Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
iintoo New Jersey One Wall L.P. See All Filings	D/A	2017-08-30 12:55:00 UTC
Amount To Be Raised $2,075,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001709850 Filed Document 0001709850-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-30 12:55:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-08-30 10:58:49 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000051 Exclusions or Exemptions 506c Accepted Date 2017-08-30 10:58:49 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adwerx, Inc. See All Filings	D	2017-08-29 16:23:41 UTC
Amount To Be Raised $4,419,953 Associated Brokers / Dealers N/A CIK Number 0001631461 Filed Document 0001631461-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-29 16:23:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC POINT REALTY FUND, LLC See All Filings	D	2017-08-29 15:19:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001715724 Filed Document 0001715724-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 15:19:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRIDGING MEDICAL GROUP, LLC See All Filings	D	2017-08-29 15:07:33 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605798 Filed Document 0001605798-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-29 15:07:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Gettin The Band Back on Broadway Ltd Liability Co See All Filings	D/A	2017-08-29 11:43:11 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001592512 Filed Document 0001592512-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-29 11:43:11 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Entrex Capital Market See All Filings	D	2017-08-29 11:22:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001714410 Filed Document 0001714410-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 11:22:31 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Other
IIFL GLOBAL WEALTH FUND See All Filings	D	2017-08-29 07:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715431 Filed Document 0001715431-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 07:18:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 8 See All Filings	D	2017-08-29 07:05:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715590 Filed Document 0001715590-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-29 07:05:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL OPPORTUNITIES FUND 9 See All Filings	D	2017-08-29 06:53:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715478 Filed Document 0001715478-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-29 06:53:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
POWERONE Corp See All Filings	D/A	2017-08-28 18:01:12 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers PowerOne Corporation CIK Number 0001576187 Filed Document 0001576187-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-28 18:01:12 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VIVALNK Ltd See All Filings	D	2017-08-28 17:54:20 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001713566 Filed Document 0001713566-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-28 17:54:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Equity Cap Venture Fund LLC See All Filings	D	2017-08-28 16:38:13 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001715248 Filed Document 0001715248-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-28 16:38:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InvestX Series 37 Limited Partnership See All Filings	D	2017-08-28 15:46:37 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001715673 Filed Document 0001715673-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-28 15:46:37 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Christopher Eric Fite LLC (371559) See All Filings	D/A	2017-08-28 13:20:57 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001701539 Filed Document 0001701539-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-28 13:20:57 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Debt
Crown Scurry #2 Joint Venture See All Filings	D/A	2017-08-28 11:39:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001715009 Filed Document 0001715009-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-28 11:39:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
FLEx Lighting II, LLC See All Filings	D	2017-08-25 17:48:37 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Rainmaker Securities, LLC CIK Number 0001588282 Filed Document 0001588282-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 17:48:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
PeerLogix, Inc. See All Filings	D	2017-08-25 17:09:28 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001603494 Filed Document 0001683168-17-002222 Exclusions or Exemptions 506c Accepted Date 2017-08-25 17:09:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Protocol Labs, Inc. See All Filings	D/A	2017-08-25 16:40:16 UTC
Amount To Be Raised $51,658,489 Associated Brokers / Dealers N/A CIK Number 0001675225 Filed Document 0001675225-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-25 16:40:16 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Protocol Labs, Inc. See All Filings	D/A	2017-08-25 16:38:25 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001675225 Filed Document 0001675225-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-25 16:38:25 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Berkwood Resources Ltd. See All Filings	D	2017-08-25 16:17:16 UTC
Amount To Be Raised $10,534 Associated Brokers / Dealers N/A CIK Number 0001715272 Filed Document 0001176256-17-000284 Exclusions or Exemptions 506c Accepted Date 2017-08-25 16:17:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PRECISION OPTICS CORPORATION, INC. See All Filings	D	2017-08-25 16:05:12 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0000867840 Filed Document 0001683168-17-002218 Exclusions or Exemptions 506c Accepted Date 2017-08-25 16:05:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D	2017-08-25 14:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-08-25 14:53:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Crown Venture Investment Fund L.P. See All Filings	D/A	2017-08-25 14:51:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532883 Filed Document 0001532883-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 14:51:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Christopher Eric Fite LLC (371559) See All Filings	D/A	2017-08-25 14:34:14 UTC
Amount To Be Raised $10,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001701539 Filed Document 0001701539-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-08-25 14:34:14 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business PUERTO RICO Revenue or Assets $Over $100,000,000 Type of Security Debt
Alpine Endeavors, LLC See All Filings	D	2017-08-25 13:41:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715280 Filed Document 0001715280-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-25 13:41:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
West Pine Development Partners II LLC See All Filings	D	2017-08-25 11:31:37 UTC
Amount To Be Raised $2,700,400 Associated Brokers / Dealers N/A CIK Number 0001715134 Filed Document 0001715134-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 11:31:37 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AAI Global Institutional LLC-S See All Filings	D	2017-08-25 10:52:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715320 Filed Document 0001715320-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 10:52:04 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Rapamycin Holdings, Inc. See All Filings	D	2017-08-25 10:48:02 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 10:48:02 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MCM Opportunity Partners LP See All Filings	D/A	2017-08-25 10:43:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581073 Filed Document 0001581073-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-25 10:43:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protocol Labs, Inc. See All Filings	D	2017-08-25 09:33:41 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001675225 Filed Document 0001675225-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-25 09:33:41 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
OneSource Fund I, LLC See All Filings	D	2017-08-24 16:37:45 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001715324 Filed Document 0001715324-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-24 16:37:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GS Mezzanine Partners VII Offshore, L.P. See All Filings	D	2017-08-24 16:00:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001715132 Filed Document 0001715132-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-24 16:00:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Mezzanine Partners VII, L.P. See All Filings	D	2017-08-24 15:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001715128 Filed Document 0001715128-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-24 15:57:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in MST - III) LP See All Filings	D	2017-08-24 12:38:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651564 Filed Document 0001465818-17-000050 Exclusions or Exemptions 506c Accepted Date 2017-08-24 12:38:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OurCrowd (Investment in MST - II) L.P. See All Filings	D	2017-08-24 12:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599508 Filed Document 0001465818-17-000049 Exclusions or Exemptions 506c Accepted Date 2017-08-24 12:25:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
(OurCrowd Investment in MST) L.P. See All Filings	D	2017-08-24 12:17:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599496 Filed Document 0001465818-17-000048 Exclusions or Exemptions 506c Accepted Date 2017-08-24 12:17:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Leerink Transformation Fund I (Cayman Feeder) L.P. See All Filings	D	2017-08-24 11:42:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers ISPartners Investment Solutions AG CIK Number 0001715355 Filed Document 0001715355-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-24 11:42:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KB Midwest Dialysis, DST See All Filings	D	2017-08-24 10:32:47 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001715430 Filed Document 0001715430-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-24 10:32:47 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
ANYCAFE, INC. See All Filings	D	2017-08-23 16:48:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684145 Filed Document 0001684145-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-23 16:48:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D/A	2017-08-23 16:45:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-08-23 16:45:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D/A	2017-08-23 16:20:49 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-17-000152 Exclusions or Exemptions 506c Accepted Date 2017-08-23 16:20:49 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Shock Mitigation Technologies, Inc See All Filings	D	2017-08-23 15:25:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001713374 Filed Document 0001713374-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-23 15:25:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Advanced Magnet Lab Inc See All Filings	D	2017-08-23 08:47:10 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Great Point Capital LLC CIK Number 0001409700 Filed Document 0001409700-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-08-23 08:47:10 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Steady Options Fund I LLC See All Filings	D/A	2017-08-22 19:27:46 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001714478 Filed Document 0001714478-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-22 19:27:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Crystal View Capital Fund II, LLC See All Filings	D	2017-08-22 18:48:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715014 Filed Document 0001715014-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 18:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collective2 Holdings LLC See All Filings	D/A	2017-08-22 17:02:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001682415 Filed Document 0001682415-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 17:02:31 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USB Focus Fund LevelUp 2B, LLC See All Filings	D	2017-08-22 16:09:41 UTC
Amount To Be Raised $13,469,321 Associated Brokers / Dealers U.S. Boston Capital Corporation CIK Number 0001712637 Filed Document 0001712637-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 16:09:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Screening, Inc. See All Filings	D	2017-08-22 16:06:13 UTC
Amount To Be Raised $9,349,999 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001715286 Filed Document 0001715286-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-08-22 16:06:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenzone Properties Fund 1, LLC See All Filings	D	2017-08-22 15:20:07 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001715285 Filed Document 0001715285-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-08-22 15:20:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity