Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cascade Fund, Ltd. See All Filings	D/A	2026-07-29 10:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001872270 Filed Document 0001566114-26-000075 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granada Kardium SPV, a Series of Decile SPV, LLC See All Filings	D	2026-07-29 10:49:40 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0002096200 Filed Document 0002096200-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:49:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Drilling Fund III LP See All Filings	D/A	2026-07-29 10:48:34 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0002107894 Filed Document 0002107894-26-000014 Exclusions or Exemptions 506c Accepted Date 2026-07-29 10:48:34 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Third Harbor Partners Fund I L.P. See All Filings	D	2026-07-29 10:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002147310 Filed Document 0002147310-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:47:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT International Equity QP Fund, LP See All Filings	D/A	2026-07-29 10:47:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001379738 Filed Document 0000905148-26-003376 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:47:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Special Opportunities III, LP See All Filings	D/A	2026-07-29 10:46:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526359 Filed Document 0000905148-26-003375 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:46:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DropUp, Inc. See All Filings	D	2026-07-29 10:43:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0002142603 Filed Document 0002142603-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:43:42 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Duke Capital Partners 2605C A Series of V360 Holdings LLC See All Filings	D	2026-07-29 10:43:39 UTC
Amount To Be Raised $1,159,296 Associated Brokers / Dealers N/A CIK Number 0002147724 Filed Document 0002147724-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:43:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GT Offshore Fund, LTD. See All Filings	D/A	2026-07-29 10:36:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, Harbor Financial Services, LLC, and Lion Street Financial, LLC CIK Number 0001461075 Filed Document 0000905148-26-003374 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:36:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Hydrogel SPV, LLC See All Filings	D	2026-07-29 10:35:11 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0002147843 Filed Document 0002147843-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-07-29 10:35:11 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2026 Drilling Fund 2 LP See All Filings	D/A	2026-07-29 10:30:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers RICHARD KASHER and TODD LEET CIK Number 0002107833 Filed Document 0002107833-26-000017 Exclusions or Exemptions 506c Accepted Date 2026-07-29 10:30:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Capital Fund III-A, L.P. See All Filings	D	2026-07-29 10:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002147569 Filed Document 0002147569-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GT Biotech Fund, LP See All Filings	D/A	2026-07-29 10:28:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, Harbor Financial Services, LLC, and Lion Street Financial, LLC CIK Number 0001806841 Filed Document 0000905148-26-003373 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:28:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVKLB LTH LLC See All Filings	D	2026-07-29 10:27:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002147514 Filed Document 0002147514-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:27:15 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Natural Capital Fund III, L.P. See All Filings	D	2026-07-29 10:23:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002147564 Filed Document 0002147564-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:23:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Drilling Fund III LP See All Filings	D/A	2026-07-29 10:21:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0002107894 Filed Document 0002107894-26-000013 Exclusions or Exemptions 506c Accepted Date 2026-07-29 10:21:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Kai Diversified Alpha Fund LP See All Filings	D	2026-07-29 10:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002147033 Filed Document 0002147033-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:20:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrustPoint Investors, LLC See All Filings	D	2026-07-29 10:18:40 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0002143595 Filed Document 0002143595-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:18:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Infrawatt, Inc. See All Filings	D	2026-07-29 10:10:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002147521 Filed Document 0002147521-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:10:52 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Iron Road Multi-Strategy Fund Ltd. See All Filings	D/A	2026-07-29 10:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615241 Filed Document 0001615241-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-07-29 10:02:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHEPHERD I L P See All Filings	D/A	2026-07-29 09:59:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001286470 Filed Document 0001286470-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 09:59:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
RxSaveCard, Inc. See All Filings	D	2026-07-29 09:50:29 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0002086550 Filed Document 0002086550-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-07-29 09:50:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Sixteenth Street Asian GEMS See All Filings	D/A	2026-07-29 09:50:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745630 Filed Document 0001745630-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-07-29 09:50:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunter Point Capital Foundation Ltd. See All Filings	D	2026-07-29 09:39:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers JOSEPH MARTIN HONAN CIK Number 0002146157 Filed Document 0002146157-26-000002 Exclusions or Exemptions 506c Accepted Date 2026-07-29 09:39:38 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Bakay Capital Fund, L.P. See All Filings	D/A	2026-07-29 09:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001815968 Filed Document 0001104659-26-087881 Exclusions or Exemptions 506b Accepted Date 2026-07-29 09:30:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperture Litigation Finance Fund (DE-G), LP See All Filings	D	2026-07-29 09:17:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002147161 Filed Document 0002147161-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 09:17:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rubric Long Term Opportunities Offshore Fund LP See All Filings	D/A	2026-07-29 08:20:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031552 Filed Document 0000902664-26-003272 Exclusions or Exemptions 506b Accepted Date 2026-07-29 08:20:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rubric Long Term Opportunities Onshore Fund LP See All Filings	D/A	2026-07-29 08:16:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002031389 Filed Document 0000902664-26-003271 Exclusions or Exemptions 506b Accepted Date 2026-07-29 08:16:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gorilla Technology Group Inc. See All Filings	D	2026-07-29 07:26:21 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers The Benchmark Company, LLC and Stonex Financial Inc. CIK Number 0001903145 Filed Document 0001213900-26-082525 Exclusions or Exemptions 506b Accepted Date 2026-07-29 07:26:21 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
Silver Creek Manufactured Housing Communities, LLC See All Filings	D/A	2026-07-29 06:47:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002077814 Filed Document 0002077814-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 06:47:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GG investments 26 a Series of CGF2021 LLC See All Filings	D	2026-07-29 06:25:32 UTC
Amount To Be Raised $515,306 Associated Brokers / Dealers N/A CIK Number 0002147490 Filed Document 0002147490-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-29 06:25:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animal-AR-0309 Fund I, a series of Platform Funds 2026, LP See All Filings	D	2026-07-28 21:54:47 UTC
Amount To Be Raised $590,999 Associated Brokers / Dealers N/A CIK Number 0002138337 Filed Document 0002138337-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:54:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SH-0629 Fund I, a series of Roll Up Vehicles, LP See All Filings	D	2026-07-28 21:54:33 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0002145934 Filed Document 0002145934-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:54:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SA-0513 Fund II, a series of Umami Capital, LP See All Filings	D	2026-07-28 21:48:34 UTC
Amount To Be Raised $607,249 Associated Brokers / Dealers N/A CIK Number 0002136130 Filed Document 0002136130-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:48:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TA-0708 Fund I, a series of Exitfund Venture, LP See All Filings	D	2026-07-28 21:48:07 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0002144993 Filed Document 0002144993-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:48:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Builders-DE-0626 Fund I, a series of Platform Funds 2026, LP See All Filings	D	2026-07-28 21:40:38 UTC
Amount To Be Raised $1,249,834 Associated Brokers / Dealers N/A CIK Number 0002143982 Filed Document 0002143982-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:40:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bija-AV-0427 Fund I, a series of Platform Funds 2026, LP See All Filings	D	2026-07-28 21:39:37 UTC
Amount To Be Raised $76,050 Associated Brokers / Dealers N/A CIK Number 0002133738 Filed Document 0002133738-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:39:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL Battery Fund 1 LLC See All Filings	D	2026-07-28 21:39:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002147718 Filed Document 0002147718-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-07-28 21:39:20 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Conduit Gaming Inc See All Filings	D	2026-07-28 21:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002144898 Filed Document 0002144898-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:37:14 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AR-0520 Gaingels Fund II, a series of 2022 Ventures Early, LP See All Filings	D	2026-07-28 21:29:17 UTC
Amount To Be Raised $226,962 Associated Brokers / Dealers N/A CIK Number 0002137583 Filed Document 0002137583-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:29:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HA-0309 Fund I, a series of Jolt VC, LP See All Filings	D	2026-07-28 21:26:41 UTC
Amount To Be Raised $45,040 Associated Brokers / Dealers N/A CIK Number 0002124949 Filed Document 0002124949-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:26:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two-AA-0511 Fund I, a series of Platform Funds 2026, LP See All Filings	D	2026-07-28 21:20:19 UTC
Amount To Be Raised $1,052,051 Associated Brokers / Dealers N/A CIK Number 0002135980 Filed Document 0002135980-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:20:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PE-0401 Fund I, a series of DRH Rollups, LP See All Filings	D	2026-07-28 21:16:22 UTC
Amount To Be Raised $30,883 Associated Brokers / Dealers N/A CIK Number 0002129942 Filed Document 0002129942-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:16:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RE-0512 Fund I, a series of Jolt VC, LP See All Filings	D	2026-07-28 21:10:39 UTC
Amount To Be Raised $275,003 Associated Brokers / Dealers N/A CIK Number 0002135535 Filed Document 0002135535-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAI Fund I, a series of Impellent Ventures Funds, LP See All Filings	D	2026-07-28 21:05:18 UTC
Amount To Be Raised $3,840,421 Associated Brokers / Dealers N/A CIK Number 0002145879 Filed Document 0002145879-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP-0801 Fund III, a series of Roll Up Vehicles, LP See All Filings	D	2026-07-28 21:02:13 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0002102549 Filed Document 0002102549-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-07-28 21:02:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIPACQ 2601, LLC See All Filings	D	2026-07-28 20:57:04 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0002147772 Filed Document 0002147772-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 20:57:04 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
OR-0703 Fund II, a series of Zachary Ginsburg Funds, LP See All Filings	D	2026-07-28 20:53:23 UTC
Amount To Be Raised $234,102 Associated Brokers / Dealers N/A CIK Number 0002146132 Filed Document 0002146132-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-07-28 20:53:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crescent Capital Partners VIII, LP See All Filings	D/A	2026-07-28 20:47:23 UTC
Amount To Be Raised $910,000,000 Associated Brokers / Dealers N/A CIK Number 0002138573 Filed Document 0002138573-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-07-28 20:47:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Finance Corp. See All Filings	D	2026-07-28 20:19:31 UTC
Amount To Be Raised $249,344 Associated Brokers / Dealers N/A CIK Number 0001419828 Filed Document 0001193125-26-321705 Exclusions or Exemptions 506b Accepted Date 2026-07-28 20:19:31 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire