Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ZALICO Variable Annuity Separate Account -- 2 See All Filings	D/A	2017-11-02 16:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MFI Investments Corp and 1st Global Capital Corp Husami & Associates CIK Number 0001510723 Filed Document 0001167611-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-02 16:17:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2017-11-02 15:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors CIK Number 0001167611 Filed Document 0001167611-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-02 15:43:17 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SAN FRANCISCO SELF STORAGE III LLC See All Filings	D	2017-11-02 15:16:23 UTC
Amount To Be Raised $5,174,000 Associated Brokers / Dealers none CIK Number 0001099493 Filed Document 0001099493-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-02 15:16:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hybridyne Power Systems See All Filings	D	2017-11-02 14:30:28 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001721554 Filed Document 0001721554-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-02 14:30:28 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Stonegate Diversified Digital Asset Fund, Ltd. See All Filings	D	2017-11-02 13:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721530 Filed Document 0001721530-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-02 13:36:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2017-11-02 11:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. and Benefit Finance Securities CIK Number 0001167611 Filed Document 0001167611-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-02 11:56:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
REVA Kay Brookings, DST See All Filings	D	2017-11-02 09:47:15 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers Jason Salmon, Betty Friant, Chay Lapin, Jason Salmon, Chay Lapin, Betty Friant, and Orrin Barlow CIK Number 0001712345 Filed Document 0001712345-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-02 09:47:15 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Grand Coast Capital Fund I, LLC See All Filings	D/A	2017-11-01 18:45:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001584924 Filed Document 0001584924-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-01 18:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Grand Coast Capital Fund I, LLC See All Filings	D/A	2017-11-01 18:42:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001584924 Filed Document 0001584924-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-01 18:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LARSON CAPITAL FUND V, LLC See All Filings	D	2017-11-01 17:19:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001708494 Filed Document 0001708494-17-000013 Exclusions or Exemptions 506c Accepted Date 2017-11-01 17:19:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Militus, Inc. See All Filings	D/A	2017-11-01 16:41:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001716750 Filed Document 0001716750-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-01 16:41:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Full Genomes Corp See All Filings	D/A	2017-11-01 16:36:19 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001586962 Filed Document 0001586962-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-01 16:36:19 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Full Genomes Corp See All Filings	D	2017-11-01 16:29:09 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001586962 Filed Document 0001586962-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-01 16:29:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Coast Mineral, LLC See All Filings	D	2017-11-01 16:23:16 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Gulf Coast Mineral CIK Number 0001462359 Filed Document 0001462359-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-11-01 16:23:16 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Stonegate Diversified Digital Asset Fund, LP See All Filings	D	2017-11-01 14:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721507 Filed Document 0001721507-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-01 14:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MediCanna Vision Inc. See All Filings	D/A	2017-11-01 14:31:13 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001703385 Filed Document 0001703385-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-11-01 14:31:13 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Grown Rogue Unlimited, LLC See All Filings	D	2017-11-01 14:11:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703870 Filed Document 0001703870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-01 14:11:15 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
WeLearn, Inc. See All Filings	D	2017-11-01 13:03:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001720760 Filed Document 0001720760-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-11-01 13:03:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
First State Brewing Company, LLC See All Filings	D/A	2017-11-01 12:15:55 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001687404 Filed Document 0001687404-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-01 12:15:55 UTC Type of Offering D/A Industry Other Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hollender Sustainable Brands, LLC See All Filings	D/A	2017-11-01 11:15:27 UTC
Amount To Be Raised $6,053,480 Associated Brokers / Dealers CircleUp Network, Inc CIK Number 0001578884 Filed Document 0001578884-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-11-01 11:15:27 UTC Type of Offering D/A Industry Retailing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Harmonic Investors LLC Fund I See All Filings	D/A	2017-11-01 10:26:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-11-01 10:26:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
LMLC North Chicago, LLC See All Filings	D	2017-10-31 18:03:02 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001721246 Filed Document 0001721246-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-31 18:03:02 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
LMLC Rockford, LLC See All Filings	D	2017-10-31 17:53:12 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001721263 Filed Document 0001721263-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-31 17:53:12 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
LMLC Naperville, LLC See All Filings	D	2017-10-31 17:47:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001721247 Filed Document 0001721247-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-31 17:47:21 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Lafayette NCP, LLC See All Filings	D	2017-10-31 17:34:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001721270 Filed Document 0001721270-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-31 17:34:17 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Paradyme Luxury Equity, LLC See All Filings	D/A	2017-10-31 17:16:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001721207 Filed Document 0001721311-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-31 17:16:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alaska Financial Co III LLC See All Filings	D/A	2017-10-31 16:50:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001501560 Filed Document 0001501560-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-31 16:50:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
WUNDER CAPITAL V, LLC See All Filings	D	2017-10-31 15:41:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719476 Filed Document 0001140361-17-040280 Exclusions or Exemptions 506c Accepted Date 2017-10-31 15:41:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
WUNDER CAPITAL IV LLC See All Filings	D	2017-10-31 15:40:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719480 Filed Document 0001140361-17-040279 Exclusions or Exemptions 506c Accepted Date 2017-10-31 15:40:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Unbound Technologies, Inc. See All Filings	D	2017-10-31 15:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707453 Filed Document 0001707453-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-31 15:20:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ashram Limited Partnership See All Filings	D	2017-10-31 15:20:54 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers None CIK Number 0001721350 Filed Document 0001721350-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-31 15:20:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PATRIOT FINANCIAL PARTNERS III, L.P. See All Filings	D/A	2017-10-31 14:22:18 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001703298 Filed Document 0001703298-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-31 14:22:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
No Sweat, LLC See All Filings	D	2017-10-31 10:19:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649192 Filed Document 0001649192-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-31 10:19:06 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Old Woods Road Capital 36 LLC See All Filings	D	2017-10-30 19:56:18 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001721209 Filed Document 0001721209-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-30 19:56:18 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
7th Street Capital 285, LLC See All Filings	D	2017-10-30 19:51:10 UTC
Amount To Be Raised $1,455,693 Associated Brokers / Dealers N/A CIK Number 0001721208 Filed Document 0001721208-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-30 19:51:10 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
UGF Investment Fund I, LLC See All Filings	D	2017-10-30 17:39:16 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001721205 Filed Document 0001721205-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-30 17:39:16 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Global Energy Protect Systems Corp. See All Filings	D	2017-10-30 17:35:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Global Energy Protect Systems Corp CIK Number 0001721254 Filed Document 0001721254-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-30 17:35:43 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRANCOS HEXAGON SYNTHEX FINCH INVESTORS LLC See All Filings	D	2017-10-30 16:29:05 UTC
Amount To Be Raised $539,000 Associated Brokers / Dealers N/A CIK Number 0001716927 Filed Document 0001716927-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-30 16:29:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Investors LLC See All Filings	D/A	2017-10-30 16:27:10 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001719413 Filed Document 0001719413-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-30 16:27:10 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Vital TOMA Investors LLC See All Filings	D	2017-10-30 16:13:51 UTC
Amount To Be Raised $56,000 Associated Brokers / Dealers N/A CIK Number 0001602267 Filed Document 0001602267-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-30 16:13:51 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Crystal Mountain Real Estate Investment Corp. See All Filings	D/A	2017-10-30 15:08:40 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001648846 Filed Document 0001648846-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-30 15:08:40 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GBCC Green Building Construction Corp. See All Filings	D	2017-10-30 14:55:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GBCC Green Building Construction Co Corp CIK Number 0001721132 Filed Document 0001721132-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-30 14:55:23 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DCT Holdings, LLC See All Filings	D/A	2017-10-30 14:45:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719527 Filed Document 0001719527-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-30 14:45:13 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Reveal Gold Inc. See All Filings	D	2017-10-30 14:35:35 UTC
Amount To Be Raised $2,961,532 Associated Brokers / Dealers N/A CIK Number 0001616885 Filed Document 0001616885-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-10-30 14:35:35 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Horizontal #4, L.P. See All Filings	D	2017-10-27 19:36:08 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001719813 Filed Document 0001719813-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-27 19:36:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PieShell, LLC See All Filings	D	2017-10-27 17:35:41 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers N/A CIK Number 0001715813 Filed Document 0001715813-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-10-27 17:35:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
HSI Drexel Ridge II, LLC See All Filings	D	2017-10-27 15:38:56 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001720870 Filed Document 0001720870-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-27 15:38:56 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Wadsworth Development, LLC See All Filings	D	2017-10-27 15:20:40 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001714837 Filed Document 0001714837-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-27 15:20:40 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
UserMuse, LLC See All Filings	D	2017-10-27 14:58:33 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001721043 Filed Document 0001721043-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-10-27 14:58:33 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLOCKCHAIN MOMENTUM, L.P. See All Filings	D/A	2017-10-27 14:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001719569 Filed Document 0001719569-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-10-27 14:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund