hancock Life Insurance Co of New York Separate Account PPM1-B
See All Filings
|
D/A |
2018-12-19 16:39:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Liebeskind, Eric Naison-Phillips, and Campbell Gerrish
- CIK Number
- 0001458490
- Filed Document
- 0001209191-18-063491
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:39:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-19 16:37:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood
- CIK Number
- 0001143982
- Filed Document
- 0001209191-18-063488
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:37:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T
See All Filings
|
D/A |
2018-12-19 16:36:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, Michael Liebeskinde, Ronald Greenberg, John E. Lagana, Cole Koeniger, and Thomas Rapp
- CIK Number
- 0001458488
- Filed Document
- 0001209191-18-063482
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:36:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-19 16:27:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725153
- Filed Document
- 0001725153-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:27:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-19 16:06:24 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001492822
- Filed Document
- 0001492822-18-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:06:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-12-19 15:52:28 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001749802
- Filed Document
- 0001749802-18-000009
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 15:52:28 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-12-19 15:09:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, Shirley Ann Huang McMillan, Richard J. Brock, and Danielle R. Scodellaro
- CIK Number
- 0001452178
- Filed Document
- 0001209191-18-063457
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 15:09:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-19 15:08:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762087
- Filed Document
- 0001762087-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 15:08:18 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-19 14:59:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James A. Cheney
- CIK Number
- 0001458491
- Filed Document
- 0001209191-18-063454
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 14:59:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|