Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AKO Capital Management, LLC See All Filings	D	2019-10-28 13:40:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:40:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
NFF 1930 W 6th LA, LLC See All Filings	D	2019-10-28 13:35:18 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001792440 Filed Document 0001792440-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:35:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Infrashares Fund 1 See All Filings	D	2019-10-28 13:20:20 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001791949 Filed Document 0001791949-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-28 13:20:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
DBL Digital Smart Beta LLC - Series A See All Filings	D	2019-10-28 12:38:36 UTC
Amount To Be Raised $5,284,485 Associated Brokers / Dealers N/A CIK Number 0001791486 Filed Document 0001791486-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-28 12:38:36 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
REI Energy Drilling & Income Fund I, L.P. See All Filings	D	2019-10-28 11:49:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Reef Securities, Inc. CIK Number 0001792395 Filed Document 0001792395-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-28 11:49:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
WASABI VENTURES PARTNERS FUNDS LLC See All Filings	D/A	2019-10-28 10:45:15 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Wasabi Ventures Partners Management Co LLC CIK Number 0001768998 Filed Document 0001768998-19-000012 Exclusions or Exemptions 506c Accepted Date 2019-10-28 10:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
American Recovery Fund, LLC See All Filings	D/A	2019-10-25 19:21:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001792011 Filed Document 0001792282-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-25 19:21:47 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlueSpruce Putnam Green LLC See All Filings	D	2019-10-25 18:46:56 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001792346 Filed Document 0001792282-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-25 18:46:56 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aura Securitization Trust - Series 2019-6 See All Filings	D	2019-10-25 13:38:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791740 Filed Document 0001791740-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-25 13:38:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEG Capital Partners Fund III, L.P. See All Filings	D	2019-10-25 13:10:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792302 Filed Document 0001792302-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-25 13:10:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
3D MONEY LLC See All Filings	D	2019-10-25 12:44:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Tom Neeser CIK Number 0001792268 Filed Document 0001792268-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-25 12:44:44 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
NP Fund IV Blocker, Inc. See All Filings	D/A	2019-10-24 15:37:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001791705 Filed Document 0001791705-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-24 15:37:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Watermark Sunbelt Fund I LP See All Filings	D/A	2019-10-24 14:49:58 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers SDDCo. Brokerage Advisors LLC CIK Number 0001769081 Filed Document 0001596771-19-000125 Exclusions or Exemptions 506c Accepted Date 2019-10-24 14:49:58 UTC Type of Offering D/A Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dev-Lock Systems, Inc. See All Filings	D	2019-10-24 12:47:16 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001616717 Filed Document 0001616717-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-24 12:47:16 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Whitetail Investors, LLC See All Filings	D	2019-10-24 12:01:42 UTC
Amount To Be Raised $3,330,000 Associated Brokers / Dealers N/A CIK Number 0001685813 Filed Document 0001567619-19-019958 Exclusions or Exemptions 506c Accepted Date 2019-10-24 12:01:42 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Almonds LLC See All Filings	D	2019-10-24 10:14:36 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001761382 Filed Document 0001761382-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-24 10:14:36 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
American Recovery Fund, LLC See All Filings	D	2019-10-23 19:09:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001792011 Filed Document 0001792011-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 19:09:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Autumn Hills Investment Group LLC See All Filings	D	2019-10-23 17:42:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001792005 Filed Document 0001792005-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 17:42:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cardone Equity Fund VIII, LLC See All Filings	D	2019-10-23 17:00:13 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001791986 Filed Document 0001791986-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 17:00:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Foar710, a trust series of Roofstock One Trust See All Filings	D	2019-10-23 16:57:58 UTC
Amount To Be Raised $91,600 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001790984 Filed Document 0001790984-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 16:57:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Diversified Healthcare 27, DST See All Filings	D	2019-10-23 16:40:29 UTC
Amount To Be Raised $6,950,000 Associated Brokers / Dealers Colorado Financial Services CIK Number 0001791572 Filed Document 0001791572-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 16:40:29 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Expo Ventures Fund 1Q See All Filings	D	2019-10-23 15:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001790609 Filed Document 0001790536-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-23 15:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Expo Ventures Fund 1 See All Filings	D	2019-10-23 15:30:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001790608 Filed Document 0001790536-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-23 15:30:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Westwood Ventures Fund 1Q See All Filings	D	2019-10-23 15:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001790542 Filed Document 0001790536-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-23 15:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Congress Avenue Ventures Fund 1Q See All Filings	D	2019-10-23 15:16:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001790536 Filed Document 0001790536-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 15:16:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
PREMIUM PROPERTY TRUST I See All Filings	D	2019-10-23 15:04:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001792025 Filed Document 0001792025-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 15:04:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Red Fox Partners II, LLC See All Filings	D	2019-10-23 14:06:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001791969 Filed Document 0001791969-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 14:06:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
C4DK Investors, LLC See All Filings	D	2019-10-23 12:34:59 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001791128 Filed Document 0001791128-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 12:34:59 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
C4 Investors, LLC See All Filings	D	2019-10-23 12:18:13 UTC
Amount To Be Raised $2,940,000 Associated Brokers / Dealers N/A CIK Number 0001791130 Filed Document 0001791130-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 12:18:13 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Banz Capital Digital Asset Fund, LP See All Filings	D/A	2019-10-23 12:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742635 Filed Document 0001742635-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 12:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BlockTower Capital Partners Offshore Ltd. See All Filings	D/A	2019-10-23 10:37:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715354 Filed Document 0001715354-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-23 10:37:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodmont Virginia Beach Academy, LLC See All Filings	D	2019-10-23 09:50:54 UTC
Amount To Be Raised $801,000 Associated Brokers / Dealers N/A CIK Number 0001791824 Filed Document 0001791824-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 09:50:54 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BlockTower Capital Partners LP See All Filings	D/A	2019-10-23 09:49:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710824 Filed Document 0001710824-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 09:49:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodmont Silver Spring Academy, LLC See All Filings	D	2019-10-23 08:48:15 UTC
Amount To Be Raised $1,298,250 Associated Brokers / Dealers N/A CIK Number 0001791817 Filed Document 0001791817-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-23 08:48:15 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Riverpoint Historic Boylan, LLC See All Filings	D	2019-10-22 18:00:39 UTC
Amount To Be Raised $1,770,000 Associated Brokers / Dealers N/A CIK Number 0001791636 Filed Document 0001791636-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 18:00:39 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AHR, a Series of Breakawaygrowth LLC See All Filings	D/A	2019-10-22 17:14:34 UTC
Amount To Be Raised $816,891 Associated Brokers / Dealers N/A CIK Number 0001754711 Filed Document 0001779235-19-000007 Exclusions or Exemptions 506c Accepted Date 2019-10-22 17:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP Nomad LLC See All Filings	D/A	2019-10-22 17:13:41 UTC
Amount To Be Raised $33,100,000 Associated Brokers / Dealers Saxony Securities Inc., MD Global Partners LLC, Wunderlich Securities Inc., Stonehaven LLC, and MMA - Mentor Alternative Advisors LLC CIK Number 0001733623 Filed Document 0001733623-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-10-22 17:13:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ForestAu Green LLC See All Filings	D	2019-10-22 17:04:33 UTC
Amount To Be Raised $22,095,000 Associated Brokers / Dealers N/A CIK Number 0001790226 Filed Document 0001790226-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-22 17:04:33 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Danburg Investors, LLC See All Filings	D	2019-10-22 16:53:39 UTC
Amount To Be Raised $5,687,000 Associated Brokers / Dealers N/A CIK Number 0001791430 Filed Document 0001791430-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 16:53:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
HealthpointCapital Partners IV, L.P. See All Filings	D/A	2019-10-22 16:46:34 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Cue Capital Limited Partnership and Papamarkou Wellner & Company, Inc. CIK Number 0001756275 Filed Document 0001756275-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 16:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
S2A Opportunity Zone Fund, LP See All Filings	D	2019-10-22 15:53:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001784719 Filed Document 0001784719-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 15:53:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Plouton Datacenter I, Inc. See All Filings	D	2019-10-22 15:46:17 UTC
Amount To Be Raised $35,300,000 Associated Brokers / Dealers SDDco Brokerage Advisors LLC CIK Number 0001791701 Filed Document 0001791701-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 15:46:17 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GWR City Park Partners, Ltd. See All Filings	D/A	2019-10-22 13:29:53 UTC
Amount To Be Raised $5,425,000 Associated Brokers / Dealers N/A CIK Number 0001778865 Filed Document 0001778865-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-10-22 13:29:53 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AMR Mercer Storage, LLC See All Filings	D	2019-10-22 13:01:45 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers N/A CIK Number 0001789528 Filed Document 0001789528-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 13:01:45 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FACTORIAL FEEDER FUND I See All Filings	D/A	2019-10-22 11:36:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689493 Filed Document 0001689493-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 11:36:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AZUL MULTIFAMILY LLC See All Filings	D	2019-10-22 09:25:52 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001791370 Filed Document 0001791370-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-22 09:25:52 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rise Fund II, L.P. See All Filings	D/A	2019-10-21 17:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001759230 Filed Document 0001759230-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-21 17:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wichita Falls Bancshares, Inc. See All Filings	D	2019-10-21 17:23:02 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001468456 Filed Document 0001468456-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-21 17:23:02 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AlphaBond Series of 4ALTS Platform, LLC See All Filings	D/A	2019-10-21 16:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786816 Filed Document 0001786816-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-10-21 16:06:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garrett Gateway Partners LLC See All Filings	D	2019-10-21 14:47:03 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001789122 Filed Document 0001789122-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-10-21 14:47:03 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity