Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PHRONESIS PARTNERS L P See All Filings	D/A	2017-07-24 15:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FINANCIAL AMERICA SECURITIES, INC. CIK Number 0000937074 Filed Document 0000919574-17-005561 Exclusions or Exemptions 506c Accepted Date 2017-07-24 15:43:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Thales Ventures LLC See All Filings	D/A	2017-07-24 15:31:36 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001711339 Filed Document 0001711339-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-24 15:31:36 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
OurCrowd (Investment in Wave) LP See All Filings	D	2017-07-24 15:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658188 Filed Document 0001465818-17-000044 Exclusions or Exemptions 506c Accepted Date 2017-07-24 15:23:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
PATRIOT FINANCIAL PARTNERS III, L.P. See All Filings	D	2017-07-24 13:59:11 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001703298 Filed Document 0001703298-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-24 13:59:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVS Private Capital Fund, LP See All Filings	D	2017-07-24 13:21:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001710818 Filed Document 0001710818-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-24 13:21:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Alternative Opportunities Fund, LP See All Filings	D	2017-07-24 12:50:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703397 Filed Document 0001703397-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-24 12:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REI Energy 2017 Acquisition Fund,L.P. See All Filings	D	2017-07-24 11:52:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Reef Securities, Inc. CIK Number 0001712350 Filed Document 0001712350-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-24 11:52:27 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
KB California Dialysis, DST See All Filings	D	2017-07-24 10:04:19 UTC
Amount To Be Raised $6,450,000 Associated Brokers / Dealers N/A CIK Number 0001712655 Filed Document 0001712655-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-24 10:04:19 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Denali Funding Group LLC See All Filings	D	2017-07-21 21:11:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001677112 Filed Document 0001677112-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-21 21:11:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Court Street Partners, LLC See All Filings	D	2017-07-21 17:40:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers JIM GLASGOW CIK Number 0001712474 Filed Document 0001712474-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-07-21 17:40:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Reserve Capital Fund I LP See All Filings	D	2017-07-21 16:11:52 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers none CIK Number 0001709776 Filed Document 0001709776-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-21 16:11:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strata Minerals Inc. See All Filings	D	2017-07-21 15:59:33 UTC
Amount To Be Raised $1,005,354 Associated Brokers / Dealers N/A CIK Number 0001616885 Filed Document 0001616885-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-07-21 15:59:33 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bogaya Capital LP See All Filings	D/A	2017-07-21 12:34:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001649870 Filed Document 0001649870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-21 12:34:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAD Daytona Beach Holdings, LP See All Filings	D	2017-07-21 11:30:57 UTC
Amount To Be Raised $3,096,000 Associated Brokers / Dealers N/A CIK Number 0001712428 Filed Document 0001712428-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-21 11:30:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
N. Ocean Capital 3565, LLC See All Filings	D	2017-07-20 20:00:10 UTC
Amount To Be Raised $2,420,000 Associated Brokers / Dealers N/A CIK Number 0001712394 Filed Document 0001712394-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 20:00:10 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
N. Ocean Capital 2929, LLC See All Filings	D	2017-07-20 19:54:12 UTC
Amount To Be Raised $2,440,000 Associated Brokers / Dealers N/A CIK Number 0001712392 Filed Document 0001712392-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 19:54:12 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sativa Holdings, LLC. See All Filings	D	2017-07-20 19:23:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712396 Filed Document 0001712396-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 19:23:42 UTC Type of Offering D Industry Investing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Castellan Real Estate Income Fund II LP See All Filings	D	2017-07-20 18:27:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Saxony Securities Inc., Pickwick Capital Partners LLC, Wunderlich Securities, Inc., and MD Global Partners, LLC CIK Number 0001696851 Filed Document 0001696851-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-20 18:27:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Pacific Private Money Fund I, LLC See All Filings	D/A	2017-07-20 16:51:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001581800 Filed Document 0001581800-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-20 16:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Active Weighting Advisors LLC See All Filings	D	2017-07-20 15:41:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683468 Filed Document 0001683468-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-07-20 15:41:21 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Tianyou Plus Fund, L.P. See All Filings	D	2017-07-20 15:19:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712126 Filed Document 0001712126-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-20 15:19:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Steadfast Technology Investments, LLC See All Filings	D	2017-07-20 13:07:52 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001712318 Filed Document 0001140361-17-028256 Exclusions or Exemptions 506c Accepted Date 2017-07-20 13:07:52 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pawleys Capital Management, LLC See All Filings	D/A	2017-07-20 13:04:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Pawleys Investment Advisors, LLC CIK Number 0001564182 Filed Document 0001564182-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-20 13:04:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Introspective Power, Inc. See All Filings	D/A	2017-07-19 21:17:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001708911 Filed Document 0001708911-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-19 21:17:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fig Small Batch, LLC See All Filings	D	2017-07-19 17:25:24 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001690956 Filed Document 0001465818-17-000043 Exclusions or Exemptions 506c Accepted Date 2017-07-19 17:25:24 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pantera ICO Fund LP See All Filings	D/A	2017-07-19 17:00:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709468 Filed Document 0000902664-17-002983 Exclusions or Exemptions 506c Accepted Date 2017-07-19 17:00:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVA Kay 150 Corporate, DST See All Filings	D	2017-07-19 15:35:35 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers Dwight Kay, Dwight Kay, Jason Salmon, Jason Salmon, Chay Lapin, Chay Lapin, and Betty Friant CIK Number 0001712342 Filed Document 0001712342-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 15:35:35 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Ullico Infrastructure Taxable Fund, L.P. See All Filings	D/A	2017-07-19 14:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, and WILKINSON, NEAL ALLEN CIK Number 0001571963 Filed Document 0001571963-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ullico Infrastructure Tax-Exempt Fund, L.P. See All Filings	D/A	2017-07-19 14:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, Norkus, Michael, and WILKINSON, NEAL ALLEN CIK Number 0001504312 Filed Document 0001504312-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:49:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
iintoo Texas Vukota L.P. See All Filings	D	2017-07-19 14:20:45 UTC
Amount To Be Raised $3,346,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001712277 Filed Document 0001712277-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:20:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INN AT BETHANY See All Filings	D	2017-07-19 14:11:19 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001711616 Filed Document 0001711616-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:11:19 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Darrell Schmidt Enterprises Inc See All Filings	D	2017-07-19 12:49:33 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Darrell Schmidt Enterprises Inc CIK Number 0001628159 Filed Document 0001628159-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-19 12:49:33 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Sphaerus Ventures LLC See All Filings	D	2017-07-19 11:15:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001711946 Filed Document 0001711946-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 11:15:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Pavise Equity Partners LP See All Filings	D	2017-07-18 18:11:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540929 Filed Document 0001540929-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-18 18:11:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in NR) L.P. See All Filings	D	2017-07-18 17:46:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711984 Filed Document 0001465818-17-000041 Exclusions or Exemptions 506c Accepted Date 2017-07-18 17:46:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
SE WDM INVESTORS, LLC See All Filings	D	2017-07-18 16:22:41 UTC
Amount To Be Raised $6,346,000 Associated Brokers / Dealers N/A CIK Number 0001711818 Filed Document 0001711818-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-18 16:22:41 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Turnpoint Medical Devices, Inc. See All Filings	D	2017-07-18 14:42:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Four Points Capital Partners LLC and Network 1 Financial Securities Inc. CIK Number 0001616322 Filed Document 0001616322-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-18 14:42:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
QuantZ Quark Equity Market Neutral Fund, LP See All Filings	D/A	2017-07-17 17:07:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joel Padowitz and CR Bartels Jr CIK Number 0001486797 Filed Document 0001486797-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-17 17:07:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grubb Southeast Real Estate Fund VI, LLC See All Filings	D	2017-07-17 16:26:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tobin & Company Securities LLC CIK Number 0001712160 Filed Document 0001712160-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-17 16:26:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
gold & world class investments corp See All Filings	D	2017-07-17 15:01:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001675808 Filed Document 0001675808-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-17 15:01:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Prospera Mortgage Investment Fund LLC See All Filings	D/A	2017-07-17 13:39:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001572348 Filed Document 0001572348-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-17 13:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Pulse Telemedicine Technologies, Inc. See All Filings	D	2017-07-14 18:31:14 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001711927 Filed Document 0001711927-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-14 18:31:14 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
CORYLUS LLC See All Filings	D	2017-07-14 18:21:18 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001712030 Filed Document 0001461859-17-000020 Exclusions or Exemptions 506c Accepted Date 2017-07-14 18:21:18 UTC Type of Offering D Industry Agriculture Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
CAZ Co-Investment Opportunities Fund, L.P. - Vista (NB) Portfolio See All Filings	D	2017-07-14 17:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709568 Filed Document 0001709568-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-14 17:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MEISSNER AIC FUND, L.P. See All Filings	D	2017-07-14 16:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711330 Filed Document 0001711330-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-14 16:05:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Prima BioMed Ltd See All Filings	D	2017-07-14 13:44:26 UTC
Amount To Be Raised $4,999,409 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001506184 Filed Document 0001506184-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-14 13:44:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Dynamic Quantitative Opportunities Fund, L.P. See All Filings	D/A	2017-07-14 13:30:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648229 Filed Document 0001648229-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-14 13:30:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Calapasas West Partners LP See All Filings	D/A	2017-07-14 13:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580881 Filed Document 0001580881-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-14 13:13:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Housing Trust Silicon Valley See All Filings	D	2017-07-14 12:20:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001711925 Filed Document 0001711925-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-14 12:20:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
HYCARB INC. See All Filings	D	2017-07-14 12:17:54 UTC
Amount To Be Raised $3,213,000 Associated Brokers / Dealers N/A CIK Number 0001711290 Filed Document 0000919574-17-005445 Exclusions or Exemptions 506c Accepted Date 2017-07-14 12:17:54 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity