Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BVE ANNA SEC INVESTORS LLC See All Filings	D	2025-08-29 17:48:32 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0002083255 Filed Document 0002083255-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:48:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
S32 Fund 6, LP See All Filings	D/A	2025-08-29 17:34:10 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers PJT PARTNERS LP CIK Number 0002058574 Filed Document 0002058574-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:34:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fenceline, Inc. See All Filings	D	2025-08-29 17:27:56 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0002083200 Filed Document 0002083200-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:27:56 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Olive Partners Flagship Fund II, LP See All Filings	D	2025-08-29 17:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002084001 Filed Document 0000905148-25-003201 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:27:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teren Inc\TN See All Filings	C	2025-08-29 17:25:21 UTC
Financial Interest 2% of the total amount raised in the form of the securities offered to the public in this offering. 1% transaction fee on all payments from the issuer to investors that will be withheld from the payments to investors. Filing Platform Vicinity LLC Offering Amount $1,235,000 CIK Number 0002082938 Filed Document 0001821982-25-000021 Accepted Date 2025-08-29 17:25:21 UTC Type of Offering C Security Offered Amount 79,545 Security Offered Type Preferred Stock State TENNESSEE
North Haven Real Estate Fund XI Global-U, L.P. See All Filings	D	2025-08-29 17:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002081393 Filed Document 0002081393-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:24:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Liquid Credit Fund, L.P. See All Filings	D/A	2025-08-29 17:24:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001989973 Filed Document 0000950142-25-002330 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:24:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumina Innovation Fund III, L.P. See All Filings	D/A	2025-08-29 17:23:54 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0002032562 Filed Document 0002032562-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:23:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Wilkinson Properties Fund 17, LLC See All Filings	D/A	2025-08-29 17:22:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Ken Zupo CIK Number 0001988458 Filed Document 0001988458-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-08-29 17:22:50 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Real Estate Fund XI Global-L, SCSp See All Filings	D	2025-08-29 17:22:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002081391 Filed Document 0002081391-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:22:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midori Group Inc. See All Filings	1-A/A	2025-08-29 17:21:55 UTC
Amount To Be Raised $20,600,000 Associated Brokers / Dealers None CIK Number 0001910053 Filed Document 0001641172-25-026070 Accepted Date 2025-08-29 17:21:55 UTC Type of Offering 1-A/A Industry PLASTIC MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS Offering Tier Tier2 Principal Place of Business ONTARIO, CANADA Revenue or Assets $402,926 State of Jurisdiction BRITISH COLUMBIA, CANADA Type of Security Equity (common or preferred stock)
North Haven Real Estate Fund XI Global-T, L.P. See All Filings	D	2025-08-29 17:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002081394 Filed Document 0002081394-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Feel Goods Inc See All Filings	D	2025-08-29 17:18:51 UTC
Amount To Be Raised $4,876,989 Associated Brokers / Dealers N/A CIK Number 0002084017 Filed Document 0002084017-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:18:51 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bolt Projects Holdings, Inc. See All Filings	D	2025-08-29 17:17:30 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers Rodman & Renshaw LLC CIK Number 0001841125 Filed Document 0001213900-25-082683 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:17:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Midway Partners Intrinsic Fund, LP See All Filings	D/A	2025-08-29 17:17:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001864281 Filed Document 0001864281-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:17:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
North Haven Real Estate Fund XI Global-TE Feeder, L.P. See All Filings	D	2025-08-29 17:12:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002081392 Filed Document 0002081392-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:12:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masterworks Vault 1, LLC See All Filings	1-A POS	2025-08-29 17:11:11 UTC
Amount To Be Raised $53,290,000 Associated Brokers / Dealers N/A CIK Number 0001956601 Filed Document 0001493152-25-012493 Accepted Date 2025-08-29 17:11:11 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
FPC Malvern Lakes F&F LLC See All Filings	D	2025-08-29 17:10:13 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0002084005 Filed Document 0002084005-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:10:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ARMR Sciences Inc. See All Filings	D	2025-08-29 17:09:34 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Digital Offering, LLC CIK Number 0002082685 Filed Document 0002082685-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-08-29 17:09:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TPG Rise Climate Global South Initiative, L.P. See All Filings	D/A	2025-08-29 17:05:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0002014692 Filed Document 0002014692-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-08-29 17:05:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Screendoor Echo I, L.P. See All Filings	D/A	2025-08-29 17:04:58 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002009616 Filed Document 0002009616-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TM Holding Companies, Inc. See All Filings	D	2025-08-29 17:03:22 UTC
Amount To Be Raised $5,859,500 Associated Brokers / Dealers N/A CIK Number 0002076174 Filed Document 0001214659-25-013120 Exclusions or Exemptions 506b Accepted Date 2025-08-29 17:03:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Tasseo Consumer Partners II LP See All Filings	D	2025-08-29 16:40:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002084033 Filed Document 0001104659-25-085744 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:40:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALT Partners Fund LP See All Filings	D	2025-08-29 16:40:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002077960 Filed Document 0002077960-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:40:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSREF XI Global LEF-F, L.P. See All Filings	D	2025-08-29 16:38:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002082402 Filed Document 0002082402-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:38:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apiphani, Inc. See All Filings	D	2025-08-29 16:38:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0002083517 Filed Document 0002083517-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:38:43 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MSREF XI Global LEF-T, L.P. See All Filings	D	2025-08-29 16:34:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002082401 Filed Document 0002082401-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:34:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmmi, Inc. See All Filings	D	2025-08-29 16:30:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001701261 Filed Document 0001477932-25-006431 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:30:20 UTC Type of Offering D Industry Agriculture Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
Mangrove Technologies Inc. See All Filings	D	2025-08-29 16:29:53 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0002082750 Filed Document 0002082750-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:29:53 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Plexus Fund VII-UL Feeder, L.P. See All Filings	D	2025-08-29 16:27:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002076010 Filed Document 0002076010-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:27:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Income Trust, Inc. See All Filings	D	2025-08-29 16:26:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blackstone Securities Partners L.P. and UBS Financial Services Inc. CIK Number 0001662972 Filed Document 0001662972-25-000145 Exclusions or Exemptions 506c Accepted Date 2025-08-29 16:26:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Annapurna Global Macro LP See All Filings	D/A	2025-08-29 16:26:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002030215 Filed Document 0002030215-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-08-29 16:26:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARADAY FUTURE INTELLIGENT ELECTRIC INC. See All Filings	D	2025-08-29 16:22:30 UTC
Amount To Be Raised $83,500,000 Associated Brokers / Dealers Univest Securities LLC CIK Number 0001805521 Filed Document 0001213900-25-082594 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:22:30 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Global Management, Inc. See All Filings	D/A	2025-08-29 16:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001858681 Filed Document 0000950142-25-002327 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:21:36 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
OnPoint Surgical, Inc. See All Filings	D	2025-08-29 16:21:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793146 Filed Document 0000911420-25-000267 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:21:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WMA International ex-US ex-HK Active Extension Offshore Fund, Ltd. See All Filings	D	2025-08-29 16:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002083939 Filed Document 0002083939-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:19:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund IG IDF, LP See All Filings	D	2025-08-29 16:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957803 Filed Document 0000950142-25-002326 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:17:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Ocean USSS Fund III Cayman Feeder LP See All Filings	D	2025-08-29 16:16:43 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0002082144 Filed Document 0000905148-25-003197 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artis TechBio Multiclass SPV, L.P. See All Filings	D/A	2025-08-29 16:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FNEX CAPITAL, LLC CIK Number 0001896198 Filed Document 0000935836-25-000584 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Energy Private Capital III LP See All Filings	D/A	2025-08-29 16:13:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Delmar Buck CIK Number 0002055693 Filed Document 0002055693-25-000020 Exclusions or Exemptions 506c Accepted Date 2025-08-29 16:13:25 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WMA International ex-US ex-HK Active Extension Onshore Fund LP See All Filings	D	2025-08-29 16:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002083496 Filed Document 0002083496-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:11:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OHA CLO Strategies Fund (Offshore), L.P. See All Filings	D/A	2025-08-29 16:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681860 Filed Document 0000950142-25-002325 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:06:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Musaffa, Inc. See All Filings	C/A	2025-08-29 16:06:23 UTC
Financial Interest None Filing Platform DEALMAKER SECURITIES LLC Offering Amount $2,000,000 CIK Number 0001966710 Filed Document 0001062993-25-015107 Accepted Date 2025-08-29 16:06:23 UTC Type of Offering C/A Security Offered Amount 3,922 Security Offered Type Other State NEW YORK
Vizmark Inc. See All Filings	D	2025-08-29 16:05:51 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0002083576 Filed Document 0002083576-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:05:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CB ML Co-Invest, L.P. See All Filings	D	2025-08-29 16:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002083244 Filed Document 0002083244-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:04:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regen Biopharma, Inc. See All Filings	1-A	2025-08-29 16:00:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589150 Filed Document 0001641172-25-025977 Accepted Date 2025-08-29 16:00:45 UTC Type of Offering 1-A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $177,195 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Cross Ocean USSS Fund III Del Feeder LP See All Filings	D	2025-08-29 16:00:08 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0002082143 Filed Document 0000905148-25-003195 Exclusions or Exemptions 506b Accepted Date 2025-08-29 16:00:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CL Fund 3, LLC See All Filings	D/A	2025-08-29 15:59:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0002029307 Filed Document 0002029307-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-08-29 15:59:52 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Real Estate Income Fund, L.P. See All Filings	D/A	2025-08-29 15:52:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Itajuba, Singular Asset Management Administradora General de Fondos S.A., and Banco BTG Pactual S.A. - Cayman Branch CIK Number 0001695956 Filed Document 0001695956-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 15:52:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amplify.LA Capital VI, L.P. See All Filings	D/A	2025-08-29 15:45:12 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0002014929 Filed Document 0002014929-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-08-29 15:45:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund