Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Drho187, a trust series of Roofstock One Trust See All Filings	D	2019-08-16 19:27:37 UTC
Amount To Be Raised $68,300 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001785189 Filed Document 0001785189-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 19:27:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Communities Fund, LLC See All Filings	D	2019-08-16 19:13:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001785690 Filed Document 0001785690-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 19:13:41 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Taos Monaco Properties LLC See All Filings	D	2019-08-16 18:31:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785582 Filed Document 0001785582-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 18:31:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioPlx, Inc. See All Filings	D/A	2019-08-16 18:28:44 UTC
Amount To Be Raised $1,641,415 Associated Brokers / Dealers N/A CIK Number 0001681636 Filed Document 0001681636-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-16 18:28:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AVADIM HEALTH, INC. See All Filings	D	2019-08-16 16:24:08 UTC
Amount To Be Raised $30,000,006 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-19-000190 Exclusions or Exemptions 506c Accepted Date 2019-08-16 16:24:08 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MiRTLE Medical LLC See All Filings	D	2019-08-16 14:55:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001577949 Filed Document 0001577949-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 14:55:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
HeartBeam, Inc. See All Filings	D	2019-08-16 14:33:20 UTC
Amount To Be Raised $2,077,000 Associated Brokers / Dealers Jumpstart Securities, LLC CIK Number 0001779372 Filed Document 0001779372-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-16 14:33:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Larson Capital Fund VI, LLC See All Filings	D/A	2019-08-16 12:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larson Financial Securities CIK Number 0001772186 Filed Document 0001772186-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-16 12:03:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Solar Fund Ultra 19 LLC See All Filings	D	2019-08-16 11:59:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785147 Filed Document 0001785147-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-16 11:59:26 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Bada616, a trust series of Roofstock One Trust See All Filings	D	2019-08-15 19:56:28 UTC
Amount To Be Raised $80,100 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001785519 Filed Document 0001785519-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 19:56:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
St Geme LP See All Filings	D	2019-08-15 18:34:26 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785608 Filed Document 0001785608-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 18:34:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Blacksheep U.S., LLC See All Filings	D	2019-08-15 18:16:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001784530 Filed Document 0001784530-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 18:16:33 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tri Global Energy, LLC See All Filings	D	2019-08-15 17:42:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001461516 Filed Document 0001461516-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 17:42:27 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Hehmeyer Cryptocurrency Index Fund, LLC See All Filings	D/A	2019-08-15 16:59:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001736034 Filed Document 0001736034-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 16:59:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
1050 OZ A, LLC See All Filings	D/A	2019-08-15 16:53:35 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers Baker Tilly Capital, LLC CIK Number 0001770702 Filed Document 0000897069-19-000374 Exclusions or Exemptions 506c Accepted Date 2019-08-15 16:53:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Elevate Investments llc See All Filings	D	2019-08-15 14:09:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001785556 Filed Document 0001785556-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 14:09:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sixty West O4W Opportunity Fund, LLC See All Filings	D/A	2019-08-15 13:40:41 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Capulent LLC, Dempsey Lord Smith, LLC, and Emerson Equity LLC CIK Number 0001767413 Filed Document 0001767413-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-15 13:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Coherence Capital Spectrum Fund Offshore, Ltd. See All Filings	D/A	2019-08-15 10:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574173 Filed Document 0000919574-19-005420 Exclusions or Exemptions 506c Accepted Date 2019-08-15 10:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Coherence Capital Spectrum Fund Onshore, LP See All Filings	D/A	2019-08-15 10:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574172 Filed Document 0000919574-19-005418 Exclusions or Exemptions 506c Accepted Date 2019-08-15 10:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DealerPolicy, Inc. See All Filings	D	2019-08-15 09:51:16 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001784637 Filed Document 0001784637-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-15 09:51:16 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
COMMUNITY FIRST BANCORP See All Filings	D/A	2019-08-15 07:44:08 UTC
Amount To Be Raised $10,000,005 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001047446 Filed Document 0001047446-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-08-15 07:44:08 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Pantera Venture Fund III LP See All Filings	D/A	2019-08-15 06:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001732380 Filed Document 0000902664-19-003406 Exclusions or Exemptions 506c Accepted Date 2019-08-15 06:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aura Securitization Trust - Series 2019-5 (Y) See All Filings	D	2019-08-14 17:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785484 Filed Document 0001714609-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-08-14 17:53:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aura Securitization Trust - Series 2019-5 (X) See All Filings	D	2019-08-14 17:31:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785465 Filed Document 0001714609-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-14 17:31:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ORIGINCLEAR, INC. See All Filings	D	2019-08-14 17:11:35 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001213900-19-015877 Exclusions or Exemptions 506c Accepted Date 2019-08-14 17:11:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
375 North Avenue, LLC See All Filings	D/A	2019-08-14 14:59:30 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001758250 Filed Document 0001758250-19-000010 Exclusions or Exemptions 506c Accepted Date 2019-08-14 14:59:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Texas Energy Legacy Investors, LLC See All Filings	D	2019-08-14 14:59:03 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers none CIK Number 0001785067 Filed Document 0001785067-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-14 14:59:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Emerald Partners, L.L.C. See All Filings	D	2019-08-13 20:40:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785356 Filed Document 0001785356-19-000001 Exclusions or Exemptions 504 and 506c Accepted Date 2019-08-13 20:40:51 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Lost Colony Botanicals LLC See All Filings	D	2019-08-13 19:55:15 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001785289 Filed Document 0001785289-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 19:55:15 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Investor's Source Private Lending Fund #1, LLC See All Filings	D/A	2019-08-13 17:46:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749571 Filed Document 0001749571-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:46:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springfield Storage, LLC See All Filings	D	2019-08-13 17:45:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001785198 Filed Document 0001785198-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:45:15 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rooftop River House, LLC See All Filings	D	2019-08-13 17:35:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001785326 Filed Document 0001785326-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:35:36 UTC Type of Offering D Industry Restaurants Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ATEL PRIVATE DEBT PARTNERS II, LLC See All Filings	D/A	2019-08-13 17:21:41 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers ATEL Securities Corporation and McMorgan & Company Capital Advisors LLC CIK Number 0001616076 Filed Document 0001567619-19-016593 Exclusions or Exemptions 506c Accepted Date 2019-08-13 17:21:41 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyEyeDr Investments, L.P. See All Filings	D	2019-08-13 16:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001785049 Filed Document 0001785049-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 16:47:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OurCrowd (Investment in Arbe) L.P. See All Filings	D	2019-08-13 16:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726238 Filed Document 0001784590-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-13 16:35:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OurCrowd (Investment in Edu) L.P. See All Filings	D	2019-08-13 16:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784585 Filed Document 0001784585-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 16:12:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Derivatix First Option Fund, LP See All Filings	D/A	2019-08-13 15:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001651132 Filed Document 0001651132-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-13 15:23:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horse Valley, LLC See All Filings	D	2019-08-13 15:19:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001708039 Filed Document 0001708039-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 15:19:01 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Derivatix First Option Fund, LP See All Filings	D/A	2019-08-13 15:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001651132 Filed Document 0001651132-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-13 15:17:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Odonata Health Inc See All Filings	D	2019-08-13 15:15:04 UTC
Amount To Be Raised $1,518,746 Associated Brokers / Dealers N/A CIK Number 0001783490 Filed Document 0001783490-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 15:15:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Respirix, Inc. See All Filings	D	2019-08-13 13:27:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001764552 Filed Document 0001764552-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 13:27:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
506 Parabellum Fund, LLC See All Filings	D	2019-08-13 12:17:53 UTC
Amount To Be Raised $2,979,750 Associated Brokers / Dealers N/A CIK Number 0001781733 Filed Document 0001781733-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-13 12:17:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feedme, Inc. See All Filings	D	2019-08-12 22:21:31 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001773031 Filed Document 0001773031-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-12 22:21:31 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Athena Inc See All Filings	D	2019-08-12 21:29:30 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001785280 Filed Document 0001785280-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-12 21:29:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
TriniCorp Robotics, Inc. See All Filings	D	2019-08-12 20:36:31 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001784338 Filed Document 0001784338-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-12 20:36:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
QualiRank Techs Corp. See All Filings	D	2019-08-12 18:14:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Verner Chan CIK Number 0001785298 Filed Document 0001785298-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-12 18:14:56 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Mohi170, a trust series of Roofstock One Trust See All Filings	D	2019-08-12 17:52:20 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001785191 Filed Document 0001785191-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-12 17:52:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clickflow Inc. See All Filings	D	2019-08-12 16:34:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001785255 Filed Document 0001785255-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-12 16:34:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Pantheon Resources plc See All Filings	D	2019-08-12 13:47:19 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001621910 Filed Document 0000950138-19-000463 Exclusions or Exemptions 506c Accepted Date 2019-08-12 13:47:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Growflow Corp. See All Filings	D	2019-08-12 12:57:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001729654 Filed Document 0001729654-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-12 12:57:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity