Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
R&R Revenue Fund 2, LP See All Filings	D	2019-10-21 14:15:47 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001790700 Filed Document 0001654954-19-011898 Exclusions or Exemptions 506c Accepted Date 2019-10-21 14:15:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Varfaj Ventures LLC See All Filings	D	2019-10-21 13:36:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001791455 Filed Document 0001791455-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-21 13:36:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NP Fund IV Blocker, Inc. See All Filings	D	2019-10-21 13:24:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001791705 Filed Document 0001791705-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-21 13:24:05 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nova RTP I, LLC See All Filings	D	2019-10-21 13:02:06 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001791342 Filed Document 0001791342-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-21 13:02:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D	2019-10-21 12:05:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000011 Exclusions or Exemptions 506c Accepted Date 2019-10-21 12:05:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MiRTLE Medical LLC See All Filings	D	2019-10-21 10:58:36 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001577949 Filed Document 0001577949-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-21 10:58:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mohu560, a trust series of Roofstock One Trust See All Filings	D	2019-10-18 17:49:31 UTC
Amount To Be Raised $78,400 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001790976 Filed Document 0001790985-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-18 17:49:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenzing Global Investors Fund I LP See All Filings	D/A	2019-10-18 17:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538790 Filed Document 0001538790-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 17:36:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Main173, a trust series of Roofstock One Trust See All Filings	D	2019-10-18 17:09:55 UTC
Amount To Be Raised $71,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001790823 Filed Document 0001790985-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-18 17:09:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twat547, a trust series of Roofstock One Trust See All Filings	D	2019-10-18 16:57:53 UTC
Amount To Be Raised $61,500 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001790824 Filed Document 0001790985-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-18 16:57:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ravi206, a trust series of Roofstock One Trust See All Filings	D	2019-10-18 16:42:56 UTC
Amount To Be Raised $78,200 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001790985 Filed Document 0001790985-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 16:42:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Point Fund I, LP See All Filings	D	2019-10-18 16:30:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791596 Filed Document 0001791596-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 16:30:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Roel514, a trust series of Roofstock One Trust See All Filings	D	2019-10-18 14:38:32 UTC
Amount To Be Raised $68,880 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001790822 Filed Document 0001790821-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-18 14:38:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trste843, a trust series of Roofstock One Trust See All Filings	D	2019-10-18 14:21:22 UTC
Amount To Be Raised $55,200 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001790821 Filed Document 0001790821-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 14:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Creek Blockchain Opportunities Fund II, LP See All Filings	D	2019-10-18 13:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN CREEK CAPITAL DISTRIBUTORS, LLC CIK Number 0001790992 Filed Document 0000919574-19-006488 Exclusions or Exemptions 506c Accepted Date 2019-10-18 13:07:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
GBank Financial Holdings Inc. See All Filings	D	2019-10-18 13:03:06 UTC
Amount To Be Raised $20,295,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001791145 Filed Document 0001791145-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 13:03:06 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RFLA EFUND I, LLC See All Filings	D	2019-10-18 12:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791237 Filed Document 0001376474-19-000250 Exclusions or Exemptions 506c Accepted Date 2019-10-18 12:59:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rize Opportunity Zone Tax Advantage Fund, LLC See All Filings	D	2019-10-18 12:40:53 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001791478 Filed Document 0001791478-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 12:40:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
STOC DOC PARTNERS LP See All Filings	D/A	2019-10-18 11:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001250524 Filed Document 0001250524-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-18 11:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Essential Healthcare 26, DST See All Filings	D/A	2019-10-18 11:21:56 UTC
Amount To Be Raised $8,975,000 Associated Brokers / Dealers Colorado Financial Service Corporation, Wealthforge Securities, LLC, Apollon Wealth Management, LLC, Madrona Financial Services, LLC, and Integrity Brokerage Services, Inc. CIK Number 0001779551 Filed Document 0001779551-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-18 11:21:56 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Ross Bicycles LLC See All Filings	D/A	2019-10-18 09:36:34 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001747806 Filed Document 0001747806-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-18 09:36:34 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Born Ventures LLC See All Filings	D	2019-10-18 09:27:52 UTC
Amount To Be Raised $451,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001791431 Filed Document 0001791431-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-18 09:27:52 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Alcentra Viaduct Fund (Delaware) L.P. See All Filings	D/A	2019-10-18 09:19:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001756361 Filed Document 0001756361-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-18 09:19:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THOR METALS FUND I, L.P. See All Filings	D	2019-10-17 15:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791150 Filed Document 0001791150-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-17 15:34:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
KBS Growth & Income REIT, Inc. See All Filings	D/A	2019-10-17 15:18:13 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001631256 Filed Document 0001631256-19-000044 Exclusions or Exemptions 506c Accepted Date 2019-10-17 15:18:13 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sage Oak ALF of Denton, LLC See All Filings	D	2019-10-17 14:54:24 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001791406 Filed Document 0001791406-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-17 14:54:24 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BGM Property Group LLC See All Filings	D/A	2019-10-17 12:33:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001790062 Filed Document 0001790062-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-17 12:33:36 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D	2019-10-17 12:19:43 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000010 Exclusions or Exemptions 506c Accepted Date 2019-10-17 12:19:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GLOWPOINT, INC. See All Filings	D	2019-10-17 11:53:49 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0000746210 Filed Document 0000746210-19-000054 Exclusions or Exemptions 506c Accepted Date 2019-10-17 11:53:49 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
InSite HI Owner, LLC See All Filings	D	2019-10-17 11:40:16 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001790641 Filed Document 0001790641-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-17 11:40:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra European Credit Opportunities Fund III SCSp See All Filings	D/A	2019-10-17 10:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001755966 Filed Document 0001755966-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-17 10:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdStreet Opportunity Zone Portfolio, LLC See All Filings	D	2019-10-16 21:23:35 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001789640 Filed Document 0001567619-19-019678 Exclusions or Exemptions 506c Accepted Date 2019-10-16 21:23:35 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SOCIAL BEVERAGE COMPANY, LLC See All Filings	D	2019-10-16 17:56:29 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Charles Towne Securities, LLC CIK Number 0001687744 Filed Document 0001687744-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-16 17:56:29 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Allied Resource Partners Buresh 17-1HM, LP See All Filings	D/A	2019-10-16 16:34:18 UTC
Amount To Be Raised $862,500 Associated Brokers / Dealers N/A CIK Number 0001769526 Filed Document 0001769526-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-16 16:34:18 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
iQvcloud, Inc. See All Filings	D/A	2019-10-16 15:23:06 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001754360 Filed Document 0001754360-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 15:23:06 UTC Type of Offering D/A Industry Computers Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Cleveland #28 Joint Venture See All Filings	D	2019-10-16 14:30:32 UTC
Amount To Be Raised $2,860,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001791041 Filed Document 0001791041-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 14:30:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
JEWISH EDUCATIONAL SCHOLARSHIP SUPPORT II, LLC See All Filings	D	2019-10-16 13:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791062 Filed Document 0001791062-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 13:58:02 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
FTF LENDING, LLC See All Filings	D/A	2019-10-16 13:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jumpstart Securities, LLC CIK Number 0001685575 Filed Document 0001685575-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-16 13:42:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Tenaya Note Holders, LLC See All Filings	D	2019-10-16 11:46:29 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers EMERSON EQUITY LLC CIK Number 0001624978 Filed Document 0001624978-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-16 11:46:29 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Cassiopeia Fund See All Filings	D/A	2019-10-16 08:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595376 Filed Document 0001315863-19-000839 Exclusions or Exemptions 506c Accepted Date 2019-10-16 08:47:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Future RE Fund LP See All Filings	D/A	2019-10-16 07:47:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers 0 CIK Number 0001785002 Filed Document 0001785002-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-16 07:47:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
1908 Randy Snow Road, LLC See All Filings	D	2019-10-15 20:32:17 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001791074 Filed Document 0001791074-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-15 20:32:17 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ACQUIRED SALES CORP See All Filings	D	2019-10-15 19:13:56 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001391135 Filed Document 0001445866-19-001244 Exclusions or Exemptions 506c Accepted Date 2019-10-15 19:13:56 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Deal I, a Series of OpenNest Holdings Master Fund, LLC See All Filings	D	2019-10-15 18:20:57 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001781158 Filed Document 0001781158-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-15 18:20:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Dividend Growth Fund - M LLC See All Filings	D/A	2019-10-15 16:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Starlight Funding Investments, LLC CIK Number 0001783142 Filed Document 0001567619-19-019573 Exclusions or Exemptions 506c Accepted Date 2019-10-15 16:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alitheia Holdings, Inc. See All Filings	D	2019-10-15 16:35:59 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001753622 Filed Document 0001753622-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-15 16:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Dawah Pharmaceuticals, Inc. See All Filings	D	2019-10-15 15:43:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001738106 Filed Document 0001738106-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-15 15:43:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Quantum Assembly Corp See All Filings	D	2019-10-15 12:50:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001788075 Filed Document 0001788075-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-15 12:50:52 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Driven Fund See All Filings	D/A	2019-10-15 11:56:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786185 Filed Document 0001786185-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-15 11:56:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Frontaura Global Frontier Fund Offshore Ltd See All Filings	D/A	2019-10-15 11:32:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588800 Filed Document 0000897069-19-000456 Exclusions or Exemptions 506c Accepted Date 2019-10-15 11:32:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund