Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SSC Birmingham 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:56:22 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106149 Filed Document 0002106149-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:56:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SSC Ballpark 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:55:19 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106151 Filed Document 0002106151-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:55:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Riva Ridge Capital Partners LP See All Filings	D/A	2026-01-30 13:54:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GALLATIN CAPITAL LLC and FALLS BRIDGE SECURITIES, LLC CIK Number 0001301555 Filed Document 0000919574-26-000572 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:54:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Atmosphere 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:54:10 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106152 Filed Document 0002106152-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:54:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SF AI INFRASTRUCTURE FUND I a Series of SLRTE I LLC See All Filings	D	2026-01-30 13:51:56 UTC
Amount To Be Raised $1,064,098 Associated Brokers / Dealers N/A CIK Number 0002108593 Filed Document 0002108593-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:51:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kohlberg Strategic Equity Investors, L.P. See All Filings	D	2026-01-30 13:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002107707 Filed Document 0002107707-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:50:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Interface Fund ML I a Series of SLRTE I LLC See All Filings	D	2026-01-30 13:50:11 UTC
Amount To Be Raised $1,068,985 Associated Brokers / Dealers N/A CIK Number 0002108574 Filed Document 0002108574-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:50:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriAgenics, Inc See All Filings	C/A	2026-01-30 13:48:03 UTC
Financial Interest None. Filing Platform DEALMAKER SECURITIES LLC Offering Amount $3,000,003 CIK Number 0001732710 Filed Document 0001872856-26-000038 Accepted Date 2026-01-30 13:48:03 UTC Type of Offering C/A Security Offered Amount 2,158 Security Offered Type Other State OREGON
Alume Biosciences Inc See All Filings	D/A	2026-01-30 13:46:36 UTC
Amount To Be Raised $23,499,998 Associated Brokers / Dealers PHX Financial Inc. CIK Number 0001782348 Filed Document 0001782348-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:46:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SSC Annex 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:44:21 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106153 Filed Document 0002106153-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:44:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Planck Holdings LLC - Series 5279 See All Filings	D	2026-01-30 13:43:57 UTC
Amount To Be Raised $41,200 Associated Brokers / Dealers N/A CIK Number 0002088443 Filed Document 0002088443-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:43:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Alight West Tennessee 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:43:07 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106154 Filed Document 0002106154-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:43:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GEN AI 4 a Series of FOG Ventures Fund III LLC See All Filings	D	2026-01-30 13:42:52 UTC
Amount To Be Raised $562,065 Associated Brokers / Dealers N/A CIK Number 0002108082 Filed Document 0002108082-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:42:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Alight Tempe 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:42:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106155 Filed Document 0002106155-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:42:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FINTEC IV a Series of FOG Ventures Fund III LLC See All Filings	D	2026-01-30 13:41:13 UTC
Amount To Be Raised $149,650 Associated Brokers / Dealers N/A CIK Number 0002108365 Filed Document 0002108365-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Alight Stillwater 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:40:51 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106156 Filed Document 0002106156-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:40:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SSC Alight State College 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:39:37 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106157 Filed Document 0002106157-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:39:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Fund a Series of FOG Ventures Fund III LLC See All Filings	D	2026-01-30 13:39:32 UTC
Amount To Be Raised $361,050 Associated Brokers / Dealers N/A CIK Number 0002108151 Filed Document 0002108151-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:39:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PG Austin Investors, LLC See All Filings	D/A	2026-01-30 13:38:39 UTC
Amount To Be Raised $80,300,000 Associated Brokers / Dealers N/A CIK Number 0002085101 Filed Document 0002085101-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:38:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bulletpitch Plus 12 a Series of 1528 Invest LLC See All Filings	D	2026-01-30 13:37:51 UTC
Amount To Be Raised $402,045 Associated Brokers / Dealers N/A CIK Number 0002108334 Filed Document 0002108334-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Alight Riverside 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:37:32 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106158 Filed Document 0002106158-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:37:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
D. Boral Master SPV LLC, Series II Anduril See All Filings	D	2026-01-30 13:37:05 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers D. Boral Capital LLC CIK Number 0002103770 Filed Document 0002103770-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:37:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalypso DC Holdings, LP See All Filings	D	2026-01-30 13:37:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002107893 Filed Document 0002107893-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:37:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOG AI INFRASTRUCTURE FUND III a Series of FOG Ventures Fund III LLC See All Filings	D	2026-01-30 13:36:08 UTC
Amount To Be Raised $2,001,207 Associated Brokers / Dealers N/A CIK Number 0002108333 Filed Document 0002108333-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:36:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Alight Norman 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:35:14 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106159 Filed Document 0002106159-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:35:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LV-9 Marathon Fund I a Series of Marathon Life Fund LLC See All Filings	D	2026-01-30 13:34:18 UTC
Amount To Be Raised $177,525 Associated Brokers / Dealers N/A CIK Number 0002108156 Filed Document 0002108156-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:34:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital-Arctos American Football Access Fund, L.P. See All Filings	D/A	2026-01-30 13:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0002052640 Filed Document 0002052640-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SSC Alight Gainesville 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:33:06 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106160 Filed Document 0002106160-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:33:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ACFJ Ventures VI a Series of SLRTE I LLC See All Filings	D	2026-01-30 13:32:36 UTC
Amount To Be Raised $1,115,000 Associated Brokers / Dealers N/A CIK Number 0002108150 Filed Document 0002108150-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:32:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park Rail Cash Fund LP See All Filings	D	2026-01-30 13:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002100734 Filed Document 0000905148-26-000406 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:31:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HC-B1 a Series of SLRTE I LLC See All Filings	D	2026-01-30 13:30:49 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0002108454 Filed Document 0002108454-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:30:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Temple Terrace & Terrace Hill LLC See All Filings	D	2026-01-30 13:29:41 UTC
Amount To Be Raised $2,265,000 Associated Brokers / Dealers N/A CIK Number 0002104000 Filed Document 0002104000-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:29:41 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HC-B2 a Series of SLRTE I LLC See All Filings	D	2026-01-30 13:29:07 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0002108452 Filed Document 0002108452-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:29:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCV-Calque-2024 LLC See All Filings	D	2026-01-30 13:27:44 UTC
Amount To Be Raised $543,000 Associated Brokers / Dealers N/A CIK Number 0002108372 Filed Document 0002108372-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-30 13:27:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamic Inflection Fund LP See All Filings	D/A	2026-01-30 13:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002054668 Filed Document 0000935836-26-000063 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:26:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SSC Alight Fullerton 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:23:47 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106161 Filed Document 0002106161-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:23:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund, L.P. See All Filings	D/A	2026-01-30 13:22:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-26-000568 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:22:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park Rail Evergreen Fund LP See All Filings	D/A	2026-01-30 13:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002100737 Filed Document 0000905148-26-000405 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:21:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC Alight Baton Rouge 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:18:40 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106142 Filed Document 0002106142-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:18:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GlobeFlex Emerging Markets Small Cap, L.P. See All Filings	D/A	2026-01-30 13:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000925056 Filed Document 0000925056-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:18:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAF Hospitality Holdings, LLC See All Filings	D	2026-01-30 13:17:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0002103234 Filed Document 0002103234-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-30 13:17:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SSC Alight 12th Ave 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:16:41 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106162 Filed Document 0002106162-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:16:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TRG Emerging Horizon Select Equity Fund, L.P. See All Filings	D/A	2026-01-30 13:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721169 Filed Document 0000947871-26-000078 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:16:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highgate Partners, L.P. See All Filings	D/A	2026-01-30 13:15:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323370 Filed Document 0000919574-26-000566 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:15:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roberts Capital Fund I, LP See All Filings	D/A	2026-01-30 13:14:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001769884 Filed Document 0001769884-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:14:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR See All Filings	D/A	2026-01-30 13:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002020242 Filed Document 0002020242-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSC 8N Lofts 2025 Sub REIT LLC See All Filings	D	2026-01-30 13:14:23 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers ICA, LLC CIK Number 0002106163 Filed Document 0002106163-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:14:23 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TRG Emerging Horizon Select Equity Fund, Ltd. See All Filings	D/A	2026-01-30 13:12:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721252 Filed Document 0000947871-26-000077 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:12:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StepStone AK Co-Invest Infra Opportunities Fund, L.P. See All Filings	D	2026-01-30 13:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002107753 Filed Document 0002107753-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:11:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DGCC, LLC See All Filings	D	2026-01-30 13:10:36 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0002108208 Filed Document 0002108208-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-30 13:10:36 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity