Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Anchor Fund, LLC See All Filings	D/A	2017-08-22 14:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570314 Filed Document 0001570314-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-08-22 14:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coin Capital Holdings, LP See All Filings	D/A	2017-08-22 14:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713750 Filed Document 0001713750-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-22 14:14:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OCUBICLE INC. See All Filings	D	2017-08-22 10:32:53 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jennifer Stewards CIK Number 0001712678 Filed Document 0001712678-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-22 10:32:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
William Penn Holdings, Inc. See All Filings	D	2017-08-22 06:01:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001714318 Filed Document 0001144204-17-044481 Exclusions or Exemptions 506c Accepted Date 2017-08-22 06:01:56 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
1confirmation Fund, L.P. See All Filings	D	2017-08-21 15:24:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714777 Filed Document 0001714777-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-21 15:24:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Diversyfund Income Fund, LLC See All Filings	D/A	2017-08-21 14:19:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001714459 Filed Document 0001714459-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-21 14:19:22 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
37P - Hillcreste LLC See All Filings	D	2017-08-21 11:24:52 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers Don Duncan and WealthForge Securities, LLC CIK Number 0001713759 Filed Document 0001713759-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-21 11:24:52 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Scurry #2 Joint Venture See All Filings	D	2017-08-21 11:21:41 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001715009 Filed Document 0001715009-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-21 11:21:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
KXTER INC. See All Filings	D	2017-08-21 10:59:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668283 Filed Document 0001668283-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-21 10:59:28 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fruit Street Health, P.B.C. See All Filings	D	2017-08-18 13:54:14 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001609428 Filed Document 0001609428-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-18 13:54:14 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lenexa Investors 2, LLC See All Filings	D	2017-08-18 13:37:08 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001715066 Filed Document 0001715066-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-18 13:37:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fruit Street Health, P.B.C. See All Filings	D/A	2017-08-18 13:31:31 UTC
Amount To Be Raised $6,801,453 Associated Brokers / Dealers N/A CIK Number 0001609428 Filed Document 0001609428-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-18 13:31:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Funding Nomad, LLC See All Filings	D/A	2017-08-18 12:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704009 Filed Document 0001704009-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-18 12:03:56 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Capitala Private Credit Fund V, L.P. See All Filings	D/A	2017-08-18 10:28:26 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001684005 Filed Document 0001461373-17-000038 Exclusions or Exemptions 506c Accepted Date 2017-08-18 10:28:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SE COLUMBUS MM, LLC See All Filings	D	2017-08-17 17:32:22 UTC
Amount To Be Raised $13,186,200 Associated Brokers / Dealers N/A CIK Number 0001714375 Filed Document 0001714375-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-17 17:32:22 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Asia Opportunity V L.P. See All Filings	D/A	2017-08-17 12:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682666 Filed Document 0001140361-17-032555 Exclusions or Exemptions 506c Accepted Date 2017-08-17 12:10:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LODGING OPPORTUNITY FUND II, LP See All Filings	D	2017-08-16 18:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001714902 Filed Document 0001714902-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 18:00:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cherokee Solid Waste Disposal Authority See All Filings	D	2017-08-16 17:24:03 UTC
Amount To Be Raised $5,210,000 Associated Brokers / Dealers William Cox, Andrew Baird, Brian Botto, Charles Ousley, Don Malmo, Frank Reid, Johnny Lessley, Richard Gray, Trey Fyfe, and William Cox CIK Number 0001714739 Filed Document 0001714739-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 17:24:03 UTC Type of Offering D Industry Environmental Services Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Debt
FC Santa Fe 6, LLC See All Filings	D/A	2017-08-16 17:11:55 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001712623 Filed Document 0001712623-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-16 17:11:55 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
FC Alondra 37, LLC See All Filings	D/A	2017-08-16 17:03:44 UTC
Amount To Be Raised $2,610,000 Associated Brokers / Dealers N/A CIK Number 0001708845 Filed Document 0001708845-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-16 17:03:44 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Neuros Medical, Inc. See All Filings	D	2017-08-16 14:58:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474720 Filed Document 0001474720-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:58:24 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carter Investors, LLC See All Filings	D/A	2017-08-16 14:56:26 UTC
Amount To Be Raised $5,890,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001691397 Filed Document 0001691397-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:56:26 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Neuros Medical, Inc. See All Filings	D	2017-08-16 14:54:40 UTC
Amount To Be Raised $22,659,257 Associated Brokers / Dealers N/A CIK Number 0001474720 Filed Document 0001474720-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:54:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MJRE Fund I, LLC See All Filings	D/A	2017-08-16 14:05:47 UTC
Amount To Be Raised $4,440,000 Associated Brokers / Dealers MJ Real Estate Investors, Inc. CIK Number 0001714568 Filed Document 0001714568-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-16 14:05:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
USA Coachlines See All Filings	D	2017-08-16 13:09:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers USA Coachlines CIK Number 0001714852 Filed Document 0001714852-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-16 13:09:55 UTC Type of Offering D Industry Other Travel Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
RVC 360, LLC See All Filings	D	2017-08-16 12:13:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714861 Filed Document 0001714861-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-16 12:13:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HAL HOSPITALITY GROUP LLC See All Filings	D	2017-08-15 20:04:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001714427 Filed Document 0001714427-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-15 20:04:07 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Actium High Yield Loan Fund IV LLC See All Filings	D	2017-08-15 19:43:32 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001714527 Filed Document 0001209191-17-049083 Exclusions or Exemptions 506c Accepted Date 2017-08-15 19:43:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
250 W Jackson LP See All Filings	D	2017-08-15 19:13:07 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001714534 Filed Document 0001714534-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-15 19:13:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Warden Industrial Briskin Ln LLC See All Filings	D	2017-08-15 16:38:08 UTC
Amount To Be Raised $2,964,705 Associated Brokers / Dealers N/A CIK Number 0001714624 Filed Document 0001714624-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-15 16:38:08 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MJRE Fund I, LLC See All Filings	D	2017-08-15 16:04:27 UTC
Amount To Be Raised $4,440,000 Associated Brokers / Dealers MJ Real Estate Investors, Inc. CIK Number 0001714568 Filed Document 0001714568-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-15 16:04:27 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Derivatix First Option Fund, LP See All Filings	D/A	2017-08-15 15:47:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001651132 Filed Document 0001651132-17-000012 Exclusions or Exemptions 506c Accepted Date 2017-08-15 15:47:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coherence Capital Spectrum Fund Offshore, Ltd. See All Filings	D/A	2017-08-15 14:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574173 Filed Document 0000919574-17-006271 Exclusions or Exemptions 506c Accepted Date 2017-08-15 14:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Coherence Capital Spectrum Fund Onshore, LP See All Filings	D/A	2017-08-15 14:56:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574172 Filed Document 0000919574-17-006269 Exclusions or Exemptions 506c Accepted Date 2017-08-15 14:56:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SparkLabs Korea Fund II, L.P. See All Filings	D	2017-08-15 14:35:48 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001714772 Filed Document 0001714772-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-15 14:35:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoSun Inc. See All Filings	D	2017-08-15 14:32:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001706024 Filed Document 0001644600-17-000153 Exclusions or Exemptions 506c Accepted Date 2017-08-15 14:32:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Discovery Plaza Retail Partners, LLC See All Filings	D	2017-08-15 12:48:17 UTC
Amount To Be Raised $5,265,000 Associated Brokers / Dealers Direct Realty Securities, Inc. CIK Number 0001714600 Filed Document 0001714600-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-15 12:48:17 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Heritage Group Ltd See All Filings	D/A	2017-08-15 12:28:00 UTC
Amount To Be Raised $983,000 Associated Brokers / Dealers N/A CIK Number 0001714045 Filed Document 0001209191-17-048845 Exclusions or Exemptions 506c Accepted Date 2017-08-15 12:28:00 UTC Type of Offering D/A Industry Other Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
LaSalle Asia Opportunity V L.P. See All Filings	D/A	2017-08-15 11:43:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682666 Filed Document 0001140361-17-032212 Exclusions or Exemptions 506c Accepted Date 2017-08-15 11:43:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Doc Buddy Inc. See All Filings	D	2017-08-14 19:23:37 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001711865 Filed Document 0001711865-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-14 19:23:37 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Once On This Island Ltd Liability Co See All Filings	D	2017-08-14 18:01:27 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001708577 Filed Document 0001708577-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 18:01:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Prairie Aqua Tech Investments, LLC See All Filings	D	2017-08-14 17:53:10 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001706627 Filed Document 0001140361-17-032141 Exclusions or Exemptions 506c Accepted Date 2017-08-14 17:53:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
DAD PARK CITY HOLDINGS, LP See All Filings	D	2017-08-14 16:50:55 UTC
Amount To Be Raised $5,525,000 Associated Brokers / Dealers N/A CIK Number 0001714036 Filed Document 0001714036-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 16:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ATSAN LP See All Filings	D	2017-08-14 16:38:16 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001714640 Filed Document 0001714640-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 16:38:16 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
FC Lemon 8, LLC See All Filings	D	2017-08-14 16:05:52 UTC
Amount To Be Raised $885,000 Associated Brokers / Dealers N/A CIK Number 0001714566 Filed Document 0001714566-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-14 16:05:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ondello, Inc. See All Filings	D	2017-08-14 15:44:10 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001702939 Filed Document 0001702939-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-08-14 15:44:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-08-14 13:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-08-14 13:25:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CF DEBT FUND, LLC See All Filings	D	2017-08-14 13:17:21 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001620517 Filed Document 0001620517-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-14 13:17:21 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
BRELF II, LLC See All Filings	D/A	2017-08-14 13:09:09 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001607840 Filed Document 0001607840-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-14 13:09:09 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 4 LLC See All Filings	D	2017-08-14 12:39:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-14 12:39:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt