Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wind Talker Innovations, Inc. See All Filings	D	2017-10-17 12:36:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001719255 Filed Document 0001719255-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 12:36:45 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Mark's Watches, Inc. See All Filings	D	2017-10-17 11:53:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Mark's Watches, Inc. CIK Number 0001719873 Filed Document 0001719873-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:53:21 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Paradise Valley Assisted Living, LLC See All Filings	D	2017-10-17 11:29:15 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001719870 Filed Document 0001719870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-17 11:29:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MiRTLE Medical LLC See All Filings	D	2017-10-17 10:17:11 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001577949 Filed Document 0001577949-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-17 10:17:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FIRST BANCSHARES OF TEXAS INC See All Filings	D/A	2017-10-16 18:05:25 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000355380 Filed Document 0000355380-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-16 18:05:25 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Investors LLC See All Filings	D	2017-10-16 16:58:45 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001719413 Filed Document 0001719413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 16:58:45 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Midship Apartments LLC See All Filings	D	2017-10-16 15:09:51 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001719722 Filed Document 0001719722-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 15:09:51 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sound Equity High Income Debt Fund, LLC See All Filings	D	2017-10-16 13:02:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719581 Filed Document 0001719581-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 13:02:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross Fund 4 LLC See All Filings	D	2017-10-16 12:04:26 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001701405 Filed Document 0001701405-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-10-16 12:04:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Palmer Square Senior Loan Fund See All Filings	D	2017-10-16 10:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719622 Filed Document 0001719622-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 10:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEDGE Capital International Small Cap, LP See All Filings	D/A	2017-10-16 09:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 09:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Elden Drive Capital 1 LLC See All Filings	D	2017-10-16 08:40:09 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001719483 Filed Document 0001719483-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 08:40:09 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Kenwood Rd Capital 8 LLC See All Filings	D	2017-10-16 08:22:34 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001719482 Filed Document 0001719482-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-16 08:22:34 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
American-Swiss Capital, Inc. See All Filings	D	2017-10-13 17:12:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001586654 Filed Document 0001586654-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-10-13 17:12:58 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
iintoo Manhattan Ave. Bruman Realty L.P. See All Filings	D	2017-10-13 16:38:36 UTC
Amount To Be Raised $2,046,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001719598 Filed Document 0001719603-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-10-13 16:38:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capital Engine Inc. See All Filings	D	2017-10-13 16:21:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001719602 Filed Document 0001719602-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 16:21:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
NeoChrimata Capital See All Filings	D	2017-10-13 14:05:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Benedetto CIK Number 0001719356 Filed Document 0001719356-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 14:05:14 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Encore GP Investment Fund, LLC See All Filings	D/A	2017-10-13 13:58:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WealthForge Securitites, LLC CIK Number 0001682685 Filed Document 0001682685-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:58:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Streamside Partners LLC See All Filings	D	2017-10-13 13:55:15 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001719368 Filed Document 0001719368-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:55:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
AminAg LLC See All Filings	D	2017-10-13 13:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001718182 Filed Document 0001718182-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:47:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Kerrville RREAF L.P. See All Filings	D	2017-10-13 13:14:45 UTC
Amount To Be Raised $1,930,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001719607 Filed Document 0001719603-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 13:14:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCT Holdings, LLC See All Filings	D	2017-10-13 12:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719527 Filed Document 0001719527-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 12:44:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Northern Lights Royalties III LP See All Filings	D	2017-10-13 12:30:53 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers N/A CIK Number 0001719559 Filed Document 0001719559-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-13 12:30:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
10 Federal Self Storage Acquisition Co 1, LLC See All Filings	D/A	2017-10-13 10:14:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001711632 Filed Document 0001711632-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-13 10:14:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PIPER TOO PARTNERSHIP See All Filings	D	2017-10-12 18:51:06 UTC
Amount To Be Raised $449,600 Associated Brokers / Dealers ALL FINRA REGISTERED REPS CIK Number 0001719538 Filed Document 0001719538-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:51:06 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
ELITE AEROSPACE GROUP, INC. See All Filings	D	2017-10-12 18:37:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001687177 Filed Document 0001065949-17-000128 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:37:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ELITE AEROSPACE GROUP, INC. See All Filings	D	2017-10-12 18:33:17 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001687177 Filed Document 0001065949-17-000127 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:33:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
International Financial Group LTD See All Filings	D/A	2017-10-12 18:11:50 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001704609 Filed Document 0001704609-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-12 18:11:50 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lucideus Inc. See All Filings	D	2017-10-12 17:38:41 UTC
Amount To Be Raised $339,997 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-10-12 17:38:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRANCIS CAPITAL & GAVILAN CAPITAL MULTIFAMILY OPPORTUNITY FUND I, LLC See All Filings	D	2017-10-12 17:33:26 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001718926 Filed Document 0001718926-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 17:33:26 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
True Link Financial, Inc. See All Filings	D	2017-10-12 16:41:47 UTC
Amount To Be Raised $12,280,140 Associated Brokers / Dealers N/A CIK Number 0001718716 Filed Document 0001718716-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 16:41:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encore Hospitality Fund II, LP See All Filings	D	2017-10-12 14:25:32 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001715346 Filed Document 0001715346-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-12 14:25:32 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
37th Parallel Properties Investment Group, LLC See All Filings	D	2017-10-12 10:34:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Don Duncan and WealthForge Securities, LLC CIK Number 0001719275 Filed Document 0001719275-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-12 10:34:47 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SPRINGSTAR INC. See All Filings	D	2017-10-11 19:15:05 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers M. Banfield CIK Number 0001349337 Filed Document 0001349337-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 19:15:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Allied Global Real Estate Fund LLC See All Filings	D	2017-10-11 17:26:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001719271 Filed Document 0001719271-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 17:26:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha Wolf Creek, LLC See All Filings	D	2017-10-11 16:27:24 UTC
Amount To Be Raised $1,880,000 Associated Brokers / Dealers N/A CIK Number 0001717367 Filed Document 0001717367-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:27:24 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Fig Publishing, Inc. See All Filings	D	2017-10-11 16:22:03 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001658966 Filed Document 0001465818-17-000060 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:22:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Momentum JLRP LLC See All Filings	D	2017-10-11 16:06:33 UTC
Amount To Be Raised $1,417,000 Associated Brokers / Dealers N/A CIK Number 0001719149 Filed Document 0001719149-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 16:06:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apple Capital Group, Inc. See All Filings	D	2017-10-11 15:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001718804 Filed Document 0001718804-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:57:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Regulation A Plus VC Partners INC See All Filings	D	2017-10-11 15:48:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001717026 Filed Document 0001717026-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:48:39 UTC Type of Offering D Industry Investment Banking Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
DoorStat LLC See All Filings	D/A	2017-10-11 15:24:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities CIK Number 0001716829 Filed Document 0001716829-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 15:24:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
SICKWEATHER, INC. See All Filings	D	2017-10-11 14:21:51 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001620525 Filed Document 0001620525-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-11 14:21:51 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
CAPITOL HILL PARTNERS LLC See All Filings	D	2017-10-11 14:15:13 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001709301 Filed Document 0001709301-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-11 14:15:13 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Beyond Commerce See All Filings	D	2017-10-11 09:48:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Boustead Securities LLC CIK Number 0001386049 Filed Document 0001445866-17-001406 Exclusions or Exemptions 506c Accepted Date 2017-10-11 09:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
That Christmas Movie LLC See All Filings	D	2017-10-11 09:00:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001701225 Filed Document 0001701225-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-11 09:00:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Klinkloans Fund LLC See All Filings	D	2017-10-10 20:02:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001719174 Filed Document 0001719174-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-10 20:02:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
InGen Dynamics, Inc. See All Filings	D	2017-10-10 19:58:23 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001690888 Filed Document 0001690888-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-10-10 19:58:23 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PONTUS 5050 LLC See All Filings	D	2017-10-10 19:06:10 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Kim D.H. Butler, John Joseph Shedenhelm, Anthony Faso, Chris Thompson, Tom Suvansri, Jeff Brummett, Monica E. Felton, Joel C. McGriff, Russell Morgan, Nickos J. Kourouglos, Ryan Lee, Bert Salazar, and Chris Thurman CIK Number 0001712405 Filed Document 0001712405-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-10 19:06:10 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXIX NEW CITIES, LLC See All Filings	D	2017-10-10 17:10:08 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001718657 Filed Document 0001718657-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-10 17:10:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM FUND XXVI 480 HOLDINGS, LLC See All Filings	D	2017-10-10 17:09:31 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001718655 Filed Document 0001718655-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-10 17:09:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity