Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Freedom Energy Fund, LP See All Filings	D	2020-01-07 17:24:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001798916 Filed Document 0001798916-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 17:24:34 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Upchurch Cemetery Prospect See All Filings	D/A	2020-01-07 16:23:54 UTC
Amount To Be Raised $852,000 Associated Brokers / Dealers N/A CIK Number 0001778257 Filed Document 0001778257-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 16:23:54 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Ibex Israel Fund LLLP See All Filings	D/A	2020-01-07 16:22:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners LLC, Niagara International Capital Limited, and Jefferies LLC CIK Number 0001639750 Filed Document 0001639750-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 16:22:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breakwater Investments, LLC See All Filings	D	2020-01-07 15:23:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Patrick Capital Markets, LLC, Sequence Financial Specialists LLC, Green Vista Capital LLC, Saxony Securities, Inc., and Michael Rose CIK Number 0001797843 Filed Document 0001798044-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-07 15:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sharswood 1 OZ Fund LLC See All Filings	D	2020-01-07 15:14:24 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers None CIK Number 0001798763 Filed Document 0001493152-20-000304 Exclusions or Exemptions 506c Accepted Date 2020-01-07 15:14:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Verastem, Inc. See All Filings	D	2020-01-07 15:00:44 UTC
Amount To Be Raised $4,829,628 Associated Brokers / Dealers N/A CIK Number 0001526119 Filed Document 0000904454-20-000009 Exclusions or Exemptions 506c Accepted Date 2020-01-07 15:00:44 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
YS AF V LLC See All Filings	D	2020-01-07 13:43:03 UTC
Amount To Be Raised $11,200,000 Associated Brokers / Dealers N/A CIK Number 0001798920 Filed Document 0001798920-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 13:43:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CITY STATION QUALIFIED OPPORTUNITY FUND I, LP See All Filings	D	2020-01-07 13:38:42 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers MCM Securities, LLC CIK Number 0001795563 Filed Document 0001567619-20-000686 Exclusions or Exemptions 506c Accepted Date 2020-01-07 13:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Phoenix Fund LLC See All Filings	D	2020-01-07 12:29:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Francisco Rivera CIK Number 0001798740 Filed Document 0001798740-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 12:29:29 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets $Not Applicable Type of Security Other
PT Motion Works, Inc. See All Filings	D	2020-01-07 11:58:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001478263 Filed Document 0001478263-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-07 11:58:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fluid Beverages, Inc. See All Filings	D	2020-01-07 10:19:33 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001798945 Filed Document 0001798945-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 10:19:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Palace Way LP See All Filings	D	2020-01-07 10:19:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001788433 Filed Document 0001214659-20-000170 Exclusions or Exemptions 506c Accepted Date 2020-01-07 10:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Harmonic Investors LLC Fund I See All Filings	D/A	2020-01-07 08:56:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-07 08:56:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
ActivArmor LLC See All Filings	D	2020-01-06 19:55:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001746480 Filed Document 0001746480-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 19:55:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
3900 Paradise Venture LLC See All Filings	D	2020-01-06 19:26:50 UTC
Amount To Be Raised $63,000,000 Associated Brokers / Dealers N/A CIK Number 0001798724 Filed Document 0001798724-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 19:26:50 UTC Type of Offering D Industry Construction Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
HS Union Station OZ Fund - B, LLC See All Filings	D	2020-01-06 17:26:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001797399 Filed Document 0001773682-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-01-06 17:26:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HS Union Station OZ Fund - A, LLC See All Filings	D	2020-01-06 17:21:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Emerson Equity LLC, Purshe Kaplan Sterling Investments, Purshe Kaplan Sterling Investments, Purshe Kaplan Sterling Investments, Cabot Lodge Securities LLC, and Purshe Kaplan Sterling Investments CIK Number 0001797384 Filed Document 0001773682-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-06 17:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NetSTREIT Corp. See All Filings	D	2020-01-06 17:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001798100 Filed Document 0001393725-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-06 17:10:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Rivermont OZ Fund, LLC See All Filings	D/A	2020-01-06 16:41:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773682 Filed Document 0001773682-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 16:41:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sofi Tyler J.V. See All Filings	D	2020-01-06 15:49:54 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001795417 Filed Document 0001795417-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 15:49:54 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Crown Cleveland #28 Joint Venture See All Filings	D/A	2020-01-06 14:56:00 UTC
Amount To Be Raised $3,355,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001791041 Filed Document 0001791041-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 14:56:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
305 Customer SPV, LLC See All Filings	D	2020-01-06 14:35:48 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001798808 Filed Document 0001798808-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 14:35:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MERGING TRAFFIC, INC See All Filings	D/A	2020-01-06 14:19:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678139 Filed Document 0001678139-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 14:19:26 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gasset Ventures LLC See All Filings	D	2020-01-06 12:45:29 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001798850 Filed Document 0001798850-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 12:45:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Ada Series Total Return Fund LP See All Filings	D/A	2020-01-06 11:57:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489783 Filed Document 0001489783-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 11:57:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CSRA Opportunity Zone Fund IV, LLC See All Filings	D	2020-01-06 10:20:17 UTC
Amount To Be Raised $7,735,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001798742 Filed Document 0001798742-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 10:20:17 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TEI Diversified Income & Opportunity Fund V LLC See All Filings	D	2020-01-06 10:13:24 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001796643 Filed Document 0001796643-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-06 10:13:24 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CSRA Opportunity Zone Fund III, LLC See All Filings	D	2020-01-06 10:11:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001798741 Filed Document 0001798741-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-06 10:11:53 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Manhattan Securities Group Ltd See All Filings	D	2020-01-03 20:06:15 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Sunde Financial Group CIK Number 0001798791 Filed Document 0001798791-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 20:06:15 UTC Type of Offering D Industry Investment Banking Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Grayscale Digital Large Cap Fund LLC See All Filings	D/A	2020-01-03 18:27:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729997 Filed Document 0000950103-20-000279 Exclusions or Exemptions 506c Accepted Date 2020-01-03 18:27:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indy WH Apts LLC See All Filings	D	2020-01-03 17:56:52 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001798797 Filed Document 0001798797-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 17:56:52 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
YS ALTNOTES II LLC See All Filings	D/A	2020-01-03 17:20:39 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001762549 Filed Document 0000905718-20-000026 Exclusions or Exemptions 506c Accepted Date 2020-01-03 17:20:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Sunnova Energy International Inc. See All Filings	D	2020-01-03 16:40:08 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001772695 Filed Document 0001209191-20-001067 Exclusions or Exemptions 506c Accepted Date 2020-01-03 16:40:08 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Great Plains Opportunity Zone Fund, LLC See All Filings	D/A	2020-01-03 16:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786656 Filed Document 0001786656-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 16:21:16 UTC Type of Offering D/A Industry Construction Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Strategic Opportunity Zone Fund I, LLC See All Filings	D	2020-01-03 15:24:34 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Jonathan Shafer and Jeffrey Ross Shafer CIK Number 0001794577 Filed Document 0001104659-20-000797 Exclusions or Exemptions 506c Accepted Date 2020-01-03 15:24:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund I, a series of Work Life Ventures, LP See All Filings	D/A	2020-01-03 14:25:16 UTC
Amount To Be Raised $1,876,500 Associated Brokers / Dealers N/A CIK Number 0001789466 Filed Document 0001789466-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 14:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastline Capital Fund V, LLC See All Filings	D	2020-01-03 14:23:23 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001742268 Filed Document 0001742268-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-01-03 14:23:23 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hashdex Index Fund See All Filings	D/A	2020-01-03 13:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760749 Filed Document 0001760749-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 13:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Life Equity, LLC See All Filings	D	2020-01-03 11:54:35 UTC
Amount To Be Raised $717,988 Associated Brokers / Dealers N/A CIK Number 0001798730 Filed Document 0001798730-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 11:54:35 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Port53 Technologies Inc. See All Filings	D	2020-01-03 11:51:50 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001798738 Filed Document 0001798738-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 11:51:50 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ArcChain Capital Fund See All Filings	D	2020-01-03 11:39:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782499 Filed Document 0001782499-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 11:39:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArcChain Capital Fund, LP See All Filings	D	2020-01-03 11:36:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001782501 Filed Document 0001782501-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-03 11:36:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
212 Asset Fund, LLC See All Filings	D/A	2020-01-03 11:13:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618864 Filed Document 0001618864-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-03 11:13:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
212 Funding, LLC See All Filings	D/A	2020-01-03 11:06:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571758 Filed Document 0001571758-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-03 11:06:28 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
responsAbility Access to Clean Power Fund S.A., SICAV-SIF See All Filings	D	2020-01-03 07:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798189 Filed Document 0001798189-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-03 07:14:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
S19, a series of IA Fund, LP See All Filings	D/A	2020-01-02 21:36:47 UTC
Amount To Be Raised $424,000 Associated Brokers / Dealers N/A CIK Number 0001786276 Filed Document 0001786276-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 21:36:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Open Door Capital Fund 2, LLC See All Filings	D	2020-01-02 21:05:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001798088 Filed Document 0001798088-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 21:05:41 UTC Type of Offering D Industry Commercial Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
S19, a Series of Jude Gomila's Funds, LP See All Filings	D/A	2020-01-02 20:50:56 UTC
Amount To Be Raised $711,429 Associated Brokers / Dealers N/A CIK Number 0001786273 Filed Document 0001786273-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 20:50:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Meridian Income Fund, LP See All Filings	D/A	2020-01-02 20:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp CIK Number 0001548090 Filed Document 0001548090-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 20:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
AWA Fund 3, LLC See All Filings	D/A	2020-01-02 20:40:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001763242 Filed Document 0001763242-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 20:40:33 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity