Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Private Investor Club Feeder Fund 1 LLC See All Filings	D	2019-03-06 12:24:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001769536 Filed Document 0001769536-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-06 12:24:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUE RIDGE BANKSHARES, INC. See All Filings	D	2019-03-06 12:24:25 UTC
Amount To Be Raised $19,919,735 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0000842717 Filed Document 0000842717-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-06 12:24:25 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Calliphon Ventures LLC See All Filings	D	2019-03-06 12:23:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001769786 Filed Document 0001769858-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-06 12:23:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Monrovia Group LLC See All Filings	D	2019-03-06 11:57:49 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001769858 Filed Document 0001769858-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-06 11:57:49 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Harmonic Investors LLC Fund I See All Filings	D/A	2019-03-06 10:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-06 10:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Britannica Capital LLC See All Filings	D	2019-03-05 16:12:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769760 Filed Document 0001769760-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-05 16:12:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vincent Village LLC See All Filings	D/A	2019-03-05 16:07:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001725764 Filed Document 0001437749-19-004062 Exclusions or Exemptions 506c Accepted Date 2019-03-05 16:07:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alfie Investors LLC See All Filings	D/A	2019-03-05 13:48:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689464 Filed Document 0001689464-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-05 13:48:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MC 15 Preferred Equity LLC See All Filings	D/A	2019-03-05 13:26:09 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001673073 Filed Document 0001673073-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-05 13:26:09 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Value Partners Intelligent Funds-China Convergence Fund See All Filings	D/A	2019-03-05 12:42:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners and ALPS Distributors, Inc. CIK Number 0001574865 Filed Document 0001574865-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-05 12:42:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Partners China A-Share Select Fund See All Filings	D/A	2019-03-05 12:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALPS Distributors, Inc. CIK Number 0001626048 Filed Document 0001626048-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-05 12:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
savedroid Inc See All Filings	D	2019-03-05 08:32:07 UTC
Amount To Be Raised $67,800,000 Associated Brokers / Dealers N/A CIK Number 0001746854 Filed Document 0001746854-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-05 08:32:07 UTC Type of Offering D Industry Other Technology Principal Place of Business GERMANY Revenue or Assets $No Revenues Type of Security Other
Expanesthetics, Inc See All Filings	D/A	2019-03-04 19:35:36 UTC
Amount To Be Raised $1,393,561 Associated Brokers / Dealers n/a CIK Number 0001716170 Filed Document 0001716170-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 19:35:36 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
E-Dental Services, LLC See All Filings	D/A	2019-03-04 18:51:30 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001754834 Filed Document 0001754834-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 18:51:30 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Griffis Premium Apartment Fund V (INST), L.P. See All Filings	D	2019-03-04 15:12:27 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001767741 Filed Document 0001767869-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-03-04 15:12:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Griffis Premium Apartment Fund V (HNW), L.P. See All Filings	D	2019-03-04 14:58:31 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001767742 Filed Document 0001767869-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-04 14:58:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CITY FOUNDRY OZ FUND, LLC See All Filings	D	2019-03-04 14:49:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CLIFTONLARSENALLEN WEALTH ADVISORS, LLC CIK Number 0001768440 Filed Document 0001768440-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 14:49:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Autism Diagnostic Technologies, Inc. See All Filings	D	2019-03-04 14:33:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Keith Testaverde CIK Number 0001769588 Filed Document 0001213900-19-003501 Exclusions or Exemptions 506c Accepted Date 2019-03-04 14:33:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Chestnut Healthcare Partners, L.P. See All Filings	D/A	2019-03-04 14:27:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cape Securities, Inc. CIK Number 0001691166 Filed Document 0001691166-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 14:27:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Griffis Premium Apartment Fund V (AI - Co-Invest), L.P. See All Filings	D	2019-03-04 14:22:08 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001767869 Filed Document 0001767869-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 14:22:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Galen Apartments LLC See All Filings	D	2019-03-04 14:12:38 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers Galen Apartments LLC CIK Number 0001769473 Filed Document 0001769473-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 14:12:38 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLIENT OWNED INTERMEDIARY NEXUS, LLC See All Filings	D	2019-03-04 12:21:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747607 Filed Document 0001078782-19-000195 Exclusions or Exemptions 506c Accepted Date 2019-03-04 12:21:58 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Allied Resource Partners Buresh 17-1HM, LP See All Filings	D	2019-03-04 12:04:00 UTC
Amount To Be Raised $687,500 Associated Brokers / Dealers N/A CIK Number 0001769526 Filed Document 0001769526-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 12:04:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Kinesis Cayman Ltd See All Filings	D/A	2019-03-04 11:40:22 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers N/A CIK Number 0001762577 Filed Document 0001762577-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-04 11:40:22 UTC Type of Offering D/A Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Other
Nashville Music Row Hotel Holdings LLC See All Filings	D	2019-03-04 08:47:09 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001769436 Filed Document 0001769436-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-04 08:47:09 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Principia Ventures LLC See All Filings	D	2019-03-01 19:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559549 Filed Document 0001559549-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 19:28:40 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Panama Golden Pineapple LP See All Filings	D/A	2019-03-01 17:35:45 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001729144 Filed Document 0001729144-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-01 17:35:45 UTC Type of Offering D/A Industry Agriculture Principal Place of Business PANAMA Revenue or Assets $No Revenues Type of Security Equity
Panama Golden Pineapple LP See All Filings	D/A	2019-03-01 17:18:18 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001729144 Filed Document 0001729144-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 17:18:18 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Revenues Type of Security Equity
VSV I L.P. See All Filings	D	2019-03-01 17:13:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769345 Filed Document 0001769345-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 17:13:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC INVESTMENT FUND I, LLC See All Filings	D	2019-03-01 16:56:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001769364 Filed Document 0001769364-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 16:56:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NSD Mission Grove, LLC See All Filings	D	2019-03-01 16:44:29 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001769285 Filed Document 0001769285-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 16:44:29 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
RN VILLA HOLDCO LLC See All Filings	D/A	2019-03-01 16:39:50 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001769103 Filed Document 0001769103-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-03-01 16:39:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BAYROCK FINANCIAL & DEVELOPMENT CORP See All Filings	D	2019-03-01 16:03:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001655083 Filed Document 0001655083-19-000004 Exclusions or Exemptions 504 and 506c Accepted Date 2019-03-01 16:03:46 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
U.S. Cities Multifamily Fund LP See All Filings	D	2019-03-01 14:35:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001768382 Filed Document 0001567619-19-005729 Exclusions or Exemptions 506c Accepted Date 2019-03-01 14:35:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheelock Street Real Estate Long Term Value Fund, LP See All Filings	D	2019-03-01 13:17:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759173 Filed Document 0001759173-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 13:17:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
VALUE PARTNERS TAIWAN FUND See All Filings	D/A	2019-03-01 12:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liora Partners, Centenium Advisors, LLC, and ALPS Distributors, Inc. CIK Number 0001431910 Filed Document 0001431910-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-03-01 12:25:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEQUESTA ALF LLC See All Filings	D/A	2019-02-28 16:32:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756718 Filed Document 0001756718-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-28 16:32:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
RBJ RETIREMENT FUND LP See All Filings	D	2019-02-28 14:47:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218455 Filed Document 0001218455-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-28 14:47:39 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
RBJ PARTNERS LP See All Filings	D	2019-02-28 14:17:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218453 Filed Document 0001218453-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-28 14:17:14 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
True Classic Production, LLC See All Filings	D	2019-02-28 12:48:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001769121 Filed Document 0001769121-19-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2019-02-28 12:48:42 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tank Partners Equipment Company, Inc. See All Filings	D	2019-02-28 11:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001768631 Filed Document 0001768631-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-28 11:01:20 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Washington Investments - Mt Baker Station LP See All Filings	D	2019-02-27 20:15:12 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers Winlo Management Group, LLC CIK Number 0001763248 Filed Document 0001763248-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-02-27 20:15:12 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pocket Network, Inc. See All Filings	D	2019-02-27 17:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769142 Filed Document 0001768896-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-27 17:29:55 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Vinik Partners II LP See All Filings	D	2019-02-27 17:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764743 Filed Document 0000902664-19-001307 Exclusions or Exemptions 506c Accepted Date 2019-02-27 17:04:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vinik Offshore Fund II Ltd See All Filings	D	2019-02-27 17:01:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764773 Filed Document 0000902664-19-001306 Exclusions or Exemptions 506c Accepted Date 2019-02-27 17:01:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vinik Fund II LP See All Filings	D	2019-02-27 16:59:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764734 Filed Document 0000902664-19-001305 Exclusions or Exemptions 506c Accepted Date 2019-02-27 16:59:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Game Lounge LA LLC See All Filings	D	2019-02-27 16:37:52 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001769155 Filed Document 0001493152-19-002662 Exclusions or Exemptions 506c Accepted Date 2019-02-27 16:37:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pivent Inc. See All Filings	D	2019-02-27 16:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769250 Filed Document 0001769250-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-27 16:10:23 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Other
MLG Private Fund IV LLC See All Filings	D/A	2019-02-27 15:36:32 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001755350 Filed Document 0001755350-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-02-27 15:36:32 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Mercedes-Benz Financial Services USA LLC See All Filings	D/A	2019-02-27 15:03:48 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001540252 Filed Document 0001567619-19-005472 Exclusions or Exemptions 506c Accepted Date 2019-02-27 15:03:48 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $Over $100,000,000 Type of Security Debt