Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LiquidPiston, Inc. See All Filings	D	2019-09-05 15:18:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001446275 Filed Document 0001446275-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-09-05 15:18:38 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
TFC Draper 507, LLC See All Filings	D/A	2019-09-05 15:14:17 UTC
Amount To Be Raised $687,500 Associated Brokers / Dealers N/A CIK Number 0001780024 Filed Document 0001780024-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-09-05 15:14:17 UTC Type of Offering D/A Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Acretrader 114, LLC See All Filings	D	2019-09-05 14:38:37 UTC
Amount To Be Raised $258,989 Associated Brokers / Dealers N/A CIK Number 0001786030 Filed Document 0001780972-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-05 14:38:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
BAILARD REAL ESTATE INVESTMENT TRUST, INC See All Filings	D/A	2019-09-05 14:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935457 Filed Document 0001371546-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-05 14:26:23 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Way Homes, Inc. See All Filings	D	2019-09-05 13:17:52 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678404 Filed Document 0001678404-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-05 13:17:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Debt
BAILARD EMERGING OPPORTUNITIES FUND I, L.P. See All Filings	D/A	2019-09-05 13:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371546 Filed Document 0001371546-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-05 13:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EJF OpZone Fund I LP See All Filings	D/A	2019-09-05 11:52:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc., Stonehaven, LLC, and Frontier Solutions, LLC CIK Number 0001751072 Filed Document 0001783817-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-09-05 11:52:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senso, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-09-05 11:24:41 UTC
Amount To Be Raised $832,220 Associated Brokers / Dealers N/A CIK Number 0001749225 Filed Document 0001781656-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-09-05 11:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Immy Inc. See All Filings	D/A	2019-09-05 10:05:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers none CIK Number 0001512992 Filed Document 0001512992-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-09-05 10:05:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BLOQ FLIX LLC See All Filings	D/A	2019-09-04 21:11:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Jonathan Andrew Self CIK Number 0001786595 Filed Document 0001786595-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-04 21:11:25 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Other
KCM Catapult Large Cap Growth Equity Fund, LP See All Filings	D	2019-09-04 17:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shawn Patrick O'Shaughnessy CIK Number 0001724265 Filed Document 0001714264-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-04 17:06:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EHEDGE GROUP See All Filings	D	2019-09-04 17:01:47 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001787127 Filed Document 0001787127-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-04 17:01:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KCM Tax-Advantaged Total Return Bond Fund, LP See All Filings	D	2019-09-04 16:56:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shawn Patrick O'Shaughnessy CIK Number 0001714264 Filed Document 0001714264-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 16:56:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earth Backup, a Series of Git Push Master, LLC See All Filings	D	2019-09-04 16:32:04 UTC
Amount To Be Raised $432,216 Associated Brokers / Dealers N/A CIK Number 0001786503 Filed Document 0001786503-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 16:32:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB INFRASTRUCTURE INVESTMENT GROUP 70, LP See All Filings	D	2019-09-04 15:41:46 UTC
Amount To Be Raised $46,200,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001786606 Filed Document 0001786606-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 15:41:46 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater All Weather Portfolio II@15, LLC See All Filings	D	2019-09-04 14:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787194 Filed Document 0001787194-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 14:57:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Focus Energy Inc See All Filings	D/A	2019-09-04 14:36:43 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers None CIK Number 0001785858 Filed Document 0001739208-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 14:36:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Golden Seed, Inc. See All Filings	D	2019-09-04 13:35:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Cuttone & Co, LLC CIK Number 0001780914 Filed Document 0001780914-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 13:35:49 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Island Mountain Humboldt, LLC See All Filings	D	2019-09-04 12:49:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001787164 Filed Document 0001787164-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 12:49:06 UTC Type of Offering D Industry Agriculture Principal Place of Business BELIZE Revenue or Assets $No Revenues Type of Security Debt
Castille at Carillon Holdings, LLC See All Filings	D	2019-09-04 11:48:57 UTC
Amount To Be Raised $6,925,000 Associated Brokers / Dealers N/A CIK Number 0001787031 Filed Document 0001787031-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-04 11:48:57 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mosaic Distributors, LLC See All Filings	D	2019-09-04 10:12:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bruce V Roberts and Bruce V Roberts CIK Number 0001587336 Filed Document 0001587336-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-09-04 10:12:11 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fundrise Opportunity Fund, LP See All Filings	D/A	2019-09-03 17:01:49 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001749999 Filed Document 0001749999-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-09-03 17:01:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
KOINDRAGON CAPITAL LP See All Filings	D/A	2019-09-03 16:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HENRY SMITH CIK Number 0001758148 Filed Document 0001758148-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-09-03 16:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcova Capital Opportunity Zone Fund, L.P. See All Filings	D	2019-09-03 11:09:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001785432 Filed Document 0001785432-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-09-03 11:09:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Robinhood Casino LLC See All Filings	D	2019-08-30 19:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786927 Filed Document 0001786927-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 19:36:33 UTC Type of Offering D Industry Computers Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Terrapin Tower Road, LLC See All Filings	D/A	2019-08-30 16:04:12 UTC
Amount To Be Raised $7,900,000 Associated Brokers / Dealers N/A CIK Number 0001782822 Filed Document 0001786463-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 16:04:12 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
iintoo South Portfolio Chicago Illinois LP See All Filings	D	2019-08-30 14:08:21 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001786282 Filed Document 0001786282-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-30 14:08:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ESSA Pharma Inc. See All Filings	D	2019-08-30 14:01:50 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. and Bloom Burton & Co. CIK Number 0001633932 Filed Document 0000950172-19-000105 Exclusions or Exemptions 506c Accepted Date 2019-08-30 14:01:50 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
NP Oakley, LLC See All Filings	D	2019-08-30 13:08:36 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers n/a CIK Number 0001786965 Filed Document 0001786965-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 13:08:36 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alpha Opportunity Zone Fund I, LLC See All Filings	D/A	2019-08-30 13:04:15 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001751356 Filed Document 0001751356-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 13:04:15 UTC Type of Offering D/A Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Ullico Infrastructure Tax-Exempt Fund, L.P. See All Filings	D/A	2019-08-30 11:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, Norkus, Michael, and White, Patrick CIK Number 0001504312 Filed Document 0001504312-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 11:26:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ullico Infrastructure Taxable Fund, L.P. See All Filings	D/A	2019-08-30 11:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, White, Patrick, and Norkus, Michael CIK Number 0001571963 Filed Document 0001571963-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 11:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D	2019-08-30 11:20:22 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-08-30 11:20:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
13 V Consumer Fund, L.P. See All Filings	D	2019-08-30 07:02:19 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001786950 Filed Document 0001786950-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-30 07:02:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Taurus Fundation See All Filings	D	2019-08-29 20:56:16 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Phusi Khomsan CIK Number 0001786305 Filed Document 0001786305-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 20:56:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GSC Terra Buena Partners, LLC See All Filings	D	2019-08-29 19:27:08 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers n/a CIK Number 0001786388 Filed Document 0001786388-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 19:27:08 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NT Ventures, Inc. See All Filings	D	2019-08-29 19:26:22 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001739590 Filed Document 0001739590-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 19:26:22 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
PORTFOLIO CAPITAL FUND, LLC See All Filings	D/A	2019-08-29 18:29:32 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001753938 Filed Document 0001753938-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 18:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Construction Technology Enterprises, Inc. See All Filings	D/A	2019-08-29 17:30:30 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001778929 Filed Document 0001778929-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-29 17:30:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Crown Cleveland #27 Joint Venture See All Filings	D/A	2019-08-29 16:41:47 UTC
Amount To Be Raised $3,698,750 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001777445 Filed Document 0001777445-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-29 16:41:47 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Freedom Wellness Inc. See All Filings	D	2019-08-29 16:24:26 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001780958 Filed Document 0001780958-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-29 16:24:26 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Allied Resource Partners Custer Valley #1 See All Filings	D	2019-08-29 15:34:00 UTC
Amount To Be Raised $937,500 Associated Brokers / Dealers N/A CIK Number 0001786861 Filed Document 0001786857-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 15:34:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
BP Asset Group Inc. See All Filings	D	2019-08-29 15:31:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001785998 Filed Document 0001785998-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 15:31:40 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tower Hill Prospect Partners See All Filings	D	2019-08-29 14:29:11 UTC
Amount To Be Raised $852,000 Associated Brokers / Dealers N/A CIK Number 0001786886 Filed Document 0001786886-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 14:29:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
WMI Parkside at Five Points, LLC See All Filings	D	2019-08-29 13:58:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001786838 Filed Document 0001786838-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-29 13:58:16 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MCE Social Capital See All Filings	D/A	2019-08-29 08:03:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676142 Filed Document 0000950103-19-011364 Exclusions or Exemptions 506c Accepted Date 2019-08-29 08:03:23 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
First Avenue Funding, LLC See All Filings	D	2019-08-28 20:43:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001705908 Filed Document 0001705908-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-08-28 20:43:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EL PEQUENO OASIS INVESTORS LLC See All Filings	D/A	2019-08-28 20:19:47 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Kim Butler, Chris Thurman, John Shedenhelm, Kevin McCollester, Edward Beemiller, Russell Morgan, Todd Suvansri, Monica Felton, Joel C. McGriff, Ryan Lee, Ken Greene, Ira Starr, Robert Clinkenbeard, Ryan Dull, and Deborah Guske CIK Number 0001764311 Filed Document 0001764311-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-08-28 20:19:47 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SBRE XVII LLC See All Filings	D/A	2019-08-28 19:29:18 UTC
Amount To Be Raised $2,770,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001779424 Filed Document 0001779424-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-28 19:29:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Innovative Construction Technology Enterprises, Inc. See All Filings	D/A	2019-08-28 18:05:54 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001778929 Filed Document 0001778929-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-08-28 18:05:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt