Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
YS ALTNOTES I LLC See All Filings	D/A	2020-10-15 16:05:15 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001738298 Filed Document 0000905718-20-001045 Exclusions or Exemptions 506c Accepted Date 2020-10-15 16:05:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GPWM Legacy Income Qualified Opportunity Zone Fund LLC See All Filings	D	2020-10-15 15:01:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Cabin Securities Inc CIK Number 0001828461 Filed Document 0001828461-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-15 15:01:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
GPWM Real Estate Fund I LLC See All Filings	D	2020-10-15 14:53:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Cabin Securities Inc CIK Number 0001828462 Filed Document 0001828462-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-15 14:53:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Expanesthetics, Inc See All Filings	D	2020-10-15 14:09:21 UTC
Amount To Be Raised $15,741,614 Associated Brokers / Dealers n/a CIK Number 0001716170 Filed Document 0001716170-20-000005 Exclusions or Exemptions 506c Accepted Date 2020-10-15 14:09:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Option To Acquire
Academy Fund I LLC See All Filings	D	2020-10-15 13:58:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001828094 Filed Document 0001828094-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-15 13:58:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fiintoo 9 L.P. See All Filings	D	2020-10-15 13:03:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers The Dalmore Group LLC CIK Number 0001825427 Filed Document 0001567619-20-017842 Exclusions or Exemptions 506c Accepted Date 2020-10-15 13:03:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RC Fund I LLC See All Filings	D	2020-10-15 11:55:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001828238 Filed Document 0001828238-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-15 11:55:53 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
METROPOLITAN LIFE INSURANCE CO See All Filings	D	2020-10-15 08:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Seibert CIK Number 0000937834 Filed Document 0000937834-20-000021 Exclusions or Exemptions 506c Accepted Date 2020-10-15 08:47:48 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dewey's Bakery, Inc. See All Filings	D	2020-10-14 21:03:52 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001826593 Filed Document 0001826593-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 21:03:52 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
New Way Homes, Inc. See All Filings	D/A	2020-10-14 20:35:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001678404 Filed Document 0001678404-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 20:35:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Debt
PERI-Peachtree I, LLC See All Filings	D	2020-10-14 17:51:48 UTC
Amount To Be Raised $2,352,960 Associated Brokers / Dealers N/A CIK Number 0001827758 Filed Document 0001827758-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 17:51:48 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT See All Filings	D/A	2020-10-14 15:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. CIK Number 0001167614 Filed Document 0001167614-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 15:44:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ZALICO VARIABLE SERIES III SEPARATE ACCOUNT See All Filings	D/A	2020-10-14 15:36:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. and Benefit Finance Securities CIK Number 0001167612 Filed Document 0001167612-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 15:36:45 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ZALICO VARIABLE SERIES II SEPARATE ACCOUNT See All Filings	D/A	2020-10-14 15:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. and Benefit Finance Securities CIK Number 0001167611 Filed Document 0001167611-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 15:25:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Umbono Special Situations Fund LLC See All Filings	D	2020-10-14 15:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001828116 Filed Document 0001828116-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 15:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
100 Acre Digital Asset Offshore Fund, Ltd. See All Filings	D	2020-10-14 15:03:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001806495 Filed Document 0001806495-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-10-14 15:03:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
100 Acre Digital Asset Fund, LP See All Filings	D	2020-10-14 14:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001803608 Filed Document 0001803608-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-14 14:58:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hippo Technologies, Inc. See All Filings	D	2020-10-14 13:36:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001828080 Filed Document 0001828080-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 13:36:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZALICO VL Series Account - 2 See All Filings	D/A	2020-10-14 13:03:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001510723-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-14 13:03:34 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
ZALICO Variable Annuity Separate Account -- 2 See All Filings	D/A	2020-10-14 12:59:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MFI Investments Corp and 1st Global Capital Corp Husami & Associates CIK Number 0001510723 Filed Document 0001510723-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 12:59:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ardenton Capital Corp See All Filings	D	2020-10-14 12:52:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BA SECURITIES, LLC CIK Number 0001699716 Filed Document 0001465818-20-000022 Exclusions or Exemptions 506c Accepted Date 2020-10-14 12:52:56 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
InvestX Series 20-01, a Series of InvestX Master LLC See All Filings	D/A	2020-10-14 11:39:53 UTC
Amount To Be Raised $4,157,920 Associated Brokers / Dealers N/A CIK Number 0001815285 Filed Document 0001815285-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-14 11:39:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Positive Sum Capital, L.P. See All Filings	D	2020-10-14 11:21:41 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001825089 Filed Document 0001825089-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 11:21:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Cassiopeia Fund See All Filings	D/A	2020-10-14 10:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595376 Filed Document 0001315863-20-000840 Exclusions or Exemptions 506c Accepted Date 2020-10-14 10:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portfolia Rising America Fund, LLC See All Filings	D/A	2020-10-14 09:59:25 UTC
Amount To Be Raised $5,115,000 Associated Brokers / Dealers N/A CIK Number 0001801285 Filed Document 0001801285-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-14 09:59:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Intelligence, Inc. See All Filings	D	2020-10-14 09:54:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001827838 Filed Document 0001827838-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 09:54:46 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cobbleit, LLC See All Filings	D	2020-10-14 09:27:38 UTC
Amount To Be Raised $1,485,000 Associated Brokers / Dealers N/A CIK Number 0001825038 Filed Document 0001825038-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-14 09:27:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
HCM Institutional Equity See All Filings	D	2020-10-13 20:29:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001815724 Filed Document 0001815724-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-10-13 20:29:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEG PERALES PROSPECT LIMITED PARTNERSHIP See All Filings	D	2020-10-13 18:37:59 UTC
Amount To Be Raised $1,785,600 Associated Brokers / Dealers None CIK Number 0001828029 Filed Document 0001828029-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 18:37:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
iCap Vault 1, LLC See All Filings	D	2020-10-13 17:27:50 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Cobalt Capital, Inc., Titan Securities, and Somerset Securities, Inc. CIK Number 0001800199 Filed Document 0001493152-20-019379 Exclusions or Exemptions 506c Accepted Date 2020-10-13 17:27:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AVG Basecamp 2021 See All Filings	D	2020-10-13 16:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel C Burns, James E Hurst, Alain J Hanover, Deborah L Walden, and Darrin H Wizst CIK Number 0001828092 Filed Document 0001828092-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 16:03:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caletos Ventures LLC See All Filings	D	2020-10-13 15:54:17 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers WealthForge Securities LLC CIK Number 0001828099 Filed Document 0001828099-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 15:54:17 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
PRRL LABS, INC. See All Filings	D	2020-10-13 15:38:10 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001826897 Filed Document 0001826897-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-13 15:38:10 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Pawleys Capital Management, LLC See All Filings	D	2020-10-13 15:24:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Pawleys Investment Advisors, LLC CIK Number 0001564182 Filed Document 0001564182-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-10-13 15:24:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
JWass PT Investors, LP - A1 See All Filings	D	2020-10-13 14:36:36 UTC
Amount To Be Raised $527,250 Associated Brokers / Dealers N/A CIK Number 0001827646 Filed Document 0001827646-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-13 14:36:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
The New Normal Fund, LP - A1 See All Filings	D	2020-10-13 14:31:40 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001827473 Filed Document 0001827473-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 14:31:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uncommon Projects Capital, LP - A1 See All Filings	D	2020-10-13 14:26:39 UTC
Amount To Be Raised $512,500 Associated Brokers / Dealers N/A CIK Number 0001827483 Filed Document 0001827483-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-13 14:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pomp Investments, LP - A1 See All Filings	D	2020-10-13 14:16:43 UTC
Amount To Be Raised $1,447,180 Associated Brokers / Dealers N/A CIK Number 0001827485 Filed Document 0001827485-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-13 14:16:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lark Technologies, Inc. See All Filings	D/A	2020-10-13 14:09:02 UTC
Amount To Be Raised $44,330,291 Associated Brokers / Dealers N/A CIK Number 0001579188 Filed Document 0001579188-20-000004 Exclusions or Exemptions 506c Accepted Date 2020-10-13 14:09:02 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tailwind Growth Fund I, LLC See All Filings	D/A	2020-10-13 13:02:37 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001779947 Filed Document 0001779947-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 13:02:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Stingray Therapeutics, Inc. See All Filings	D/A	2020-10-13 12:48:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Scott Andrew Jordan and Liberi Life Sciences Consultancy BV CIK Number 0001759143 Filed Document 0001759143-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-10-13 12:48:41 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Worm Capital Fund, LP - Series B See All Filings	D/A	2020-10-13 12:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728538 Filed Document 0001794159-20-000021 Exclusions or Exemptions 506c Accepted Date 2020-10-13 12:34:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Worm Capital Fund, LP - Series A See All Filings	D/A	2020-10-13 12:20:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680841 Filed Document 0001794159-20-000020 Exclusions or Exemptions 506c Accepted Date 2020-10-13 12:20:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prestonwood Resources, LLC. See All Filings	D/A	2020-10-13 12:07:38 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers None CIK Number 0001826157 Filed Document 0001826157-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-10-13 12:07:38 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
100 Technology LLC See All Filings	D	2020-10-13 11:13:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001827627 Filed Document 0001827627-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 11:13:30 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Continental Broward Florida L.P. See All Filings	D/A	2020-10-13 10:50:11 UTC
Amount To Be Raised $3,344,000 Associated Brokers / Dealers The Dalmore Group LLC CIK Number 0001825278 Filed Document 0001567619-20-017738 Exclusions or Exemptions 506c Accepted Date 2020-10-13 10:50:11 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
T2M LLC See All Filings	D	2020-10-13 10:05:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers LIVINGSTON SECURITIES, LLC CIK Number 0001827160 Filed Document 0001669191-20-000578 Exclusions or Exemptions 506c Accepted Date 2020-10-13 10:05:25 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
R CAPITAL INC See All Filings	D	2020-10-13 09:56:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Eurocollect Inc CIK Number 0001828042 Filed Document 0001828042-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-10-13 09:56:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CAI Las Vegas Hotel Partners, LLC See All Filings	D/A	2020-10-13 09:34:34 UTC
Amount To Be Raised $34,500,000 Associated Brokers / Dealers Emerson Equity CIK Number 0001784386 Filed Document 0001818097-20-000003 Exclusions or Exemptions 506c Accepted Date 2020-10-13 09:34:34 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
BVCA Portfolio I, LLC See All Filings	D/A	2020-10-09 19:43:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001813490 Filed Document 0001813490-20-000006 Exclusions or Exemptions 506c Accepted Date 2020-10-09 19:43:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity