Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Debt Validation Fund, LLC See All Filings	D	2020-07-01 14:49:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001816611 Filed Document 0001816611-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-07-01 14:49:57 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Fluidity Technologies Inc. See All Filings	D	2020-07-01 14:20:33 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001712101 Filed Document 0001712101-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-07-01 14:20:33 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strawberry Fields Marketplace Opportunity Fund, LLC See All Filings	D/A	2020-06-30 17:59:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001780759 Filed Document 0001209191-20-039525 Exclusions or Exemptions 506c Accepted Date 2020-06-30 17:59:28 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Strawberry Fields Lucy Opportunity Fund, LLC See All Filings	D/A	2020-06-30 17:43:32 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001780760 Filed Document 0001209191-20-039516 Exclusions or Exemptions 506c Accepted Date 2020-06-30 17:43:32 UTC Type of Offering D/A Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
LBC CAPITAL INCOME FUND, LLC See All Filings	D/A	2020-06-30 15:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597433 Filed Document 0001597433-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-30 15:01:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Crabgrass LLC See All Filings	D	2020-06-30 14:45:27 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001815094 Filed Document 0001815094-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-30 14:45:27 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
2020 Hybrid Drilling Program, L.P. See All Filings	D	2020-06-30 14:17:58 UTC
Amount To Be Raised $1,704,545 Associated Brokers / Dealers N/A CIK Number 0001816353 Filed Document 0001816353-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-30 14:17:58 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Mineral Property
Ark 7 Properties LLC See All Filings	D	2020-06-30 12:59:50 UTC
Amount To Be Raised $3,660,000 Associated Brokers / Dealers N/A CIK Number 0001815395 Filed Document 0001815395-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-30 12:59:50 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Federated Hermes Short-Term Sterling Prime Fund, a portfolio of Federated Hermes Cash Management Funds See All Filings	D/A	2020-06-30 12:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621629 Filed Document 0001623632-20-001255 Exclusions or Exemptions 506c Accepted Date 2020-06-30 12:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KB Essential Healthcare 33, DST See All Filings	D	2020-06-30 12:34:08 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001816485 Filed Document 0001816485-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-30 12:34:08 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Moberly Natural Crush, LLC See All Filings	D	2020-06-30 09:47:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001770738 Filed Document 0000950138-20-000303 Exclusions or Exemptions 506c Accepted Date 2020-06-30 09:47:11 UTC Type of Offering D Industry Agriculture Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
NOCERA, INC. See All Filings	D	2020-06-29 18:06:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001756180 Filed Document 0001065949-20-000097 Exclusions or Exemptions 506c Accepted Date 2020-06-29 18:06:34 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sovereign at Burleson Feeder LLC See All Filings	D	2020-06-29 14:18:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001816443 Filed Document 0001816443-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-29 14:18:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vessel Capital Partners AirBnB, LLC See All Filings	D	2020-06-29 12:52:34 UTC
Amount To Be Raised $895,000 Associated Brokers / Dealers N/A CIK Number 0001814411 Filed Document 0001809249-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-29 12:52:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Green Prospect Partners See All Filings	D/A	2020-06-29 12:50:58 UTC
Amount To Be Raised $282,000 Associated Brokers / Dealers N/A CIK Number 0001812460 Filed Document 0001812460-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-29 12:50:58 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
TVEON INC. See All Filings	D	2020-06-29 12:16:45 UTC
Amount To Be Raised $852,698 Associated Brokers / Dealers N/A CIK Number 0001761793 Filed Document 0001761793-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-29 12:16:45 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Namaste Solar Electric, Inc. See All Filings	D	2020-06-29 11:38:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001476159 Filed Document 0001476159-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-29 11:38:24 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Freedom Internet Group Inc. See All Filings	D	2020-06-29 11:20:04 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001791325 Filed Document 0001654954-20-007059 Exclusions or Exemptions 506c Accepted Date 2020-06-29 11:20:04 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Proactive Realty Income Fund, LLC See All Filings	D/A	2020-06-29 11:20:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001806029 Filed Document 0001806029-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-29 11:20:03 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Federated Hermes International Funds plc See All Filings	D/A	2020-06-29 09:31:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FIS Global Execution Services Limited CIK Number 0001462922 Filed Document 0001623632-20-001238 Exclusions or Exemptions 506c Accepted Date 2020-06-29 09:31:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Emerging India Focus Funds See All Filings	D	2020-06-26 18:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638560 Filed Document 0001638560-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 18:57:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BLUE 360 ANALYTICS, LLC See All Filings	D	2020-06-26 17:31:50 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001816300 Filed Document 0001816300-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 17:31:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Reliant Self-Storage Fund II, LLC See All Filings	D	2020-06-26 16:19:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001814667 Filed Document 0001683168-20-002083 Exclusions or Exemptions 506c Accepted Date 2020-06-26 16:19:36 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardone Equity Fund IX, LLC See All Filings	D	2020-06-26 16:10:27 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801195 Filed Document 0001801195-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 16:10:27 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vision BioBanc Holdings Inc. See All Filings	D/A	2020-06-26 16:07:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers WORDEN CAPITAL MANAGEMENT, LLC CIK Number 0001803257 Filed Document 0001803257-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-26 16:07:30 UTC Type of Offering D/A Industry Investing Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
AVGSF - Okera 2020 See All Filings	D	2020-06-26 14:59:56 UTC
Amount To Be Raised $1,059,500 Associated Brokers / Dealers None CIK Number 0001813031 Filed Document 0001813031-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 14:59:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
gold & world class investments corp See All Filings	D	2020-06-26 14:44:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675808 Filed Document 0001675808-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 14:44:22 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Crystal View Capital Fund II, LLC See All Filings	D	2020-06-26 14:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001715014 Filed Document 0001715014-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-26 14:38:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Hermes Prime Private Liquidity Fund See All Filings	D/A	2020-06-26 14:06:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-20-001229 Exclusions or Exemptions 506c Accepted Date 2020-06-26 14:06:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Hermes Prime Private Liquidity Fund See All Filings	D/A	2020-06-26 14:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-20-001228 Exclusions or Exemptions 506c Accepted Date 2020-06-26 14:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Hermes Prime Private Liquidity Fund See All Filings	D/A	2020-06-26 13:40:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-20-001227 Exclusions or Exemptions 506c Accepted Date 2020-06-26 13:40:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Hermes Prime Private Liquidity Fund See All Filings	D/A	2020-06-26 13:37:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-20-001226 Exclusions or Exemptions 506c Accepted Date 2020-06-26 13:37:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ApexOne Multifamily Fund III, L.P. See All Filings	D/A	2020-06-26 12:01:28 UTC
Amount To Be Raised $108,666,384 Associated Brokers / Dealers USCA Securities LLC and Ark Global, LLC CIK Number 0001755040 Filed Document 0001755040-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-26 12:01:28 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project & Trade Finance Core Fund See All Filings	D/A	2020-06-26 11:16:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440464 Filed Document 0001623632-20-001220 Exclusions or Exemptions 506c Accepted Date 2020-06-26 11:16:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Optimal Portfolio@12, LLC See All Filings	D/A	2020-06-26 10:42:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781239 Filed Document 0001781239-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-26 10:42:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Optimal Portfolio@12, Ltd. See All Filings	D/A	2020-06-26 10:16:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743494 Filed Document 0001781239-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 10:16:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AmCap Necessity Retail Fund LLC See All Filings	D/A	2020-06-26 09:05:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers International Assets Advisory, LLC, Center Street Secuities, Inc., Aegis Capital Corp., Arkadios Capital, BD4RIA, Concorde Investment Services, LLC, Lion Street Financial, LLC, SCF Securities, Inc., Whitehall - Parker Securities, Inc., and Benchmark Investments, Inc. CIK Number 0001766327 Filed Document 0001567619-20-012614 Exclusions or Exemptions 506c Accepted Date 2020-06-26 09:05:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ValStone Healthcare Properties Fund, L.P. See All Filings	D/A	2020-06-26 08:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727487 Filed Document 0001727487-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-26 08:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
FinTron, LLC See All Filings	D/A	2020-06-25 20:00:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fintron Invest LLC CIK Number 0001790927 Filed Document 0001790927-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-06-25 20:00:35 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bridgewater All Weather Portfolio II@15, LLC See All Filings	D/A	2020-06-25 18:51:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787194 Filed Document 0001787194-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 18:51:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RedT RE Equity Fund I, LLC See All Filings	D/A	2020-06-25 16:30:49 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001789938 Filed Document 0001789938-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-25 16:30:49 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Optima Macro Fund LLC See All Filings	D/A	2020-06-25 16:07:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509531 Filed Document 0001509531-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-06-25 16:07:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVG - June 2020 Total Access Fund Q See All Filings	D	2020-06-25 15:54:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Burns CIK Number 0001813029 Filed Document 0001813029-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 15:54:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
New Protein Fund I LP See All Filings	D/A	2020-06-25 15:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769316 Filed Document 0001567619-20-012559 Exclusions or Exemptions 506c Accepted Date 2020-06-25 15:52:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RREEF Property Trust, Inc. See All Filings	D/A	2020-06-25 14:28:25 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001542447 Filed Document 0001542447-20-000065 Exclusions or Exemptions 506c Accepted Date 2020-06-25 14:28:25 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ardenton Capital Corp See All Filings	D	2020-06-25 13:01:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001699716 Filed Document 0001465818-20-000018 Exclusions or Exemptions 506c Accepted Date 2020-06-25 13:01:27 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Macro Fund Ltd See All Filings	D/A	2020-06-25 12:09:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502395 Filed Document 0001502395-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-06-25 12:09:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consumer Cooperative Group Inc See All Filings	D	2020-06-25 11:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EquityDoor, LLC CIK Number 0001742162 Filed Document 0001742162-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-06-25 11:34:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Encore Kentucky 2019-A See All Filings	D/A	2020-06-25 10:17:43 UTC
Amount To Be Raised $3,204,000 Associated Brokers / Dealers N/A CIK Number 0001761458 Filed Document 0001104659-20-076688 Exclusions or Exemptions 506c Accepted Date 2020-06-25 10:17:43 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Acretrader 124, LLC See All Filings	D	2020-06-25 10:11:52 UTC
Amount To Be Raised $702,400 Associated Brokers / Dealers N/A CIK Number 0001815052 Filed Document 0001815052-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-06-25 10:11:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity