Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Galvanized PEF I QI, LLC See All Filings	D	2020-02-04 16:26:47 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801797 Filed Document 0001801676-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:26:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Global Special Situations Fund US Feeder, L.L.C. See All Filings	D/A	2020-02-04 16:25:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon Securities Corporation CIK Number 0001626030 Filed Document 0001626030-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:25:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALVANIZED PEF I QPF, LLC See All Filings	D	2020-02-04 16:19:06 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801799 Filed Document 0001801676-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:19:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AH Bio Fund III, L.P. See All Filings	D	2020-02-04 16:16:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001799477 Filed Document 0001799477-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GALVANIZED OZ FRANCHISE FUND I, LLC See All Filings	D	2020-02-04 16:07:34 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001801676 Filed Document 0001801676-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alcentra Global Special Situations Fund Cayman Feeder See All Filings	D/A	2020-02-04 16:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520582 Filed Document 0001520582-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-02-04 16:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShelterZoom Corp. See All Filings	D	2020-02-04 15:58:48 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001735906 Filed Document 0000919574-20-000715 Exclusions or Exemptions 506c Accepted Date 2020-02-04 15:58:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RiNo 36, LLC See All Filings	D	2020-02-04 15:28:52 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001802056 Filed Document 0001802056-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 15:28:52 UTC Type of Offering D Industry Commercial Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Iroquois Valley Farms LLC See All Filings	D/A	2020-02-04 13:43:33 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001516957 Filed Document 0001516957-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 13:43:33 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Carson Life, Inc. See All Filings	D	2020-02-04 12:17:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001645960 Filed Document 0000897069-20-000066 Exclusions or Exemptions 506c Accepted Date 2020-02-04 12:17:39 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nexos Technologies Inc. See All Filings	D	2020-02-04 12:16:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001795450 Filed Document 0001795450-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-02-04 12:16:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bayview Capital Partners IV LP See All Filings	D	2020-02-04 11:55:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001802022 Filed Document 0001802022-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:55:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SJC Onshore Direct Lending Fund IV-SMRS, L.P. See All Filings	D	2020-02-04 11:25:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001801990 Filed Document 0000950103-20-001978 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:25:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LYXOR SELECTIVE OPPORTUNITIES PROGRAM SPC - LYXSOP SEGREGATED PORTFOLIO 2 See All Filings	D/A	2020-02-04 11:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001765183 Filed Document 0001765183-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:17:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squirrel Caye Island, LLC See All Filings	D	2020-02-04 11:12:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001801931 Filed Document 0001801931-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 11:12:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
495 LLC See All Filings	D	2020-02-04 10:45:17 UTC
Amount To Be Raised $4,842,723 Associated Brokers / Dealers N/A CIK Number 0001801557 Filed Document 0001801557-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 10:45:17 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Szilard Ventures LLC See All Filings	D	2020-02-04 09:42:27 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001801782 Filed Document 0001801782-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-04 09:42:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Liberty Pre-Settlement Funding, LLC See All Filings	D/A	2020-02-03 19:39:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Somerset Securities, Inc CIK Number 0001793257 Filed Document 0001793257-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 19:39:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Christina Real Estate Investors 4, LLC See All Filings	D	2020-02-03 14:59:36 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001801731 Filed Document 0001801731-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:59:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOLCE VITA AT CIBOLO OWNER LLC See All Filings	D/A	2020-02-03 14:28:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001783591 Filed Document 0001783591-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:28:04 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UIP 1823 Invest, LLC See All Filings	D	2020-02-03 14:19:22 UTC
Amount To Be Raised $551,105 Associated Brokers / Dealers N/A CIK Number 0001797885 Filed Document 0001797885-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 14:19:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SANTE REALTY HIGH YIELD FUND III LLC See All Filings	D	2020-02-03 10:34:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001801951 Filed Document 0001801951-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-02-03 10:34:57 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
STFG Commercial Real Estate Fund LLC See All Filings	D	2020-01-31 17:57:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001801819 Filed Document 0001801819-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:57:28 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bounce Imaging, Inc. See All Filings	D	2020-01-31 17:38:18 UTC
Amount To Be Raised $6,854,378 Associated Brokers / Dealers N/A CIK Number 0001798888 Filed Document 0001798888-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:38:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TransparentBusiness, Inc. See All Filings	D/A	2020-01-31 17:25:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joseph James Gelet Sr. CIK Number 0001740742 Filed Document 0001740742-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:25:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D/A	2020-01-31 17:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001465991 Filed Document 0000899140-20-000061 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:10:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital, L.P. See All Filings	D/A	2020-01-31 17:08:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001461642 Filed Document 0000899140-20-000060 Exclusions or Exemptions 506c Accepted Date 2020-01-31 17:08:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Communo Corp. See All Filings	D/A	2020-01-31 16:19:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001720691 Filed Document 0001720691-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-31 16:19:42 UTC Type of Offering D/A Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crown Acquisitions, LLC See All Filings	D	2020-01-31 15:40:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001801104 Filed Document 0001801104-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-31 15:40:41 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Brix Investments, LLC See All Filings	D	2020-01-31 10:11:53 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001792483 Filed Document 0001792483-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-31 10:11:53 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Sequoia Capital U.S. Growth Partners Fund VIII, L.P. See All Filings	D/A	2020-01-30 19:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753100 Filed Document 0001753100-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-30 19:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALAMO MEZZANINE FUND 1, LLC See All Filings	D	2020-01-30 17:50:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001801760 Filed Document 0001801760-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-30 17:50:09 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MHLP, LLC See All Filings	D	2020-01-30 16:56:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001686611 Filed Document 0001686611-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-30 16:56:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Takeaway.com N.V./FI See All Filings	D	2020-01-30 16:45:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bank of America Merrill Lynch International DAC, Amsterdam Branch and D.F. King Limited CIK Number 0001792627 Filed Document 0001567619-20-001739 Exclusions or Exemptions 506c Accepted Date 2020-01-30 16:45:52 UTC Type of Offering D Industry Other Technology Principal Place of Business NETHERLANDS Revenue or Assets $Over $100,000,000 Type of Security Equity
GSAH Investors Emp LP See All Filings	D	2020-01-30 13:14:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001801531 Filed Document 0001801531-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-30 13:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leaven Partners LP See All Filings	D/A	2020-01-30 12:56:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747730 Filed Document 0001747730-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-30 12:56:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worcester Fund LLC See All Filings	D/A	2020-01-30 11:11:25 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001728750 Filed Document 0001728750-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-30 11:11:25 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Peacock Investment Offering 4 LLC See All Filings	D	2020-01-30 10:25:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001801363 Filed Document 0001801356-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-30 10:25:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mortgage365 Holding Company, LLC See All Filings	D	2020-01-29 18:43:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001799263 Filed Document 0001799263-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-29 18:43:16 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
OPTIMA FUND LP See All Filings	D/A	2020-01-29 13:21:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000835978 Filed Document 0001463851-20-000019 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:21:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM JAPAN FUND LLC See All Filings	D/A	2020-01-29 13:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350497 Filed Document 0001463851-20-000018 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Japan Fund Ltd See All Filings	D/A	2020-01-29 13:17:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504295 Filed Document 0001463851-20-000017 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:17:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM FUND LLC See All Filings	D/A	2020-01-29 13:14:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350499 Filed Document 0001463851-20-000016 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:14:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Fund Ltd See All Filings	D/A	2020-01-29 13:12:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504296 Filed Document 0001463851-20-000015 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima STAR Fund, a sub-fund of Apsley Fund ICAV See All Filings	D/A	2020-01-29 13:09:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680347 Filed Document 0001463851-20-000014 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:09:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
11 Point Capital Management LLC See All Filings	D	2020-01-29 13:09:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001801039 Filed Document 0001801039-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:09:31 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Optima Partners Global Fund LLC See All Filings	D/A	2020-01-29 13:07:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502398 Filed Document 0001463851-20-000013 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:07:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2020-01-29 13:04:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341615 Filed Document 0001463851-20-000012 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:04:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2020-01-29 13:02:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387466 Filed Document 0001463851-20-000011 Exclusions or Exemptions 506c Accepted Date 2020-01-29 13:02:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2020-01-29 12:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387475 Filed Document 0001463851-20-000010 Exclusions or Exemptions 506c Accepted Date 2020-01-29 12:59:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund