Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Four Peaks Opportunity Zone Fund, LLC See All Filings	D	2019-06-24 15:05:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001780514 Filed Document 0001780514-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 15:05:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Mainstem Malt, SPC See All Filings	D	2019-06-24 14:57:17 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers None CIK Number 0001758566 Filed Document 0001758566-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 14:57:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orlando Car Holdings LLC See All Filings	D	2019-06-24 11:53:04 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001780248 Filed Document 0001780248-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 11:53:04 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pidyon Controls Inc. See All Filings	D	2019-06-24 11:17:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780393 Filed Document 0001477932-19-003671 Exclusions or Exemptions 506c Accepted Date 2019-06-24 11:17:43 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OurCrowd (Investment in Nanomed) L.P. See All Filings	D	2019-06-24 10:53:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780508 Filed Document 0001780508-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-24 10:53:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
FR Financial Holdings LLC See All Filings	D	2019-06-21 20:41:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers None CIK Number 0001780299 Filed Document 0001477932-19-003663 Exclusions or Exemptions 506c Accepted Date 2019-06-21 20:41:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
SLF FIXED INCOME FUND I, LLC See All Filings	D/A	2019-06-21 18:04:53 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001743869 Filed Document 0001743869-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 18:04:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
COMMUNITY FIRST BANCORP See All Filings	D	2019-06-21 15:41:19 UTC
Amount To Be Raised $7,187,512 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001047446 Filed Document 0001047446-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-06-21 15:41:19 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Group Variable Annuity Series I Separate Account See All Filings	D	2019-06-21 14:48:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Meyer-Chatfield CIK Number 0001780188 Filed Document 0001780188-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 14:48:42 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
MobiTech International Inc. See All Filings	D/A	2019-06-21 12:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642470 Filed Document 0001642470-19-000004 Exclusions or Exemptions 504 and 506c Accepted Date 2019-06-21 12:09:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Baltimore Partners, LLC See All Filings	D	2019-06-21 12:00:06 UTC
Amount To Be Raised $7,632,694 Associated Brokers / Dealers N/A CIK Number 0001780335 Filed Document 0001780335-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 12:00:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MobiTech International Inc. See All Filings	D	2019-06-21 11:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642470 Filed Document 0001642470-19-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2019-06-21 11:14:51 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
STEELWOOD CAPITAL, LLC See All Filings	D/A	2019-06-21 11:14:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743364 Filed Document 0001743364-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-21 11:14:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OMNISEQ, INC. See All Filings	D	2019-06-21 11:10:16 UTC
Amount To Be Raised $1,568,650 Associated Brokers / Dealers N/A CIK Number 0001713983 Filed Document 0001713983-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-21 11:10:16 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Strategic Credit Fund II USD Feeder, LP See All Filings	D	2019-06-21 10:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780231 Filed Document 0001780231-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-21 10:42:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HavenLock Inc. See All Filings	D	2019-06-20 17:20:31 UTC
Amount To Be Raised $2,786,693 Associated Brokers / Dealers N/A CIK Number 0001629471 Filed Document 0001629471-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-20 17:20:31 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Grubb Southeast Real Estate Fund VI, LLC See All Filings	D/A	2019-06-20 16:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001712160 Filed Document 0001780221-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-20 16:35:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOFTWEAR AUTOMATION, INC. See All Filings	D	2019-06-20 15:26:07 UTC
Amount To Be Raised $18,100,196 Associated Brokers / Dealers N/A CIK Number 0001706913 Filed Document 0001706913-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-20 15:26:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Secured Investment High Yield Fund II, LLC See All Filings	D/A	2019-06-20 13:13:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001617803 Filed Document 0001617803-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-06-20 13:13:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Opportunity Zone Fund I, LLC See All Filings	D/A	2019-06-20 12:27:27 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001744374 Filed Document 0001744374-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-20 12:27:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAM Multifamily Growth Fund LLC See All Filings	D	2019-06-19 20:19:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001779850 Filed Document 0001779788-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-06-19 20:19:49 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ReWalk Robotics Ltd. See All Filings	D	2019-06-19 17:21:22 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers H.C Wainwright & Co. LLC, Michael Vasinkevich, Charles Worthman, Mark William Viklund, and Noam J. Rubinstein CIK Number 0001607962 Filed Document 0001213900-19-011059 Exclusions or Exemptions 506c Accepted Date 2019-06-19 17:21:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CCMF 1 LLC See All Filings	D/A	2019-06-19 16:57:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001735853 Filed Document 0001735853-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 16:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CoachmanMD Holdings, LLC See All Filings	D	2019-06-19 15:58:07 UTC
Amount To Be Raised $8,350,000 Associated Brokers / Dealers N/A CIK Number 0001777112 Filed Document 0001777112-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 15:58:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC POINT REALTY FUND, LLC See All Filings	D/A	2019-06-19 14:40:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001715724 Filed Document 0001715724-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 14:40:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MKG Enterprises Business Trust See All Filings	D	2019-06-19 14:00:48 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers MKG Enterprises Corp. CIK Number 0001780151 Filed Document 0001780151-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 14:00:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Irving Four-Plex Holdings, LLC See All Filings	D	2019-06-19 13:15:42 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001780040 Filed Document 0001376474-19-000163 Exclusions or Exemptions 506c Accepted Date 2019-06-19 13:15:42 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Transcluster, a Series of Git Push Master, LLC See All Filings	D	2019-06-19 12:58:33 UTC
Amount To Be Raised $1,308,666 Associated Brokers / Dealers N/A CIK Number 0001770184 Filed Document 0001777878-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-06-19 12:58:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SR REALTY TRUST, INC. See All Filings	D	2019-06-19 12:23:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621522 Filed Document 0001621522-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 12:23:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cytonics Corp See All Filings	D	2019-06-19 12:11:37 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001421744 Filed Document 0001421744-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-06-19 12:11:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Virtua Surprise Dysart Holdings Opportunity Fund, LLC See All Filings	D	2019-06-19 11:28:58 UTC
Amount To Be Raised $12,100,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001777354 Filed Document 0001777354-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 11:28:58 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Arm LLC See All Filings	D/A	2019-06-19 11:13:23 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001704598 Filed Document 0001704598-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 11:13:23 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Miller Cemetery Prospect Partners See All Filings	D	2019-06-19 10:15:26 UTC
Amount To Be Raised $1,180,000 Associated Brokers / Dealers N/A CIK Number 0001780100 Filed Document 0001780100-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-19 10:15:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
AminAg LLC See All Filings	D/A	2019-06-18 19:03:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718182 Filed Document 0001718182-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-18 19:03:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Michwaldorf, LLC See All Filings	D	2019-06-18 17:19:12 UTC
Amount To Be Raised $6,700,000 Associated Brokers / Dealers N/A CIK Number 0001777145 Filed Document 0001777145-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:19:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Winston-Salem Hotel Opportunity Fund I, LLC See All Filings	D	2019-06-18 17:14:29 UTC
Amount To Be Raised $10,120,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001779739 Filed Document 0001779739-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:14:29 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VillageMD Holdings, LLC See All Filings	D	2019-06-18 17:11:47 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers N/A CIK Number 0001777144 Filed Document 0001777144-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:11:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D	2019-06-18 17:10:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:10:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SheffieldMD Holdings, LLC See All Filings	D	2019-06-18 17:07:22 UTC
Amount To Be Raised $16,700,000 Associated Brokers / Dealers N/A CIK Number 0001777143 Filed Document 0001777143-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:07:22 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NinesMD Holdings, LLC See All Filings	D	2019-06-18 17:03:13 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001777117 Filed Document 0001777117-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 17:03:13 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NewforestMD Holdings, LLC See All Filings	D	2019-06-18 16:59:25 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001777118 Filed Document 0001777118-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:59:25 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LinksMD Holdings, LLC See All Filings	D	2019-06-18 16:46:59 UTC
Amount To Be Raised $16,900,000 Associated Brokers / Dealers N/A CIK Number 0001777116 Filed Document 0001777116-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:46:59 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HunterMD Holdings, LLC See All Filings	D	2019-06-18 16:07:51 UTC
Amount To Be Raised $6,350,000 Associated Brokers / Dealers N/A CIK Number 0001777142 Filed Document 0001777142-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:07:51 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GleneaglesMD Holdings, LLC See All Filings	D	2019-06-18 16:02:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001777115 Filed Document 0001777115-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 16:02:37 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FoxMD Holdings, LLC See All Filings	D	2019-06-18 15:57:19 UTC
Amount To Be Raised $10,450,000 Associated Brokers / Dealers N/A CIK Number 0001777114 Filed Document 0001777114-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 15:57:19 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kids Read Now, Inc. See All Filings	D	2019-06-18 15:35:35 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001752018 Filed Document 0001752018-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 15:35:35 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
EJF OpZone Fund I LP See All Filings	D/A	2019-06-18 15:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., Stonehaven, LLC, and Frontier Solutions, LLC CIK Number 0001751072 Filed Document 0001777500-19-000036 Exclusions or Exemptions 506c Accepted Date 2019-06-18 15:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crowd Lending Fund One, LLC See All Filings	D/A	2019-06-18 15:11:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Crowd Lending Fund One, LLC CIK Number 0001686192 Filed Document 0001686192-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 15:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ASL,LLC See All Filings	D	2019-06-18 13:35:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Kelley Vari CIK Number 0001757134 Filed Document 0001757134-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-06-18 13:35:24 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Careerlist, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-06-18 11:35:19 UTC
Amount To Be Raised $296,460 Associated Brokers / Dealers N/A CIK Number 0001752399 Filed Document 0001779314-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-06-18 11:35:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund